Filed: 7/30/2026ACC: 0001842013-26-000004
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 170 equity positions with a total reported market value of $307.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
170
Positions
$307.73M
Total AUM (reported)
3.60M
Total Shares
Allocation by class
COM$83.52M27.1%
SEMICONDUCTR ETF$30.21M9.8%
TR UNIT$25.59M8.3%
US LCAP GR ETF$17.72M5.8%
SHS CREAT UNIT$13.07M4.2%
CORE BD ETF$8.53M2.8%
5 10YR CORP BD$8.35M2.7%
Portfolio Concentration
Top 3$73.53M23.9%
4–10$76.71M24.9%
11–25$65.98M21.4%
Rest$91.51M29.7%
Top 3 weight
23.9%
Top 10 weight
48.8%
Voting Authority Distribution
Total shares with voting rights: 3.60M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.60M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole170
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings170
Rows:
VANECK ETF TRUST
SOLEShares48.70K
TypeSH
Market value$30.21M
9.82%
Sole
0.00
Shared
0.00
None
48.70K
STATE STR SPDR S&P 500 ETF T
SOLEShares34.32K
TypeSH
Market value$25.59M
8.32%
Sole
0.00
Shared
0.00
None
34.32K
SCHWAB STRATEGIC TR
SOLEShares519.60K
TypeSH
Market value$17.72M
5.76%
Sole
0.00
Shared
0.00
None
519.60K
APPLE INC
SOLEShares55.58K
TypeSH
Market value$16.36M
5.32%
Sole
0.00
Shared
0.00
None
55.58K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares266.22K
TypeSH
Market value$13.07M
4.25%
Sole
0.00
Shared
0.00
None
266.22K
CATERPILLAR INC
SOLEShares12.50K
TypeSH
Market value$12.40M
4.03%
Sole
0.00
Shared
0.00
None
12.50K
NVIDIA CORPORATION
SOLEShares50.47K
TypeSH
Market value$9.97M
3.24%
Sole
0.00
Shared
0.00
None
50.47K
VANGUARD MALVERN FDS
SOLEShares111.04K
TypeSH
Market value$8.53M
2.77%
Sole
0.00
Shared
0.00
None
111.04K
SCHWAB STRATEGIC TR
SOLEShares370.73K
TypeSH
Market value$8.35M
2.71%
Sole
0.00
Shared
0.00
None
370.73K
ALPHABET INC
SOLEShares22.43K
TypeSH
Market value$8.03M
2.61%
Sole
0.00
Shared
0.00
None
22.43K
ISHARES TR
SOLEShares26.16K
TypeSH
Market value$7.83M
2.54%
Sole
0.00
Shared
0.00
None
26.16K
J P MORGAN EXCHANGE TRADED F
SOLEShares81.89K
TypeSH
Market value$6.69M
2.17%
Sole
0.00
Shared
0.00
None
81.89K
VANGUARD WHITEHALL FDS
SOLEShares39.69K
TypeSH
Market value$6.28M
2.04%
Sole
0.00
Shared
0.00
None
39.69K
SCHWAB STRATEGIC TR
SOLEShares199.34K
TypeSH
Market value$6.08M
1.98%
Sole
0.00
Shared
0.00
None
199.34K
VANGUARD INDEX FDS
SOLEShares6.72K
TypeSH
Market value$4.61M
1.50%
Sole
0.00
Shared
0.00
None
6.72K
INVESCO QQQ TR
SOLEShares6.07K
TypeSH
Market value$4.40M
1.43%
Sole
0.00
Shared
0.00
None
6.07K
AMAZON COM INC
SOLEShares17.84K
TypeSH
Market value$4.31M
1.40%
Sole
0.00
Shared
0.00
None
17.84K
ALPHABET INC
SOLEShares11.32K
TypeSH
Market value$4.09M
1.33%
Sole
0.00
Shared
0.00
None
11.32K
VANGUARD SPECIALIZED FUNDS
SOLEShares15.81K
TypeSH
Market value$3.74M
1.21%
Sole
0.00
Shared
0.00
None
15.81K
VANGUARD MALVERN FDS
SOLEShares47.02K
TypeSH
Market value$3.63M
1.18%
Sole
0.00
Shared
0.00
None
47.02K
