Filed: 2/14/2025ACC: 0001085146-25-001487
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 133 equity positions with a total reported market value of $176.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
133
Positions
$176.63M
Total AUM (reported)
2.73M
Total Shares
Allocation by class
COM$59.84M33.9%
TR UNIT$15.91M9.0%
US LCAP GR ETF$14.11M8.0%
CORE BD ETF$7.51M4.3%
DIV APP ETF$6.55M3.7%
5 10YR CORP BD$6.13M3.5%
CAP STK CL C$3.99M2.3%
Portfolio Concentration
Top 3$45.91M26.0%
4–10$42.13M23.9%
11–25$39.03M22.1%
Rest$49.56M28.1%
Top 3 weight
26.0%
Top 10 weight
49.8%
Voting Authority Distribution
Total shares with voting rights: 2.73M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.73M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole133
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings133
Rows:
SPDR S&P 500 ETF TR
SOLEShares27.14K
TypeSH
Market value$15.91M
9.01%
Sole
0.00
Shared
0.00
None
27.14K
APPLE INC
SOLEShares63.48K
TypeSH
Market value$15.90M
9.00%
Sole
0.00
Shared
0.00
None
63.48K
SCHWAB STRATEGIC TR
SOLEShares506.21K
TypeSH
Market value$14.11M
7.99%
Sole
0.00
Shared
0.00
None
506.21K
NVIDIA CORPORATION
SOLEShares57.90K
TypeSH
Market value$7.77M
4.40%
Sole
0.00
Shared
0.00
None
57.90K
VANGUARD MALVERN FDS
SOLEShares99.09K
TypeSH
Market value$7.51M
4.25%
Sole
0.00
Shared
0.00
None
99.09K
VANGUARD SPECIALIZED FUNDS
SOLEShares33.46K
TypeSH
Market value$6.55M
3.71%
Sole
0.00
Shared
0.00
None
33.46K
SCHWAB STRATEGIC TR
SOLEShares277.83K
TypeSH
Market value$6.13M
3.47%
Sole
0.00
Shared
0.00
None
277.83K
TESLA INC
SOLEShares12.91K
TypeSH
Market value$5.21M
2.95%
Sole
0.00
Shared
0.00
None
12.91K
BLACKSTONE INC
SOLEShares28.78K
TypeSH
Market value$4.96M
2.81%
Sole
0.00
Shared
0.00
None
28.78K
ALPHABET INC
SOLEShares20.93K
TypeSH
Market value$3.99M
2.26%
Sole
0.00
Shared
0.00
None
20.93K
SCHWAB STRATEGIC TR
SOLEShares118.07K
TypeSH
Market value$3.92M
2.22%
Sole
0.00
Shared
0.00
None
118.07K
SCHWAB STRATEGIC TR
SOLEShares123.44K
TypeSH
Market value$3.88M
2.20%
Sole
0.00
Shared
0.00
None
123.44K
AMAZON COM INC
SOLEShares17.59K
TypeSH
Market value$3.86M
2.19%
Sole
0.00
Shared
0.00
None
17.59K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares106.01K
TypeSH
Market value$3.74M
2.12%
Sole
0.00
Shared
0.00
None
106.01K
MICROSOFT CORP
SOLEShares7.48K
TypeSH
Market value$3.15M
1.79%
Sole
0.00
Shared
0.00
None
7.48K
SCHWAB STRATEGIC TR
SOLEShares118.65K
TypeSH
Market value$2.76M
1.56%
Sole
0.00
Shared
0.00
None
118.65K
VANECK ETF TRUST
SOLEShares11.35K
TypeSH
Market value$2.75M
1.56%
Sole
0.00
Shared
0.00
None
11.35K
INVESCO QQQ TR
SOLEShares4.85K
TypeSH
Market value$2.48M
1.40%
Sole
0.00
Shared
0.00
None
4.85K
ALPHABET INC
SOLEShares11.88K
TypeSH
Market value$2.25M
1.27%
Sole
0.00
Shared
0.00
None
11.88K
SALESFORCE INC
SOLEShares6.33K
TypeSH
Market value$2.11M
1.20%
Sole
0.00
Shared
0.00
None
6.33K
SPDR DOW JONES INDL AVERAGE
