Filed: 11/4/2024ACC: 0001085146-24-005322
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 135 equity positions with a total reported market value of $172.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
135
Positions
$172.36M
Total AUM (reported)
2.05M
Total Shares
Allocation by class
COM$58.78M34.1%
TR UNIT$14.38M8.3%
US LCAP GR ETF$13.23M7.7%
DIV APP ETF$8.46M4.9%
CORE BD ETF$8.37M4.9%
5 10YR CORP BD$6.31M3.7%
FUNDAMENTAL INTL$4.74M2.8%
Portfolio Concentration
Top 3$42.82M24.8%
4–10$44.35M25.7%
11–25$35.54M20.6%
Rest$49.65M28.8%
Top 3 weight
24.8%
Top 10 weight
50.6%
Voting Authority Distribution
Total shares with voting rights: 2.05M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.05M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole135
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings135
Rows:
APPLE INC
SOLEShares65.31K
TypeSH
Market value$15.22M
8.83%
Sole
0.00
Shared
0.00
None
65.31K
SPDR S&P 500 ETF TR
SOLEShares25.06K
TypeSH
Market value$14.38M
8.34%
Sole
0.00
Shared
0.00
None
25.06K
SCHWAB STRATEGIC TR
SOLEShares126.96K
TypeSH
Market value$13.23M
7.67%
Sole
0.00
Shared
0.00
None
126.96K
VANGUARD SPECIALIZED FUNDS
SOLEShares42.69K
TypeSH
Market value$8.46M
4.91%
Sole
0.00
Shared
0.00
None
42.69K
VANGUARD MALVERN FDS
SOLEShares105.65K
TypeSH
Market value$8.37M
4.85%
Sole
0.00
Shared
0.00
None
105.65K
NVIDIA CORPORATION
SOLEShares61.43K
TypeSH
Market value$7.46M
4.33%
Sole
0.00
Shared
0.00
None
61.43K
SCHWAB STRATEGIC TR
SOLEShares136.62K
TypeSH
Market value$6.31M
3.66%
Sole
0.00
Shared
0.00
None
136.62K
BLACKSTONE INC
SOLEShares31.18K
TypeSH
Market value$4.77M
2.77%
Sole
0.00
Shared
0.00
None
31.18K
SCHWAB STRATEGIC TR
SOLEShares126.93K
TypeSH
Market value$4.74M
2.75%
Sole
0.00
Shared
0.00
None
126.93K
TESLA INC
SOLEShares16.21K
TypeSH
Market value$4.24M
2.46%
Sole
0.00
Shared
0.00
None
16.21K
SCHWAB STRATEGIC TR
SOLEShares120K
TypeSH
Market value$4.20M
2.44%
Sole
0.00
Shared
0.00
None
120K
MICROSOFT CORP
SOLEShares7.39K
TypeSH
Market value$3.18M
1.85%
Sole
0.00
Shared
0.00
None
7.39K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares86.04K
TypeSH
Market value$3.14M
1.82%
Sole
0.00
Shared
0.00
None
86.04K
AMAZON COM INC
SOLEShares16.73K
TypeSH
Market value$3.12M
1.81%
Sole
0.00
Shared
0.00
None
16.73K
VANECK ETF TRUST
SOLEShares11.68K
TypeSH
Market value$2.87M
1.66%
Sole
0.00
Shared
0.00
None
11.68K
ALPHABET INC
SOLEShares16.76K
TypeSH
Market value$2.80M
1.63%
Sole
0.00
Shared
0.00
None
16.76K
SCHWAB STRATEGIC TR
SOLEShares37.06K
TypeSH
Market value$2.61M
1.51%
Sole
0.00
Shared
0.00
None
37.06K
INVESCO QQQ TR
SOLEShares15.47K
TypeSH
Market value$2.22M
1.29%
Sole
0.00
Shared
0.00
None
15.47K
SALESFORCE INC
SOLEShares7.23K
TypeSH
Market value$1.98M
1.15%
Sole
0.00
Shared
0.00
None
7.23K
SPDR DOW JONES INDL AVERAGE
SOLEShares4.58K
TypeSH
Market value$1.94M
1.13%
Sole
0.00
Shared
0.00
None
4.58K
ALPHABET INC
SOLEShares10.81K
TypeSH
