KAPLAN JED PHILIP (CEO and Interim CFO) purchased 4.9% of their position (6.25K shares) of SIMPLICITY ESPORTS & GAMING CO on the open market

Open‑market purchase worth $100.0K — a small addition. The strongest form of insider conviction signal.

P · 1 purchase

KAPLAN JED PHILIP

Filed: 2/1/2021ACC: 0001493152-21-002300

InsiderKAPLAN JED PHILIPCIK 1771114

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IssuerSIMPLICITY ESPORTS & GAMING COCIK 1708410

DirectorOfficer· CEO and Interim CFO

Since Dec 2018

+266.33K

Net shares

Net buyer

$100.0K

Total acquired

Open market trades

1B · 0S

Total transactions

296.33K acquired · 30K disposed

Non-Derivative Transactions29

Common Stock

Direct

A · Award

+5.12K

Price / share

—

Trade value

—

% of position

New position

12/31/2018

0.00→5.12K

Common Stock

Direct

A · Award

+6.03K

Price / share

—

Trade value

—

% of position

117.7%

12/31/2018

5.12K→11.15K

Common Stock

Indirect

A · Award

+302.00

Price / share

—

Trade value

—

% of position

New position

12/31/2018

0.00→302.00

Common Stock

Direct

A · Award

+9.42K

Price / share

—

Trade value

—

% of position

84.6%

1/8/2019

11.15K→20.57K

Common Stock

Direct

A · Award

+11.09K

Price / share

—

Trade value

—

% of position

53.9%

1/8/2019

20.57K→31.66K

Common Stock

Direct

A · Award

+8.75K

Price / share

—

Trade value

—

% of position

27.6%

1/8/2019

31.66K→40.41K

Common Stock

Indirect

A · Award

+555.00

Price / share

—

Trade value

—

% of position

183.8%

1/8/2019

302.00→857.00

Common Stock

Direct

A · Award

+26.93K

Price / share

—

Trade value

—

% of position

66.6%

3/27/2019

40.41K→67.33K

Common Stock

Direct

A · Award

+31.68K

Price / share

—

Trade value

—

% of position

47.0%

3/27/2019

67.33K→99.01K

Common Stock

Direct

A · Award

+25K

Price / share

—

Trade value

—

% of position

25.2%

3/27/2019

99.01K→124.01K

Common Stock

Direct

A · Award

+2.50K

Price / share

—

Trade value

—

% of position

2.0%

3/27/2019

124.01K→126.51K

Common Stock

Indirect

A · Award

+1.58K

Price / share

—

Trade value

—

% of position

184.8%

3/27/2019

857.00→2.44K

Common Stock

Direct

P · Purchase

+6.25K

Price / share

$16.00

Trade value

$100K

% of position

4.9%

5/31/2019

126.51K→132.76K

Common Stock

Direct

A · Award

+8.75K

Price / share

—

Trade value

—

% of position

6.6%

9/17/2019

132.76K→141.51K

Common Stock

Direct

A · Award

+8.75K

Price / share

—

Trade value

—

% of position

6.2%

7/29/2020

141.51K→150.26K

Common Stock

Direct

A · Award

+31.25K

Price / share

—

Trade value

—

% of position

20.8%

7/30/2020

150.26K→181.51K

Common Stock

Direct

A · Award

+3.75K

Price / share

—

Trade value

—

% of position

2.1%

8/21/2020

181.51K→185.26K

Common Stock

Direct

A · Award

+1.88K

Price / share

—

Trade value

—

% of position

1.0%

8/31/2020

185.26K→187.14K

Common Stock

Direct

A · Award

+1.88K

Price / share

—

Trade value

—

% of position

1.0%

9/30/2020

187.14K→189.01K

Common Stock

Direct

A · Award

+1.88K

Price / share

—

Trade value

—

% of position

1.0%

10/30/2020

189.01K→190.89K

Common Stock

Direct

G · Gift

−25K

Price / share

—

Trade value

—

% of position

13.1%

11/18/2020

190.89K→165.89K

Common Stock

Indirect

A · Award

+25K

Price / share

—

Trade value

