Filed: 5/1/2026ACC: 0001842013-26-000003
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 171 equity positions with a total reported market value of $236.46M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
171
Positions
$236.46M
Total AUM (reported)
3.61M
Total Shares
Allocation by class
COM$68.60M29.0%
TR UNIT$18.40M7.8%
US LCAP GR ETF$17.81M7.5%
SHS CREATION UNI$12.61M5.3%
CORE BD ETF$9.86M4.2%
5 10YR CORP BD$8.40M3.6%
CAP STK CL C$7.78M3.3%
Portfolio Concentration
Top 3$51.38M21.7%
4–10$61.19M25.9%
11–25$42.35M17.9%
Rest$81.54M34.5%
Top 3 weight
21.7%
Top 10 weight
47.6%
Voting Authority Distribution
Total shares with voting rights: 3.61M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.61M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole171
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings171
Rows:
STATE STR SPDR S&P 500 ETF T
SOLEShares26.23K
TypeSH
Market value$18.40M
7.78%
Sole
0.00
Shared
0.00
None
26.23K
SCHWAB STRATEGIC TR
SOLEShares554.39K
TypeSH
Market value$17.81M
7.53%
Sole
0.00
Shared
0.00
None
554.39K
APPLE INC
SOLEShares57.58K
TypeSH
Market value$15.17M
6.41%
Sole
0.00
Shared
0.00
None
57.58K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares277.84K
TypeSH
Market value$12.61M
5.33%
Sole
0.00
Shared
0.00
None
277.84K
NVIDIA CORPORATION
SOLEShares51.98K
TypeSH
Market value$10.31M
4.36%
Sole
0.00
Shared
0.00
None
51.98K
VANGUARD MALVERN FDS
SOLEShares127.05K
TypeSH
Market value$9.86M
4.17%
Sole
0.00
Shared
0.00
None
127.05K
SCHWAB STRATEGIC TR
SOLEShares368.64K
TypeSH
Market value$8.40M
3.55%
Sole
0.00
Shared
0.00
None
368.64K
ALPHABET INC
SOLEShares23.38K
TypeSH
Market value$7.78M
3.29%
Sole
0.00
Shared
0.00
None
23.38K
J P MORGAN EXCHANGE TRADED F
SOLEShares88.16K
TypeSH
Market value$7.07M
2.99%
Sole
0.00
Shared
0.00
None
88.16K
VANECK ETF TRUST
SOLEShares55.11K
TypeSH
Market value$5.16M
2.18%
Sole
0.00
Shared
0.00
None
55.11K
AMAZON COM INC
SOLEShares20.13K
TypeSH
Market value$5.03M
2.13%
Sole
0.00
Shared
0.00
None
20.13K
ALPHABET INC
SOLEShares11.46K
TypeSH
Market value$3.85M
1.63%
Sole
0.00
Shared
0.00
None
11.46K
VANGUARD WHITEHALL FDS
SOLEShares22.95K
TypeSH
Market value$3.53M
1.49%
Sole
0.00
Shared
0.00
None
22.95K
BLACKSTONE INC
SOLEShares24.70K
TypeSH
Market value$3.16M
1.34%
Sole
0.00
Shared
0.00
None
24.70K
VANGUARD SPECIALIZED FUNDS
SOLEShares14.05K
TypeSH
Market value$3.16M
1.34%
Sole
0.00
Shared
0.00
None
14.05K
MICROSOFT CORP
SOLEShares7K
TypeSH
Market value$2.94M
1.24%
Sole
0.00
Shared
0.00
None
7K
VANGUARD MALVERN FDS
SOLEShares35.67K
TypeSH
Market value$2.78M
1.17%
Sole
0.00
Shared
0.00
None
35.67K
SCHWAB STRATEGIC TR
SOLEShares94K
TypeSH
Market value$2.68M
1.13%
Sole
0.00
Shared
0.00
None
94K
INVESCO QQQ TR
SOLEShares4.08K
TypeSH
Market value$2.61M
1.10%
Sole
0.00
Shared
0.00
None
4.08K
TESLA INC
SOLEShares6.13K
TypeSH
Market value$2.38M
1.01%
Sole
0.00
Shared
0.00
None
6.13K
SCHWAB STRATEGIC TR
