Filed: 11/21/2022ACC: 0001666788-22-000005
📋 What this filing means
KALOS MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $40.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
42
Positions
$40.5K
Total AUM (reported)
622.03K
Total Shares
Allocation by class
ETF$36.2K89.4%
COM$4.3K10.6%
Portfolio Concentration
Top 3$9.9K24.5%
4–10$13.1K32.3%
11–25$12.6K31.1%
Rest$4.9K12.2%
Top 3 weight
24.5%
Top 10 weight
56.7%
Voting Authority Distribution
Total shares with voting rights: 622.03K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
622.03K
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other42
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings42
Rows:
SCHWAB US BROAD MARKET ETF
DFNDShares102.49K
TypeSH
Market value$4.5K
11.19%
Sole
0.00
Shared
102.49K
None
0.00
SCHWAB US LARGE CAP ETF
DFNDShares62.26K
TypeSH
Market value$2.8K
6.85%
Sole
0.00
Shared
62.26K
None
0.00
SPDR S&P 500 ETF
DFNDShares6.92K
TypeSH
Market value$2.6K
6.42%
Sole
0.00
Shared
6.92K
None
0.00
VANGUARD VALUE ETF
DFNDShares18.72K
TypeSH
Market value$2.4K
5.99%
Sole
0.00
Shared
18.72K
None
0.00
SCHWAB US DIVIDEND EQUITY ETF
DFNDShares31.13K
TypeSH
Market value$2.2K
5.36%
Sole
0.00
Shared
31.13K
None
0.00
ISHARES US HEALTHCARE ETF
DFNDShares7.33K
TypeSH
Market value$1.9K
4.75%
Sole
0.00
Shared
7.33K
None
0.00
INVSC SP 500 EQUAL WEIGHT UTILTS ETF
DFNDShares16.70K
TypeSH
Market value$1.9K
4.62%
Sole
0.00
Shared
16.70K
None
0.00
SCHWAB US LARGE CAP VALUE ETF
DFNDShares27.74K
TypeSH
Market value$1.7K
4.22%
Sole
0.00
Shared
27.74K
None
0.00
VANGUARD UTILITIES ETF
DFNDShares10.03K
TypeSH
Market value$1.5K
3.69%
Sole
0.00
Shared
10.03K
None
0.00
SCHWAB SHORT TERM US TREASURY ETF
DFNDShares30.58K
TypeSH
Market value$1.5K
3.65%
Sole
0.00
Shared
30.58K
None
0.00
PHILLIPS EDISON & CO INC
DFNDShares47.30K
TypeSH
Market value$1.4K
3.45%
Sole
0.00
Shared
47.30K
None
0.00
ISHARES U S CONSUMER STAPLES ETF
DFNDShares6.68K
TypeSH
Market value$1.2K
3.07%
Sole
0.00
Shared
6.68K
None
0.00
ISHARES S&P 500 VALUE ETF
DFNDShares8.62K
TypeSH
Market value$1.2K
2.87%
Sole
0.00
Shared
8.62K
None
0.00
ISHARES S&P MID CAP 400 VALUE ETF
DFNDShares10.15K
TypeSH
Market value$965.00
2.38%
Sole
0.00
Shared
10.15K
None
0.00
ISHARES CORE S&P 500 ETF
DFNDShares2.54K
TypeSH
Market value$958.00
2.36%
Sole
0.00
Shared
2.54K
None
0.00
ISHARES US BASIC MATERIALS ETF
DFNDShares7.59K
TypeSH
Market value$876.00
2.16%
Sole
0.00
Shared
7.59K
None
0.00
ISHARES US REAL ESTATE ETF
DFNDShares10.26K
TypeSH
Market value$872.00
2.15%
Sole
0.00
Shared
10.26K
None
0.00
PROSHARES S&P 500 DIV ARISTOCRAT ETF
DFNDShares9.17K
TypeSH
Market value$770.00
1.90%
Sole
0.00
Shared
9.17K
None
0.00
SPDR S&P GLOBAL NATURAL RESOURCS ETF
DFNDShares14.40K
TypeSH
Market value$762.00
1.88%
Sole
0.00
Shared
14.40K
None
0.00
ISHARES SELECT DIVIDEND ETF
DFNDShares6.08K
TypeSH
Market value$686.00
1.69%
Sole
0.00
Shared
6.08K
None
0.00
