KAPPLER ANN M (EVP and General Counsel) exercised options at PRUDENTIAL FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/11/2026ACC: 0001137774-26-000039
Officer· EVP and General Counsel
Since Sep 2020
+23.36K
Net shares
Net buyer
$743.7K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
50.61K acquired · 27.25K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+17.64K
Price / share
—
Trade value
—
% of position
82.0%
2/9/2026
21.51K→39.14K
Common Stock
Direct
Shares
−7.28K
Price / share
$102.20
Trade value
$743.71K
% of position
18.6%
2/9/2026
39.14K→31.86K
Total
Net shares
+10.36K
Net value
-$743.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/9/2026 | M · Option Exercise | +17.64K | — | — | 82.0% | 21.51K | 39.14K |
| Common Stock Direct | 2/9/2026 | F · Tax Withholding | −7.28K | $102.20 | $743.71K | 18.6% | 39.14K | 31.86K |
| Total | +10.36K | -$743.71K | ||||||
Derivative Transactions3
2026 Restricted Stock Units
Direct
Converts to
Common Stock
8.24K shares
Shares
+8.24K
Strike price
0
Held after
8.24K
Exercisable
—
2/9/2026
2026 Performance Shares
Direct
Converts to
Common Stock
24.73K shares
Shares
+24.73K
Strike price
0
Held after
24.73K
Exercisable
—
2/9/2026
2023 Performance Shares
Direct
Converts to
Common Stock
19.97K shares
Shares
−19.97K
Strike price
0
Held after
0.00
Exercisable
—
2/9/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 2026 Restricted Stock Units Direct | Common Stock8.24K shares | 2/9/2026 | A · Award | +8.24K | 0 | — | 8.24K |
| 2026 Performance Shares Direct | Common Stock24.73K shares | 2/9/2026 | A · Award | +24.73K | 0 | — | 24.73K |
| 2023 Performance Shares Direct | Common Stock19.97K shares | 2/9/2026 | M · Option Exercise | −19.97K | 0 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned884.00
Total
884.00 indirect884.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 884.00 | Indirect |
| Total | 884.00 | 884.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported