KAPLAN STEVEN NEIL (Chief Financial Officer) purchased 5K shares of PEAK BIO, INC. on the open market
Open‑market purchases signal personal conviction.
P · 1 purchase
Filed: 3/12/2021ACC: 0001206774-21-000689
DirectorOfficer· Chief Financial Officer
Since Jan 2021
+7.50K
Net shares
Net buyer
$0.00
Total acquired
1
Open market trades
1B · 0S
2
Total transactions
7.50K acquired
Non-Derivative Transactions1
Common Stock, par value $0.0001
Direct
Shares
+5K
Price / share
—
Trade value
—
% of position
New position
3/10/2021
0.00→5K
Total
Net shares
+5K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 Direct | 3/10/2021 | P · Purchase | +5K | — | — | New position | 0.00 | 5K |
| Total | +5K | $0.00 | ||||||
Derivative Transactions1
Common Stock Warrants (right to buy)
Direct
Converts to
Common Stock
2.50K shares
Shares
+2.50K
Strike price
11.50
Held after
2.50K
Exercisable
—
3/10/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Warrants (right to buy) Direct | Common Stock2.50K shares | 3/10/2021 | P · Purchase | +2.50K | 11.50 | — | 2.50K |