Filed: 11/12/2025ACC: 0001842013-25-000004
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 151 equity positions with a total reported market value of $221.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
151
Positions
$221.24M
Total AUM (reported)
3.29M
Total Shares
Allocation by class
COM$68.23M30.8%
TR UNIT$18.51M8.4%
US LCAP GR ETF$17.75M8.0%
SHS CREATION UNI$12.29M5.6%
CORE BD ETF$10.03M4.5%
5 10YR CORP BD$7.70M3.5%
CAP STK CL C$6.41M2.9%
Portfolio Concentration
Top 3$52.80M23.9%
4–10$57.62M26.0%
11–25$41.80M18.9%
Rest$69.03M31.2%
Top 3 weight
23.9%
Top 10 weight
49.9%
Voting Authority Distribution
Total shares with voting rights: 3.29M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.29M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole151
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings151
Rows:
SPDR S&P 500 ETF TR
SOLEShares27.61K
TypeSH
Market value$18.51M
8.37%
Sole
0.00
Shared
0.00
None
27.61K
SCHWAB STRATEGIC TR
SOLEShares547.20K
TypeSH
Market value$17.75M
8.02%
Sole
0.00
Shared
0.00
None
547.20K
APPLE INC
SOLEShares61.33K
TypeSH
Market value$16.54M
7.48%
Sole
0.00
Shared
0.00
None
61.33K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares290.29K
TypeSH
Market value$12.29M
5.56%
Sole
0.00
Shared
0.00
None
290.29K
NVIDIA CORPORATION
SOLEShares56.35K
TypeSH
Market value$10.60M
4.79%
Sole
0.00
Shared
0.00
None
56.35K
VANGUARD MALVERN FDS
SOLEShares128.03K
TypeSH
Market value$10.03M
4.53%
Sole
0.00
Shared
0.00
None
128.03K
SCHWAB STRATEGIC TR
SOLEShares335.02K
TypeSH
Market value$7.70M
3.48%
Sole
0.00
Shared
0.00
None
335.02K
ALPHABET INC
SOLEShares22.48K
TypeSH
Market value$6.41M
2.90%
Sole
0.00
Shared
0.00
None
22.48K
J P MORGAN EXCHANGE TRADED F
SOLEShares75.32K
TypeSH
Market value$5.58M
2.52%
Sole
0.00
Shared
0.00
None
75.32K
AMAZON COM INC
SOLEShares20.59K
TypeSH
Market value$5.00M
2.26%
Sole
0.00
Shared
0.00
None
20.59K
SCHWAB STRATEGIC TR
SOLEShares132.67K
TypeSH
Market value$4.30M
1.94%
Sole
0.00
Shared
0.00
None
132.67K
BLACKSTONE INC
SOLEShares26.91K
TypeSH
Market value$3.86M
1.74%
Sole
0.00
Shared
0.00
None
26.91K
MICROSOFT CORP
SOLEShares7.34K
TypeSH
Market value$3.65M
1.65%
Sole
0.00
Shared
0.00
None
7.34K
VANGUARD SPECIALIZED FUNDS
SOLEShares16.21K
TypeSH
Market value$3.49M
1.58%
Sole
0.00
Shared
0.00
None
16.21K
VANECK ETF TRUST
SOLEShares9.52K
TypeSH
Market value$3.34M
1.51%
Sole
0.00
Shared
0.00
None
9.52K
ALPHABET INC
SOLEShares11.66K
TypeSH
Market value$3.32M
1.50%
Sole
0.00
Shared
0.00
None
11.66K
TESLA INC
SOLEShares6.64K
TypeSH
Market value$2.96M
1.34%
Sole
0.00
Shared
0.00
None
6.64K
INVESCO QQQ TR
SOLEShares4.29K
TypeSH
Market value$2.62M
1.18%
Sole
0.00
Shared
0.00
None
4.29K
SCHWAB STRATEGIC TR
SOLEShares85.28K
TypeSH
Market value$2.19M
0.99%
Sole
0.00
Shared
0.00
None
85.28K
SPDR DOW JONES INDL AVERAGE
SOLEShares4.57K
TypeSH
Market value$2.14M
0.97%
Sole
0.00
Shared
0.00
None
4.57K
