Filed: 1/21/2026ACC: 0001842013-26-000002
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 163 equity positions with a total reported market value of $226.69M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
163
Positions
$226.69M
Total AUM (reported)
3.48M
Total Shares
Allocation by class
COM$67.59M29.8%
TR UNIT$18.94M8.4%
US LCAP GR ETF$17.74M7.8%
SHS CREATION UNI$13.31M5.9%
CORE BD ETF$10.06M4.4%
5 10YR CORP BD$8.01M3.5%
CAP STK CL C$7.44M3.3%
Portfolio Concentration
Top 3$52.78M23.3%
4–10$59.94M26.4%
11–25$42.15M18.6%
Rest$71.82M31.7%
Top 3 weight
23.3%
Top 10 weight
49.7%
Voting Authority Distribution
Total shares with voting rights: 3.48M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.48M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole163
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings163
Rows:
SPDR S&P 500 ETF TR
SOLEShares27.77K
TypeSH
Market value$18.94M
8.35%
Sole
0.00
Shared
0.00
None
27.77K
SCHWAB STRATEGIC TR
SOLEShares543.72K
TypeSH
Market value$17.74M
7.82%
Sole
0.00
Shared
0.00
None
543.72K
APPLE INC
SOLEShares59.26K
TypeSH
Market value$16.11M
7.11%
Sole
0.00
Shared
0.00
None
59.26K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares304.93K
TypeSH
Market value$13.31M
5.87%
Sole
0.00
Shared
0.00
None
304.93K
NVIDIA CORPORATION
SOLEShares53.98K
TypeSH
Market value$10.07M
4.44%
Sole
0.00
Shared
0.00
None
53.98K
VANGUARD MALVERN FDS
SOLEShares129.12K
TypeSH
Market value$10.06M
4.44%
Sole
0.00
Shared
0.00
None
129.12K
SCHWAB STRATEGIC TR
SOLEShares348.58K
TypeSH
Market value$8.01M
3.53%
Sole
0.00
Shared
0.00
None
348.58K
ALPHABET INC
SOLEShares23.70K
TypeSH
Market value$7.44M
3.28%
Sole
0.00
Shared
0.00
None
23.70K
J P MORGAN EXCHANGE TRADED F
SOLEShares79.31K
TypeSH
Market value$5.94M
2.62%
Sole
0.00
Shared
0.00
None
79.31K
AMAZON COM INC
SOLEShares22.22K
TypeSH
Market value$5.13M
2.26%
Sole
0.00
Shared
0.00
None
22.22K
BLACKSTONE INC
SOLEShares27.13K
TypeSH
Market value$4.18M
1.84%
Sole
0.00
Shared
0.00
None
27.13K
SCHWAB STRATEGIC TR
SOLEShares120.86K
TypeSH
Market value$3.83M
1.69%
Sole
0.00
Shared
0.00
None
120.86K
VANGUARD SPECIALIZED FUNDS
SOLEShares17.30K
TypeSH
Market value$3.80M
1.68%
Sole
0.00
Shared
0.00
None
17.30K
MICROSOFT CORP
SOLEShares7.52K
TypeSH
Market value$3.64M
1.60%
Sole
0.00
Shared
0.00
None
7.52K
ALPHABET INC
SOLEShares11.40K
TypeSH
Market value$3.57M
1.57%
Sole
0.00
Shared
0.00
None
11.40K
VANECK ETF TRUST
SOLEShares23.23K
TypeSH
Market value$3.48M
1.53%
Sole
0.00
Shared
0.00
None
23.23K
TESLA INC
SOLEShares6.67K
TypeSH
Market value$3.00M
1.32%
Sole
0.00
Shared
0.00
None
6.67K
INVESCO QQQ TR
SOLEShares4.03K
TypeSH
Market value$2.47M
1.09%
Sole
0.00
Shared
0.00
None
4.03K
SCHWAB STRATEGIC TR
SOLEShares93.54K
TypeSH
Market value$2.35M
1.03%
Sole
0.00
Shared
0.00
None
93.54K
SCHWAB STRATEGIC TR
SOLEShares81.88K
TypeSH
Market value$2.18M
0.96%
Sole
0.00
Shared
0.00
None
81.88K
