KANTER JOEL S enters APPLIED UV, INC. with 17.50K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 9/29/2020ACC: 0001104659-20-109774
17.50K
Baseline shares
100% direct
17.50K
Direct ownership
1 position
500.00
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned17.50K
Total
17.50K direct17.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 17.50K | Direct |
| Total | 17.50K | 17.50K direct |
Derivative Holdings1
Non-Qualified Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
500.00
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
500.00
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) Direct | Common Stock | — | — | 500.00 | N/A | |
| Total | 500.00 | 0.00 | ||||