—

% of position

New position

11/18/2020

0.00→25K

Common Stock

Indirect

A · Award

+10K

Price / share

—

Trade value

—

% of position

40.0%

11/24/2020

25K→35K

Common Stock

Direct

A · Award

+1.88K

Price / share

—

Trade value

—

% of position

1.1%

11/30/2020

165.89K→167.76K

Common Stock

Direct

G · Gift

−5K

Price / share

—

Trade value

—

% of position

3.0%

12/23/2020

167.76K→162.76K

Common Stock

Indirect

A · Award

+5K

Price / share

—

Trade value

—

% of position

14.3%

12/23/2020

35K→40K

Common Stock

Indirect

A · Award

+3K

Price / share

—

Trade value

—

% of position

7.5%

12/29/2020

40K→43K

Common Stock

Direct

A · Award

+1.88K

Price / share

—

Trade value

—

% of position

1.2%

12/31/2020

162.76K→164.64K

Common Stock

Direct

A · Award

+50K

Price / share

—

Trade value

—

% of position

30.4%

1/4/2021

164.64K→214.64K

Total

Net shares

+260.08K

Net value

$100K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/31/2018	A · Award	+5.12K	—	—	New position	0.00	5.12K
Common Stock Direct	12/31/2018	A · Award	+6.03K	—	—	117.7%	5.12K	11.15K
Common Stock Indirect	12/31/2018	A · Award	+302.00	—	—	New position	0.00	302.00
Common Stock Direct	1/8/2019	A · Award	+9.42K	—	—	84.6%	11.15K	20.57K
Common Stock Direct	1/8/2019	A · Award	+11.09K	—	—	53.9%	20.57K	31.66K
Common Stock Direct	1/8/2019	A · Award	+8.75K	—	—	27.6%	31.66K	40.41K
Common Stock Indirect	1/8/2019	A · Award	+555.00	—	—	183.8%	302.00	857.00
Common Stock Direct	3/27/2019	A · Award	+26.93K	—	—	66.6%	40.41K	67.33K
Common Stock Direct	3/27/2019	A · Award	+31.68K	—	—	47.0%	67.33K	99.01K
Common Stock Direct	3/27/2019	A · Award	+25K	—	—	25.2%	99.01K	124.01K
Common Stock Direct	3/27/2019	A · Award	+2.50K	—	—	2.0%	124.01K	126.51K
Common Stock Indirect	3/27/2019	A · Award	+1.58K	—	—	184.8%	857.00	2.44K
Common Stock Direct	5/31/2019	P · Purchase	+6.25K	$16.00	$100K	4.9%	126.51K	132.76K
Common Stock Direct	9/17/2019	A · Award	+8.75K	—	—	6.6%	132.76K	141.51K
Common Stock Direct	7/29/2020	A · Award	+8.75K	—	—	6.2%	141.51K	150.26K
Common Stock Direct	7/30/2020	A · Award	+31.25K	—	—	20.8%	150.26K	181.51K
Common Stock Direct	8/21/2020	A · Award	+3.75K	—	—	2.1%	181.51K	185.26K
Common Stock Direct	8/31/2020	A · Award	+1.88K	—	—	1.0%	185.26K	187.14K
Common Stock Direct	9/30/2020	A · Award	+1.88K	—	—	1.0%	187.14K	189.01K
Common Stock Direct	10/30/2020	A · Award	+1.88K	—	—	1.0%	189.01K	190.89K
Common Stock Direct	11/18/2020	G · Gift	−25K	—	—	13.1%	190.89K	165.89K
Common Stock Indirect	11/18/2020	A · Award	+25K	—	—	New position	0.00	25K
Common Stock Indirect	11/24/2020	A · Award	+10K	—	—	40.0%	25K	35K
Common Stock Direct	11/30/2020	A · Award	+1.88K	—	—	1.1%	165.89K	167.76K
Common Stock Direct	12/23/2020	G · Gift	−5K	—	—	3.0%	167.76K	162.76K
Common Stock Indirect	12/23/2020	A · Award	+5K	—	—	14.3%	35K	40K
Common Stock Indirect	12/29/2020	A · Award	+3K	—	—	7.5%	40K	43K
Common Stock Direct	12/31/2020	A · Award	+1.88K	—	—	1.2%	162.76K	164.64K
Common Stock Direct	1/4/2021	A · Award	+50K	—	—	30.4%	164.64K	214.64K
Total			+260.08K		$100K

Derivative Transactions1

Warrant

Direct

P · Purchase

Converts to

Common Stock

6.25K shares

+6.25K

Strike price

0.50

Held after

6.25K

Exercisable

—

5/31/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrant Direct	Common Stock6.25K shares	5/31/2019	P · Purchase	+6.25K	0.50	—	6.25K