SOLEShares86.79K
TypeSH
Market value$2.16M
0.91%
Sole
0.00
Shared
0.00
None
86.79K
SELECT SECTOR SPDR TR
SOLEShares13.69K
TypeSH
Market value$2.08M
0.88%
Sole
0.00
Shared
0.00
None
13.69K
NEOS ETF TRUST
SOLEShares38.48K
TypeSH
Market value$2.01M
0.85%
Sole
0.00
Shared
0.00
None
38.48K
SCHWAB STRATEGIC TR
SOLEShares79.12K
TypeSH
Market value$1.99M
0.84%
Sole
0.00
Shared
0.00
None
79.12K
SCHWAB STRATEGIC TR
SOLEShares57.10K
TypeSH
Market value$1.98M
0.84%
Sole
0.00
Shared
0.00
None
57.10K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 26.23K | SH | $18.40M 7.78% | 0.00 | 0.00 | 26.23K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 554.39K | SH | $17.81M 7.53% | 0.00 | 0.00 | 554.39K |
APPLE INCSOLE | COM | 57.58K | SH | $15.17M 6.41% | 0.00 | 0.00 | 57.58K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 277.84K | SH | $12.61M 5.33% | 0.00 | 0.00 | 277.84K |
NVIDIA CORPORATIONSOLE | COM | 51.98K | SH | $10.31M 4.36% | 0.00 | 0.00 | 51.98K |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 127.05K | SH | $9.86M 4.17% | 0.00 | 0.00 | 127.05K |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 368.64K | SH | $8.40M 3.55% | 0.00 | 0.00 | 368.64K |
ALPHABET INCSOLE | CAP STK CL C | 23.38K | SH | $7.78M 3.29% | 0.00 | 0.00 | 23.38K |
J P MORGAN EXCHANGE TRADED FSOLE | INTRNL RES EQT | 88.16K | SH | $7.07M 2.99% | 0.00 | 0.00 | 88.16K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 55.11K | SH | $5.16M 2.18% | 0.00 | 0.00 | 55.11K |
AMAZON COM INCSOLE | COM | 20.13K | SH | $5.03M 2.13% | 0.00 | 0.00 | 20.13K |
ALPHABET INCSOLE | CAP STK CL A | 11.46K | SH | $3.85M 1.63% | 0.00 | 0.00 | 11.46K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 22.95K | SH | $3.53M 1.49% | 0.00 | 0.00 | 22.95K |
BLACKSTONE INCSOLE | COM | 24.70K | SH | $3.16M 1.34% | 0.00 | 0.00 | 24.70K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 14.05K | SH | $3.16M 1.34% | 0.00 | 0.00 | 14.05K |
MICROSOFT CORPSOLE | COM | 7K | SH | $2.94M 1.24% | 0.00 | 0.00 | 7K |
VANGUARD MALVERN FDSSOLE | CORE-PLUS BD ETF | 35.67K | SH | $2.78M 1.17% | 0.00 | 0.00 | 35.67K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US B | 94K | SH | $2.68M 1.13% | 0.00 | 0.00 | 94K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.08K | SH | $2.61M 1.10% | 0.00 | 0.00 | 4.08K |
TESLA INCSOLE | COM | 6.13K | SH | $2.38M 1.01% | 0.00 | 0.00 | 6.13K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 86.79K | SH | $2.16M 0.91% | 0.00 | 0.00 | 86.79K |
SELECT SECTOR SPDR TRSOLE | STATE STREET TEC | 13.69K | SH | $2.08M 0.88% | 0.00 | 0.00 | 13.69K |
NEOS ETF TRUSTSOLE | NEOS S&P 500 HI | 38.48K | SH | $2.01M 0.85% | 0.00 | 0.00 | 38.48K |
SCHWAB STRATEGIC TRSOLE | ULTRA SHORT INCM | 79.12K | SH | $1.99M 0.84% | 0.00 | 0.00 | 79.12K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US S | 57.10K | SH | $1.98M 0.84% | 0.00 | 0.00 | 57.10K |
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