SOLEShares4.51K
TypeSH
Market value$1.92M
1.09%
Sole
0.00
Shared
0.00
None
4.51K
SCHWAB STRATEGIC TR
SOLEShares56.79K
TypeSH
Market value$1.69M
0.95%
Sole
0.00
Shared
0.00
None
56.79K
SCHWAB STRATEGIC TR
SOLEShares69.26K
TypeSH
Market value$1.68M
0.95%
Sole
0.00
Shared
0.00
None
69.26K
UNITED STS OIL FD LP
SOLEShares20.05K
TypeSH
Market value$1.51M
0.86%
Sole
0.00
Shared
0.00
None
20.05K
SELECT SECTOR SPDR TR
SOLEShares5.69K
TypeSH
Market value$1.32M
0.75%
Sole
0.00
Shared
0.00
None
5.69K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 27.14K | SH | $15.91M 9.01% | 0.00 | 0.00 | 27.14K |
APPLE INCSOLE | COM | 63.48K | SH | $15.90M 9.00% | 0.00 | 0.00 | 63.48K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 506.21K | SH | $14.11M 7.99% | 0.00 | 0.00 | 506.21K |
NVIDIA CORPORATIONSOLE | COM | 57.90K | SH | $7.77M 4.40% | 0.00 | 0.00 | 57.90K |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 99.09K | SH | $7.51M 4.25% | 0.00 | 0.00 | 99.09K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 33.46K | SH | $6.55M 3.71% | 0.00 | 0.00 | 33.46K |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 277.83K | SH | $6.13M 3.47% | 0.00 | 0.00 | 277.83K |
TESLA INCSOLE | COM | 12.91K | SH | $5.21M 2.95% | 0.00 | 0.00 | 12.91K |
BLACKSTONE INCSOLE | COM | 28.78K | SH | $4.96M 2.81% | 0.00 | 0.00 | 28.78K |
ALPHABET INCSOLE | CAP STK CL C | 20.93K | SH | $3.99M 2.26% | 0.00 | 0.00 | 20.93K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL INTL | 118.07K | SH | $3.92M 2.22% | 0.00 | 0.00 | 118.07K |
SCHWAB STRATEGIC TRSOLE | LONG TERM US | 123.44K | SH | $3.88M 2.20% | 0.00 | 0.00 | 123.44K |
AMAZON COM INCSOLE | COM | 17.59K | SH | $3.86M 2.19% | 0.00 | 0.00 | 17.59K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 106.01K | SH | $3.74M 2.12% | 0.00 | 0.00 | 106.01K |
MICROSOFT CORPSOLE | COM | 7.48K | SH | $3.15M 1.79% | 0.00 | 0.00 | 7.48K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US B | 118.65K | SH | $2.76M 1.56% | 0.00 | 0.00 | 118.65K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 11.35K | SH | $2.75M 1.56% | 0.00 | 0.00 | 11.35K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.85K | SH | $2.48M 1.40% | 0.00 | 0.00 | 4.85K |
ALPHABET INCSOLE | CAP STK CL A | 11.88K | SH | $2.25M 1.27% | 0.00 | 0.00 | 11.88K |
SALESFORCE INCSOLE | COM | 6.33K | SH | $2.11M 1.20% | 0.00 | 0.00 | 6.33K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 4.51K | SH | $1.92M 1.09% | 0.00 | 0.00 | 4.51K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US S | 56.79K | SH | $1.69M 0.95% | 0.00 | 0.00 | 56.79K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 69.26K | SH | $1.68M 0.95% | 0.00 | 0.00 | 69.26K |
UNITED STS OIL FD LPSOLE | UNITS | 20.05K | SH | $1.51M 0.86% | 0.00 | 0.00 | 20.05K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 5.69K | SH | $1.32M 0.75% | 0.00 | 0.00 | 5.69K |
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