Filed: 8/8/2025ACC: 0001085146-25-004697
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 150 equity positions with a total reported market value of $196.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
150
Positions
$196.85M
Total AUM (reported)
3.29M
Total Shares
Allocation by class
COM$62.00M31.5%
TR UNIT$16.59M8.4%
US LCAP GR ETF$15.62M7.9%
SHS CREATION UNI$9.77M5.0%
CORE BD ETF$9.53M4.8%
5 10YR CORP BD$7.13M3.6%
INTRNL RES EQT$4.70M2.4%
Portfolio Concentration
Top 3$44.90M22.8%
4–10$49.54M25.2%
11–25$39.17M19.9%
Rest$63.24M32.1%
Top 3 weight
22.8%
Top 10 weight
48.0%
Voting Authority Distribution
Total shares with voting rights: 3.29M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.29M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole150
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings150
Rows:
SPDR S&P 500 ETF TR
SOLEShares26.86K
TypeSH
Market value$16.59M
8.43%
Sole
0.00
Shared
0.00
None
26.86K
SCHWAB STRATEGIC TR
SOLEShares534.79K
TypeSH
Market value$15.62M
7.94%
Sole
0.00
Shared
0.00
None
534.79K
APPLE INC
SOLEShares61.81K
TypeSH
Market value$12.68M
6.44%
Sole
0.00
Shared
0.00
None
61.81K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares247.46K
TypeSH
Market value$9.77M
4.96%
Sole
0.00
Shared
0.00
None
247.46K
VANGUARD MALVERN FDS
SOLEShares122.78K
TypeSH
Market value$9.53M
4.84%
Sole
0.00
Shared
0.00
None
122.78K
NVIDIA CORPORATION
SOLEShares58.47K
TypeSH
Market value$9.24M
4.69%
Sole
0.00
Shared
0.00
None
58.47K
SCHWAB STRATEGIC TR
SOLEShares313.30K
TypeSH
Market value$7.13M
3.62%
Sole
0.00
Shared
0.00
None
313.30K
J P MORGAN EXCHANGE TRADED F
SOLEShares66.40K
TypeSH
Market value$4.70M
2.39%
Sole
0.00
Shared
0.00
None
66.40K
AMAZON COM INC
SOLEShares21.39K
TypeSH
Market value$4.69M
2.38%
Sole
0.00
Shared
0.00
None
21.39K
BLACKSTONE INC
SOLEShares29.94K
TypeSH
Market value$4.48M
2.28%
Sole
0.00
Shared
0.00
None
29.94K
ALPHABET INC
SOLEShares23.50K
TypeSH
Market value$4.17M
2.12%
Sole
0.00
Shared
0.00
None
23.50K
MICROSOFT CORP
SOLEShares7.84K
TypeSH
Market value$3.90M
1.98%
Sole
0.00
Shared
0.00
None
7.84K
SCHWAB STRATEGIC TR
SOLEShares118.70K
TypeSH
Market value$3.79M
1.92%
Sole
0.00
Shared
0.00
None
118.70K
VANGUARD SPECIALIZED FUNDS
SOLEShares16.25K
TypeSH
Market value$3.33M
1.69%
Sole
0.00
Shared
0.00
None
16.25K
VANECK ETF TRUST
SOLEShares11.51K
TypeSH
Market value$3.21M
1.63%
Sole
0.00
Shared
0.00
None
11.51K
SCHWAB STRATEGIC TR
SOLEShares117.63K
TypeSH
Market value$2.82M
1.43%
Sole
0.00
Shared
0.00
None
117.63K
TESLA INC
SOLEShares8.59K
TypeSH
Market value$2.73M
1.39%
Sole
0.00
Shared
0.00
None
8.59K
INVESCO QQQ TR
SOLEShares4.53K
TypeSH
Market value$2.50M
1.27%
Sole
0.00
Shared
0.00
None
4.53K
ALPHABET INC
SOLEShares12.98K
TypeSH
Market value$2.29M
1.16%
Sole
0.00
Shared
0.00
None
12.98K
SPDR DOW JONES INDL AVERAGE
SOLEShares4.57K
TypeSH
Market value$2.01M
1.02%
Sole
0.00
Shared
0.00
None
4.57K
