KAIZEN FINANCIAL STRATEGIES

Filed: 4/9/2025ACC: 0001085146-25-001936

📋 What this filing means

KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 139 equity positions with a total reported market value of $173.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

139

Positions

$173.35M

Total AUM (reported)

2.98M

Total Shares

Allocation by class

COM$52.56M30.3%

TR UNIT$16.13M9.3%

US LCAP GR ETF$13.22M7.6%

CORE BD ETF$9.25M5.3%

SHS CREATION UNI$8.36M4.8%

5 10YR CORP BD$6.84M3.9%

LONG TERM US$4.15M2.4%

Portfolio Concentration

Top 3$43.02M24.8%

4–10$42.81M24.7%

11–25$35.40M20.4%

Rest$52.12M30.1%

Top 3 weight

24.8%

Top 10 weight

49.5%

Voting Authority Distribution

Total shares with voting rights: 2.98M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.98M

% of voting shares100.0%

Investment Discretion (by position count)

Sole139

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings139

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares28.84K

TypeSH

Market value$16.13M

9.31%

Sole

0.00

Shared

0.00

None

28.84K

APPLE INC

SOLE

COM

Shares61.51K

TypeSH

Market value$13.66M

7.88%

Sole

0.00

Shared

0.00

None

61.51K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares527.94K

TypeSH

Market value$13.22M

7.63%

Sole

0.00

Shared

0.00

None

527.94K

VANGUARD MALVERN FDS

SOLE

CORE BD ETF

Shares119.45K

TypeSH

Market value$9.25M

5.34%

Sole

0.00

Shared

0.00

None

119.45K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares234.69K

TypeSH

Market value$8.36M

4.83%

Sole

0.00

Shared

0.00

None

234.69K

SCHWAB STRATEGIC TR

SOLE

5 10YR CORP BD

Shares304.37K

TypeSH

Market value$6.84M

3.94%

Sole

0.00

Shared

0.00

None

304.37K

NVIDIA CORPORATION

SOLE

COM

Shares59.61K

TypeSH

Market value$6.46M

3.73%

Sole

0.00

Shared

0.00

None

59.61K

SCHWAB STRATEGIC TR

SOLE

LONG TERM US

Shares126.81K

TypeSH

Market value$4.15M

2.40%

Sole

0.00

Shared

0.00

None

126.81K

BLACKSTONE INC

SOLE

COM

Shares29.06K

TypeSH

Market value$4.06M

2.34%

Sole

0.00

Shared

0.00

None

29.06K

ALPHABET INC

SOLE

CAP STK CL C

Shares23.59K

TypeSH

Market value$3.69M

2.13%

Sole

0.00

Shared

0.00

None

23.59K

J P MORGAN EXCHANGE TRADED F

SOLE

INTRNL RES EQT

Shares52.85K

TypeSH

Market value$3.37M

1.94%

Sole

0.00

Shared

0.00

None

52.85K

AMAZON COM INC

SOLE

COM

Shares17.68K

TypeSH

Market value$3.36M

1.94%

Sole

0.00

Shared

0.00

None

17.68K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares17.32K

TypeSH

Market value$3.36M

1.94%

Sole

0.00

Shared

0.00

None

17.32K

TESLA INC

SOLE

COM

Shares11.74K

TypeSH

Market value$3.04M

1.76%

Sole

0.00

Shared

0.00

None

11.74K

MICROSOFT CORP

SOLE

COM

Shares7.67K

TypeSH

Market value$2.88M

1.66%

Sole

0.00

Shared

0.00

None

7.67K

SCHWAB STRATEGIC TR

SOLE

FUNDAMENTAL US B

Shares118.33K

TypeSH

Market value$2.72M

1.57%

