KAO JAMES exercised options at RBB BANCORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 5/27/2026ACC: 0001437749-26-018423
+2.66K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
5.32K acquired · 2.66K disposed
Non-Derivative Transactions2
Common Stock, No Par Value
Direct
Shares
+700.00
Price / share
—
Trade value
—
% of position
0.1%
5/21/2026
564.06K→564.76K
Common Stock, No Par Value
Direct
Shares
+1.96K
Price / share
—
Trade value
—
% of position
0.3%
5/21/2026
564.76K→566.72K
Total
Net shares
+2.66K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value Direct | 5/21/2026 | M · Option Exercise | +700.00 | — | — | 0.1% | 564.06K | 564.76K |
| Common Stock, No Par Value Direct | 5/21/2026 | M · Option Exercise | +1.96K | — | — | 0.3% | 564.76K | 566.72K |
| Total | +2.66K | $0.00 | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
700.00 shares
Shares
−700.00
Strike price
Held after
0.00
Exercisable
—
5/21/2026
Restricted Stock Units
Direct
Converts to
Common Stock
2.66K shares
Shares
+2.66K
Strike price
Held after
2.66K
Exercisable
—
5/21/2026
Restricted Stock Units
Direct
Converts to
Common Stock
1.96K shares
Shares
−1.96K
Strike price
Held after
700.00
Exercisable
—
5/21/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock700.00 shares | 5/21/2026 | M · Option Exercise | −700.00 | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock2.66K shares | 5/21/2026 | A · Award | +2.66K | — | 2.66K | |
| Restricted Stock Units Direct | Common Stock1.96K shares | 5/21/2026 | M · Option Exercise | −1.96K | — | 700.00 |