INVESCO S P 500 REVENUE ETF
DFNDShares9.15K
TypeSH
Market value$648.00
1.60%
Sole
0.00
Shared
9.15K
None
0.00
APPLE INC
DFNDShares4.06K
TypeSH
Market value$592.00
1.46%
Sole
0.00
Shared
4.06K
None
0.00
ISHARES S&P SMALL CAP 600 ETF
DFNDShares6.56K
TypeSH
Market value$572.00
1.41%
Sole
0.00
Shared
6.56K
None
0.00
ISHARES TOTAL US STOCK MARKET ETF
DFNDShares6.60K
TypeSH
Market value$553.00
1.36%
Sole
0.00
Shared
6.60K
None
0.00
ISHARES DOW JONES US ETF
DFNDShares5.83K
TypeSH
Market value$539.00
1.33%
Sole
0.00
Shared
5.83K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB US BROAD MARKET ETFDFND | ETF | 102.49K | SH | $4.5K 11.19% | 0.00 | 102.49K | 0.00 |
SCHWAB US LARGE CAP ETFDFND | ETF | 62.26K | SH | $2.8K 6.85% | 0.00 | 62.26K | 0.00 |
SPDR S&P 500 ETFDFND | ETF | 6.92K | SH | $2.6K 6.42% | 0.00 | 6.92K | 0.00 |
VANGUARD VALUE ETFDFND | ETF | 18.72K | SH | $2.4K 5.99% | 0.00 | 18.72K | 0.00 |
SCHWAB US DIVIDEND EQUITY ETFDFND | ETF | 31.13K | SH | $2.2K 5.36% | 0.00 | 31.13K | 0.00 |
ISHARES US HEALTHCARE ETFDFND | ETF | 7.33K | SH | $1.9K 4.75% | 0.00 | 7.33K | 0.00 |
INVSC SP 500 EQUAL WEIGHT UTILTS ETFDFND | ETF | 16.70K | SH | $1.9K 4.62% | 0.00 | 16.70K | 0.00 |
SCHWAB US LARGE CAP VALUE ETFDFND | ETF | 27.74K | SH | $1.7K 4.22% | 0.00 | 27.74K | 0.00 |
VANGUARD UTILITIES ETFDFND | ETF | 10.03K | SH | $1.5K 3.69% | 0.00 | 10.03K | 0.00 |
SCHWAB SHORT TERM US TREASURY ETFDFND | ETF | 30.58K | SH | $1.5K 3.65% | 0.00 | 30.58K | 0.00 |
PHILLIPS EDISON & CO INCDFND | COM | 47.30K | SH | $1.4K 3.45% | 0.00 | 47.30K | 0.00 |
ISHARES U S CONSUMER STAPLES ETFDFND | ETF | 6.68K | SH | $1.2K 3.07% | 0.00 | 6.68K | 0.00 |
ISHARES S&P 500 VALUE ETFDFND | ETF | 8.62K | SH | $1.2K 2.87% | 0.00 | 8.62K | 0.00 |
ISHARES S&P MID CAP 400 VALUE ETFDFND | ETF | 10.15K | SH | $965.00 2.38% | 0.00 | 10.15K | 0.00 |
ISHARES CORE S&P 500 ETFDFND | ETF | 2.54K | SH | $958.00 2.36% | 0.00 | 2.54K | 0.00 |
ISHARES US BASIC MATERIALS ETFDFND | ETF | 7.59K | SH | $876.00 2.16% | 0.00 | 7.59K | 0.00 |
ISHARES US REAL ESTATE ETFDFND | ETF | 10.26K | SH | $872.00 2.15% | 0.00 | 10.26K | 0.00 |
PROSHARES S&P 500 DIV ARISTOCRAT ETFDFND | ETF | 9.17K | SH | $770.00 1.90% | 0.00 | 9.17K | 0.00 |
SPDR S&P GLOBAL NATURAL RESOURCS ETFDFND | ETF | 14.40K | SH | $762.00 1.88% | 0.00 | 14.40K | 0.00 |
ISHARES SELECT DIVIDEND ETFDFND | ETF | 6.08K | SH | $686.00 1.69% | 0.00 | 6.08K | 0.00 |
INVESCO S P 500 REVENUE ETFDFND | ETF | 9.15K | SH | $648.00 1.60% | 0.00 | 9.15K | 0.00 |
APPLE INCDFND | COM | 4.06K | SH | $592.00 1.46% | 0.00 | 4.06K | 0.00 |
ISHARES S&P SMALL CAP 600 ETFDFND | ETF | 6.56K | SH | $572.00 1.41% | 0.00 | 6.56K | 0.00 |
ISHARES TOTAL US STOCK MARKET ETFDFND | ETF | 6.60K | SH | $553.00 1.36% | 0.00 | 6.60K | 0.00 |
ISHARES DOW JONES US ETFDFND | ETF | 5.83K | SH | $539.00 1.33% | 0.00 | 5.83K | 0.00 |
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