SELECT SECTOR SPDR TR
SOLEShares7.10K
TypeSH
Market value$1.80M
0.91%
Sole
0.00
Shared
0.00
None
7.10K
SCHWAB STRATEGIC TR
SOLEShares70.70K
TypeSH
Market value$1.77M
0.90%
Sole
0.00
Shared
0.00
None
70.70K
SALESFORCE INC
SOLEShares6.26K
TypeSH
Market value$1.71M
0.87%
Sole
0.00
Shared
0.00
None
6.26K
ELI LILLY & CO
SOLEShares2.05K
TypeSH
Market value$1.60M
0.81%
Sole
0.00
Shared
0.00
None
2.05K
SCHWAB STRATEGIC TR
SOLEShares54.47K
TypeSH
Market value$1.56M
0.79%
Sole
0.00
Shared
0.00
None
54.47K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 26.86K | SH | $16.59M 8.43% | 0.00 | 0.00 | 26.86K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 534.79K | SH | $15.62M 7.94% | 0.00 | 0.00 | 534.79K |
APPLE INCSOLE | COM | 61.81K | SH | $12.68M 6.44% | 0.00 | 0.00 | 61.81K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 247.46K | SH | $9.77M 4.96% | 0.00 | 0.00 | 247.46K |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 122.78K | SH | $9.53M 4.84% | 0.00 | 0.00 | 122.78K |
NVIDIA CORPORATIONSOLE | COM | 58.47K | SH | $9.24M 4.69% | 0.00 | 0.00 | 58.47K |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 313.30K | SH | $7.13M 3.62% | 0.00 | 0.00 | 313.30K |
J P MORGAN EXCHANGE TRADED FSOLE | INTRNL RES EQT | 66.40K | SH | $4.70M 2.39% | 0.00 | 0.00 | 66.40K |
AMAZON COM INCSOLE | COM | 21.39K | SH | $4.69M 2.38% | 0.00 | 0.00 | 21.39K |
BLACKSTONE INCSOLE | COM | 29.94K | SH | $4.48M 2.28% | 0.00 | 0.00 | 29.94K |
ALPHABET INCSOLE | CAP STK CL C | 23.50K | SH | $4.17M 2.12% | 0.00 | 0.00 | 23.50K |
MICROSOFT CORPSOLE | COM | 7.84K | SH | $3.90M 1.98% | 0.00 | 0.00 | 7.84K |
SCHWAB STRATEGIC TRSOLE | LONG TERM US | 118.70K | SH | $3.79M 1.92% | 0.00 | 0.00 | 118.70K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 16.25K | SH | $3.33M 1.69% | 0.00 | 0.00 | 16.25K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 11.51K | SH | $3.21M 1.63% | 0.00 | 0.00 | 11.51K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US B | 117.63K | SH | $2.82M 1.43% | 0.00 | 0.00 | 117.63K |
TESLA INCSOLE | COM | 8.59K | SH | $2.73M 1.39% | 0.00 | 0.00 | 8.59K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.53K | SH | $2.50M 1.27% | 0.00 | 0.00 | 4.53K |
ALPHABET INCSOLE | CAP STK CL A | 12.98K | SH | $2.29M 1.16% | 0.00 | 0.00 | 12.98K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 4.57K | SH | $2.01M 1.02% | 0.00 | 0.00 | 4.57K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 7.10K | SH | $1.80M 0.91% | 0.00 | 0.00 | 7.10K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 70.70K | SH | $1.77M 0.90% | 0.00 | 0.00 | 70.70K |
SALESFORCE INCSOLE | COM | 6.26K | SH | $1.71M 0.87% | 0.00 | 0.00 | 6.26K |
ELI LILLY & COSOLE | COM | 2.05K | SH | $1.60M 0.81% | 0.00 | 0.00 | 2.05K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US S | 54.47K | SH | $1.56M 0.79% | 0.00 | 0.00 | 54.47K |
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