KANTROWITZ IAN reported 2 transactions at ALPINE 4 HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/7/2021ACC: 0001096906-21-000037
+354.50K
Net shares
Net buyer
$90.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
375K acquired · 20.50K disposed
Non-Derivative Transactions2
Common A Stock
Direct
Shares
−15.38K
Price / share
$4.40
Trade value
$67.65K
% of position
1.8%
12/28/2020
847.37K→832K
Common A Stock
Direct
Shares
−5.13K
Price / share
$4.40
Trade value
$22.55K
% of position
0.6%
12/28/2020
832K→826.87K
Total
Net shares
−20.50K
Net value
-$90.20K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common A Stock Direct | 12/28/2020 | G · Gift | −15.38K | $4.40 | $67.65K | 1.8% | 847.37K | 832K |
| Common A Stock Direct | 12/28/2020 | G · Gift | −5.13K | $4.40 | $22.55K | 0.6% | 832K | 826.87K |
| Total | −20.50K | -$90.20K | ||||||
Derivative Transactions1
Class C Common Stock
Direct
Converts to
Class A Common Stock
375K shares
Shares
+375K
Strike price
Held after
1.01M
Exercisable
—
11/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class C Common Stock Direct | Class A Common Stock375K shares | 11/17/2020 | A · Award | +375K | — | 1.01M |