Sole

0.00

Shared

0.00

None

118.33K

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares11.59K

TypeSH

Market value$2.45M

1.41%

Sole

0.00

Shared

0.00

None

11.59K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares4.60K

TypeSH

Market value$2.16M

1.24%

Sole

0.00

Shared

0.00

None

4.60K

SPDR DOW JONES INDL AVERAGE

SOLE

UT SER 1

Shares5.04K

TypeSH

Market value$2.12M

1.22%

Sole

0.00

Shared

0.00

None

5.04K

ALPHABET INC

SOLE

CAP STK CL A

Shares12.14K

TypeSH

Market value$1.88M

1.08%

Sole

0.00

Shared

0.00

None

12.14K

SALESFORCE INC

SOLE

COM

Shares6.40K

TypeSH

Market value$1.72M

0.99%

Sole

0.00

Shared

0.00

None

6.40K

GLOBAL X FDS

SOLE

S&P 500 COVERED

Shares42.21K

TypeSH

Market value$1.67M

0.96%

Sole

0.00

Shared

0.00

None

42.21K

SCHWAB STRATEGIC TR

SOLE

INT-TRM U.S TRES

Shares66.87K

TypeSH

Market value$1.66M

0.96%

Sole

0.00

Shared

0.00

None

66.87K

SCHWAB STRATEGIC TR

SOLE

FUNDAMENTAL US S

Shares55.11K

TypeSH

Market value$1.51M

0.87%

Sole

0.00

Shared

0.00

None

55.11K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares7.29K

TypeSH

Market value$1.51M

0.87%

Sole

0.00

Shared

0.00

None

7.29K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	28.84K	SH	$16.13M 9.31%	28.84K
APPLE INCSOLE	COM	61.51K	SH	$13.66M 7.88%	61.51K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	527.94K	SH	$13.22M 7.63%	527.94K
VANGUARD MALVERN FDSSOLE	CORE BD ETF	119.45K	SH	$9.25M 5.34%	119.45K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	234.69K	SH	$8.36M 4.83%	234.69K
SCHWAB STRATEGIC TRSOLE	5 10YR CORP BD	304.37K	SH	$6.84M 3.94%	304.37K
NVIDIA CORPORATIONSOLE	COM	59.61K	SH	$6.46M 3.73%	59.61K
SCHWAB STRATEGIC TRSOLE	LONG TERM US	126.81K	SH	$4.15M 2.40%	126.81K
BLACKSTONE INCSOLE	COM	29.06K	SH	$4.06M 2.34%	29.06K
ALPHABET INCSOLE	CAP STK CL C	23.59K	SH	$3.69M 2.13%	23.59K
J P MORGAN EXCHANGE TRADED FSOLE	INTRNL RES EQT	52.85K	SH	$3.37M 1.94%	52.85K
AMAZON COM INCSOLE	COM	17.68K	SH	$3.36M 1.94%	17.68K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	17.32K	SH	$3.36M 1.94%	17.32K
TESLA INCSOLE	COM	11.74K	SH	$3.04M 1.76%	11.74K
MICROSOFT CORPSOLE	COM	7.67K	SH	$2.88M 1.66%	7.67K
SCHWAB STRATEGIC TRSOLE	FUNDAMENTAL US B	118.33K	SH	$2.72M 1.57%	118.33K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	11.59K	SH	$2.45M 1.41%	11.59K
INVESCO QQQ TRSOLE	UNIT SER 1	4.60K	SH	$2.16M 1.24%	4.60K
SPDR DOW JONES INDL AVERAGESOLE	UT SER 1	5.04K	SH	$2.12M 1.22%	5.04K
ALPHABET INCSOLE	CAP STK CL A	12.14K	SH	$1.88M 1.08%	12.14K
SALESFORCE INCSOLE	COM	6.40K	SH	$1.72M 0.99%	6.40K
GLOBAL X FDSSOLE	S&P 500 COVERED	42.21K	SH	$1.67M 0.96%	42.21K
SCHWAB STRATEGIC TRSOLE	INT-TRM U.S TRES	66.87K	SH	$1.66M 0.96%	66.87K
SCHWAB STRATEGIC TRSOLE	FUNDAMENTAL US S	55.11K	SH	$1.51M 0.87%	55.11K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	7.29K	SH	$1.51M 0.87%	7.29K

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