Market value$1.79M
1.04%
Sole
0.00
Shared
0.00
None
10.81K
SCHWAB STRATEGIC TR
SOLEShares27.58K
TypeSH
Market value$1.64M
0.95%
Sole
0.00
Shared
0.00
None
27.58K
SCHWAB STRATEGIC TR
SOLEShares44.21K
TypeSH
Market value$1.43M
0.83%
Sole
0.00
Shared
0.00
None
44.21K
SELECT SECTOR SPDR TR
SOLEShares6K
TypeSH
Market value$1.35M
0.79%
Sole
0.00
Shared
0.00
None
6K
SCHWAB STRATEGIC TR
SOLEShares25.23K
TypeSH
Market value$1.28M
0.74%
Sole
0.00
Shared
0.00
None
25.23K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 65.31K | SH | $15.22M 8.83% | 0.00 | 0.00 | 65.31K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 25.06K | SH | $14.38M 8.34% | 0.00 | 0.00 | 25.06K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 126.96K | SH | $13.23M 7.67% | 0.00 | 0.00 | 126.96K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 42.69K | SH | $8.46M 4.91% | 0.00 | 0.00 | 42.69K |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 105.65K | SH | $8.37M 4.85% | 0.00 | 0.00 | 105.65K |
NVIDIA CORPORATIONSOLE | COM | 61.43K | SH | $7.46M 4.33% | 0.00 | 0.00 | 61.43K |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 136.62K | SH | $6.31M 3.66% | 0.00 | 0.00 | 136.62K |
BLACKSTONE INCSOLE | COM | 31.18K | SH | $4.77M 2.77% | 0.00 | 0.00 | 31.18K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL INTL | 126.93K | SH | $4.74M 2.75% | 0.00 | 0.00 | 126.93K |
TESLA INCSOLE | COM | 16.21K | SH | $4.24M 2.46% | 0.00 | 0.00 | 16.21K |
SCHWAB STRATEGIC TRSOLE | LONG TERM US | 120K | SH | $4.20M 2.44% | 0.00 | 0.00 | 120K |
MICROSOFT CORPSOLE | COM | 7.39K | SH | $3.18M 1.85% | 0.00 | 0.00 | 7.39K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 86.04K | SH | $3.14M 1.82% | 0.00 | 0.00 | 86.04K |
AMAZON COM INCSOLE | COM | 16.73K | SH | $3.12M 1.81% | 0.00 | 0.00 | 16.73K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 11.68K | SH | $2.87M 1.66% | 0.00 | 0.00 | 11.68K |
ALPHABET INCSOLE | CAP STK CL C | 16.76K | SH | $2.80M 1.63% | 0.00 | 0.00 | 16.76K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US B | 37.06K | SH | $2.61M 1.51% | 0.00 | 0.00 | 37.06K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 15.47K | SH | $2.22M 1.29% | 0.00 | 0.00 | 15.47K |
SALESFORCE INCSOLE | COM | 7.23K | SH | $1.98M 1.15% | 0.00 | 0.00 | 7.23K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 4.58K | SH | $1.94M 1.13% | 0.00 | 0.00 | 4.58K |
ALPHABET INCSOLE | CAP STK CL A | 10.81K | SH | $1.79M 1.04% | 0.00 | 0.00 | 10.81K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US S | 27.58K | SH | $1.64M 0.95% | 0.00 | 0.00 | 27.58K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL EMER | 44.21K | SH | $1.43M 0.83% | 0.00 | 0.00 | 44.21K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 6K | SH | $1.35M 0.79% | 0.00 | 0.00 | 6K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 25.23K | SH | $1.28M 0.74% | 0.00 | 0.00 | 25.23K |
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