SELECT SECTOR SPDR TR
SOLEShares13.69K
TypeSH
Market value$1.97M
0.87%
Sole
0.00
Shared
0.00
None
13.69K
SPDR DOW JONES INDL AVERAGE
SOLEShares4.09K
TypeSH
Market value$1.97M
0.87%
Sole
0.00
Shared
0.00
None
4.09K
ELI LILLY & CO
SOLEShares1.80K
TypeSH
Market value$1.94M
0.86%
Sole
0.00
Shared
0.00
None
1.80K
NEOS ETF TRUST
SOLEShares36.38K
TypeSH
Market value$1.91M
0.84%
Sole
0.00
Shared
0.00
None
36.38K
NEOS ETF TRUST
SOLEShares34.71K
TypeSH
Market value$1.87M
0.82%
Sole
0.00
Shared
0.00
None
34.71K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 27.77K | SH | $18.94M 8.35% | 0.00 | 0.00 | 27.77K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 543.72K | SH | $17.74M 7.82% | 0.00 | 0.00 | 543.72K |
APPLE INCSOLE | COM | 59.26K | SH | $16.11M 7.11% | 0.00 | 0.00 | 59.26K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 304.93K | SH | $13.31M 5.87% | 0.00 | 0.00 | 304.93K |
NVIDIA CORPORATIONSOLE | COM | 53.98K | SH | $10.07M 4.44% | 0.00 | 0.00 | 53.98K |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 129.12K | SH | $10.06M 4.44% | 0.00 | 0.00 | 129.12K |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 348.58K | SH | $8.01M 3.53% | 0.00 | 0.00 | 348.58K |
ALPHABET INCSOLE | CAP STK CL C | 23.70K | SH | $7.44M 3.28% | 0.00 | 0.00 | 23.70K |
J P MORGAN EXCHANGE TRADED FSOLE | INTRNL RES EQT | 79.31K | SH | $5.94M 2.62% | 0.00 | 0.00 | 79.31K |
AMAZON COM INCSOLE | COM | 22.22K | SH | $5.13M 2.26% | 0.00 | 0.00 | 22.22K |
BLACKSTONE INCSOLE | COM | 27.13K | SH | $4.18M 1.84% | 0.00 | 0.00 | 27.13K |
SCHWAB STRATEGIC TRSOLE | LONG TERM US | 120.86K | SH | $3.83M 1.69% | 0.00 | 0.00 | 120.86K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 17.30K | SH | $3.80M 1.68% | 0.00 | 0.00 | 17.30K |
MICROSOFT CORPSOLE | COM | 7.52K | SH | $3.64M 1.60% | 0.00 | 0.00 | 7.52K |
ALPHABET INCSOLE | CAP STK CL A | 11.40K | SH | $3.57M 1.57% | 0.00 | 0.00 | 11.40K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 23.23K | SH | $3.48M 1.53% | 0.00 | 0.00 | 23.23K |
TESLA INCSOLE | COM | 6.67K | SH | $3.00M 1.32% | 0.00 | 0.00 | 6.67K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.03K | SH | $2.47M 1.09% | 0.00 | 0.00 | 4.03K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 93.54K | SH | $2.35M 1.03% | 0.00 | 0.00 | 93.54K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US B | 81.88K | SH | $2.18M 0.96% | 0.00 | 0.00 | 81.88K |
SELECT SECTOR SPDR TRSOLE | STATE STREET TEC | 13.69K | SH | $1.97M 0.87% | 0.00 | 0.00 | 13.69K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 4.09K | SH | $1.97M 0.87% | 0.00 | 0.00 | 4.09K |
ELI LILLY & COSOLE | COM | 1.80K | SH | $1.94M 0.86% | 0.00 | 0.00 | 1.80K |
NEOS ETF TRUSTSOLE | NEOS S&P 500 HI | 36.38K | SH | $1.91M 0.84% | 0.00 | 0.00 | 36.38K |
NEOS ETF TRUSTSOLE | NASDAQ 100 HIGH | 34.71K | SH | $1.87M 0.82% | 0.00 | 0.00 | 34.71K |
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