SCHWAB STRATEGIC TR
SOLEShares69.45K
TypeSH
Market value$3.62M
1.18%
Sole
0.00
Shared
0.00
None
69.45K
ADVANCED MICRO DEVICES INC
SOLEShares5.46K
TypeSH
Market value$2.95M
0.96%
Sole
0.00
Shared
0.00
None
5.46K
SELECT SECTOR SPDR TR
SOLEShares14.20K
TypeSH
Market value$2.63M
0.86%
Sole
0.00
Shared
0.00
None
14.20K
MICROSOFT CORP
SOLEShares6.70K
TypeSH
Market value$2.58M
0.84%
Sole
0.00
Shared
0.00
None
6.70K
BLACKSTONE INC
SOLEShares21.27K
TypeSH
Market value$2.54M
0.83%
Sole
0.00
Shared
0.00
None
21.27K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 48.70K | SH | $30.21M 9.82% | 0.00 | 0.00 | 48.70K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 34.32K | SH | $25.59M 8.32% | 0.00 | 0.00 | 34.32K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 519.60K | SH | $17.72M 5.76% | 0.00 | 0.00 | 519.60K |
APPLE INCSOLE | COM | 55.58K | SH | $16.36M 5.32% | 0.00 | 0.00 | 55.58K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREAT UNIT | 266.22K | SH | $13.07M 4.25% | 0.00 | 0.00 | 266.22K |
CATERPILLAR INCSOLE | COM | 12.50K | SH | $12.40M 4.03% | 0.00 | 0.00 | 12.50K |
NVIDIA CORPORATIONSOLE | COM | 50.47K | SH | $9.97M 3.24% | 0.00 | 0.00 | 50.47K |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 111.04K | SH | $8.53M 2.77% | 0.00 | 0.00 | 111.04K |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 370.73K | SH | $8.35M 2.71% | 0.00 | 0.00 | 370.73K |
ALPHABET INCSOLE | CAP STK CL C | 22.43K | SH | $8.03M 2.61% | 0.00 | 0.00 | 22.43K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 26.16K | SH | $7.83M 2.54% | 0.00 | 0.00 | 26.16K |
J P MORGAN EXCHANGE TRADED FSOLE | INTRNL RES EQT | 81.89K | SH | $6.69M 2.17% | 0.00 | 0.00 | 81.89K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 39.69K | SH | $6.28M 2.04% | 0.00 | 0.00 | 39.69K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US B | 199.34K | SH | $6.08M 1.98% | 0.00 | 0.00 | 199.34K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 6.72K | SH | $4.61M 1.50% | 0.00 | 0.00 | 6.72K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 6.07K | SH | $4.40M 1.43% | 0.00 | 0.00 | 6.07K |
AMAZON COM INCSOLE | COM | 17.84K | SH | $4.31M 1.40% | 0.00 | 0.00 | 17.84K |
ALPHABET INCSOLE | CAP STK CL A | 11.32K | SH | $4.09M 1.33% | 0.00 | 0.00 | 11.32K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 15.81K | SH | $3.74M 1.21% | 0.00 | 0.00 | 15.81K |
VANGUARD MALVERN FDSSOLE | CORE-PLUS BD ETF | 47.02K | SH | $3.63M 1.18% | 0.00 | 0.00 | 47.02K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL INTL | 69.45K | SH | $3.62M 1.18% | 0.00 | 0.00 | 69.45K |
ADVANCED MICRO DEVICES INCSOLE | COM | 5.46K | SH | $2.95M 0.96% | 0.00 | 0.00 | 5.46K |
SELECT SECTOR SPDR TRSOLE | ST STR TECHN ETF | 14.20K | SH | $2.63M 0.86% | 0.00 | 0.00 | 14.20K |
MICROSOFT CORPSOLE | COM | 6.70K | SH | $2.58M 0.84% | 0.00 | 0.00 | 6.70K |
BLACKSTONE INCSOLE | COM | 21.27K | SH | $2.54M 0.83% | 0.00 | 0.00 | 21.27K |
Page 1 of 7
…