Filed: 9/13/2021ACC: 0001493152-21-022599
Officer· Chief Financial Officer
Since Dec 2018
+250K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
250K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Warrants
Indirect
Converts to
Common Stock
250K shares
Shares
+250K
Strike price
0.55
Held after
250K
Exercisable
—
9/9/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants Indirect | Common Stock250K shares | 9/9/2021 | J · J | +250K | 0.55 | — | 250K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned50K
Total
50K indirect50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 50K | Indirect |
| Total | 50K | 50K indirect |
Derivative Holdings (Post-Transaction)4
Stock Options
IndirectUnderlying security
CommonStock
Underlying shares
75K
Shares owned
75K
Exercise price
0.60
Expiration
—
Exercise window
—
Stock Options
IndirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
175K
Exercise price
0.10
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
750K
Shares owned
1.15M
Exercise price
1.16
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
400K
Shares owned
400K
Exercise price
1.17
Expiration
—
Exercise window
—
Total
Underlying
1.32M
Owned
1.80M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Indirect | CommonStock | 0.60 | — | — | 75K | 75K |
| Stock Options Indirect | Common Stock | 0.10 | — | — | 100K | 175K |
| Stock Options Direct | Common Stock | 1.16 | — | — | 750K | 1.15M |
| Stock Options Direct | Common Stock | 1.17 | — | — | 400K | 400K |
| Total | 1.32M | 1.80M | ||||