SELECT SECTOR SPDR TR
SOLEShares7.22K
TypeSH
Market value$2.09M
0.94%
Sole
0.00
Shared
0.00
None
7.22K
ELI LILLY & CO
SOLEShares2.22K
TypeSH
Market value$2.08M
0.94%
Sole
0.00
Shared
0.00
None
2.22K
SCHWAB STRATEGIC TR
SOLEShares81.94K
TypeSH
Market value$2.06M
0.93%
Sole
0.00
Shared
0.00
None
81.94K
SCHWAB STRATEGIC TR
SOLEShares50.22K
TypeSH
Market value$1.85M
0.84%
Sole
0.00
Shared
0.00
None
50.22K
NEOS ETF TRUST
SOLEShares33.75K
TypeSH
Market value$1.83M
0.83%
Sole
0.00
Shared
0.00
None
33.75K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 27.61K | SH | $18.51M 8.37% | 0.00 | 0.00 | 27.61K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 547.20K | SH | $17.75M 8.02% | 0.00 | 0.00 | 547.20K |
APPLE INCSOLE | COM | 61.33K | SH | $16.54M 7.48% | 0.00 | 0.00 | 61.33K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 290.29K | SH | $12.29M 5.56% | 0.00 | 0.00 | 290.29K |
NVIDIA CORPORATIONSOLE | COM | 56.35K | SH | $10.60M 4.79% | 0.00 | 0.00 | 56.35K |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 128.03K | SH | $10.03M 4.53% | 0.00 | 0.00 | 128.03K |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 335.02K | SH | $7.70M 3.48% | 0.00 | 0.00 | 335.02K |
ALPHABET INCSOLE | CAP STK CL C | 22.48K | SH | $6.41M 2.90% | 0.00 | 0.00 | 22.48K |
J P MORGAN EXCHANGE TRADED FSOLE | INTRNL RES EQT | 75.32K | SH | $5.58M 2.52% | 0.00 | 0.00 | 75.32K |
AMAZON COM INCSOLE | COM | 20.59K | SH | $5.00M 2.26% | 0.00 | 0.00 | 20.59K |
SCHWAB STRATEGIC TRSOLE | LONG TERM US | 132.67K | SH | $4.30M 1.94% | 0.00 | 0.00 | 132.67K |
BLACKSTONE INCSOLE | COM | 26.91K | SH | $3.86M 1.74% | 0.00 | 0.00 | 26.91K |
MICROSOFT CORPSOLE | COM | 7.34K | SH | $3.65M 1.65% | 0.00 | 0.00 | 7.34K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 16.21K | SH | $3.49M 1.58% | 0.00 | 0.00 | 16.21K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 9.52K | SH | $3.34M 1.51% | 0.00 | 0.00 | 9.52K |
ALPHABET INCSOLE | CAP STK CL A | 11.66K | SH | $3.32M 1.50% | 0.00 | 0.00 | 11.66K |
TESLA INCSOLE | COM | 6.64K | SH | $2.96M 1.34% | 0.00 | 0.00 | 6.64K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.29K | SH | $2.62M 1.18% | 0.00 | 0.00 | 4.29K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US B | 85.28K | SH | $2.19M 0.99% | 0.00 | 0.00 | 85.28K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 4.57K | SH | $2.14M 0.97% | 0.00 | 0.00 | 4.57K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 7.22K | SH | $2.09M 0.94% | 0.00 | 0.00 | 7.22K |
ELI LILLY & COSOLE | COM | 2.22K | SH | $2.08M 0.94% | 0.00 | 0.00 | 2.22K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 81.94K | SH | $2.06M 0.93% | 0.00 | 0.00 | 81.94K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL EMER | 50.22K | SH | $1.85M 0.84% | 0.00 | 0.00 | 50.22K |
NEOS ETF TRUSTSOLE | NASDAQ 100 HIGH | 33.75K | SH | $1.83M 0.83% | 0.00 | 0.00 | 33.75K |
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