Filed: 8/5/2024ACC: 0001085146-24-003471
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 132 equity positions with a total reported market value of $160.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
132
Positions
$160.39M
Total AUM (reported)
1.91M
Total Shares
Allocation by class
COM$52.60M32.8%
TR UNIT$13.57M8.5%
US LCAP GR ETF$12.55M7.8%
DIV APP ETF$8.46M5.3%
CORE BD ETF$7.61M4.7%
5 10YR CORP BD$5.85M3.6%
FUNDAMENTAL INTL$4.48M2.8%
Portfolio Concentration
Top 3$40.69M25.4%
4–10$41.60M25.9%
11–25$33.79M21.1%
Rest$44.31M27.6%
Top 3 weight
25.4%
Top 10 weight
51.3%
Voting Authority Distribution
Total shares with voting rights: 1.91M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.91M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole132
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings132
Rows:
APPLE INC
SOLEShares66.60K
TypeSH
Market value$14.57M
9.09%
Sole
0.00
Shared
0.00
None
66.60K
SPDR S&P 500 ETF TR
SOLEShares25.03K
TypeSH
Market value$13.57M
8.46%
Sole
0.00
Shared
0.00
None
25.03K
SCHWAB STRATEGIC TR
SOLEShares128.87K
TypeSH
Market value$12.55M
7.82%
Sole
0.00
Shared
0.00
None
128.87K
VANGUARD SPECIALIZED FUNDS
SOLEShares44.95K
TypeSH
Market value$8.46M
5.28%
Sole
0.00
Shared
0.00
None
44.95K
VANGUARD MALVERN FDS
SOLEShares98.62K
TypeSH
Market value$7.61M
4.74%
Sole
0.00
Shared
0.00
None
98.62K
NVIDIA CORPORATION
SOLEShares62.65K
TypeSH
Market value$6.50M
4.05%
Sole
0.00
Shared
0.00
None
62.65K
SCHWAB STRATEGIC TR
SOLEShares130.55K
TypeSH
Market value$5.85M
3.65%
Sole
0.00
Shared
0.00
None
130.55K
BLACKSTONE INC
SOLEShares32.20K
TypeSH
Market value$4.55M
2.84%
Sole
0.00
Shared
0.00
None
32.20K
SCHWAB STRATEGIC TR
SOLEShares125.61K
TypeSH
Market value$4.48M
2.80%
Sole
0.00
Shared
0.00
None
125.61K
SCHWAB STRATEGIC TR
SOLEShares123.89K
TypeSH
Market value$4.15M
2.59%
Sole
0.00
Shared
0.00
None
123.89K
TESLA INC
SOLEShares16.28K
TypeSH
Market value$3.63M
2.26%
Sole
0.00
Shared
0.00
None
16.28K
MICROSOFT CORP
SOLEShares7.24K
TypeSH
Market value$3.06M
1.91%
Sole
0.00
Shared
0.00
None
7.24K
ALPHABET INC
SOLEShares17.65K
TypeSH
Market value$3.03M
1.89%
Sole
0.00
Shared
0.00
None
17.65K
AMAZON COM INC
SOLEShares16.23K
TypeSH
Market value$2.95M
1.84%
Sole
0.00
Shared
0.00
None
16.23K
ALPHABET INC
SOLEShares15.19K
TypeSH
Market value$2.59M
1.61%
Sole
0.00
Shared
0.00
None
15.19K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares73.18K
TypeSH
Market value$2.55M
1.59%
Sole
0.00
Shared
0.00
None
73.18K
VANECK ETF TRUST
SOLEShares10.75K
TypeSH
Market value$2.47M
1.54%
Sole
0.00
Shared
0.00
None
10.75K
SCHWAB STRATEGIC TR
SOLEShares33.72K
TypeSH
Market value$2.29M
1.43%
Sole
0.00
Shared
0.00
None
33.72K
INVESCO QQQ TR
SOLEShares4.48K
TypeSH
Market value$2.05M
1.28%
Sole
0.00
Shared
0.00
None
4.48K
SPDR DOW JONES INDL AVERAGE
SOLEShares4.74K
TypeSH
Market value$1.93M
1.20%
Sole
0.00
Shared
0.00
None
4.74K
SALESFORCE INC
SOLEShares7.36K
TypeSH
Market value$1.90M
1.18%
Sole
0.00
Shared
0.00
None
7.36K
SCHWAB STRATEGIC TR
SOLEShares25.78K
TypeSH
Market value$1.54M
0.96%
Sole
0.00
Shared
0.00
None
25.78K
SCHWAB STRATEGIC TR
SOLEShares44.74K
TypeSH
Market value$1.30M
0.81%
Sole
0.00
Shared
0.00
None
44.74K
SELECT SECTOR SPDR TR
SOLEShares6.20K
TypeSH
Market value$1.30M
0.81%
Sole
0.00
Shared
0.00
None
6.20K
SCHWAB STRATEGIC TR
SOLEShares24.34K
TypeSH
Market value$1.20M
0.75%
Sole
0.00
Shared
0.00
None
24.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 66.60K | SH | $14.57M 9.09% | 0.00 | 0.00 | 66.60K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 25.03K | SH | $13.57M 8.46% | 0.00 | 0.00 | 25.03K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 128.87K | SH | $12.55M 7.82% | 0.00 | 0.00 | 128.87K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 44.95K | SH | $8.46M 5.28% | 0.00 | 0.00 | 44.95K |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 98.62K | SH | $7.61M 4.74% | 0.00 | 0.00 | 98.62K |
NVIDIA CORPORATIONSOLE | COM | 62.65K | SH | $6.50M 4.05% | 0.00 | 0.00 | 62.65K |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 130.55K | SH | $5.85M 3.65% | 0.00 | 0.00 | 130.55K |
BLACKSTONE INCSOLE | COM | 32.20K | SH | $4.55M 2.84% | 0.00 | 0.00 | 32.20K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL INTL | 125.61K | SH | $4.48M 2.80% | 0.00 | 0.00 | 125.61K |
SCHWAB STRATEGIC TRSOLE | LONG TERM US | 123.89K | SH | $4.15M 2.59% | 0.00 | 0.00 | 123.89K |
TESLA INCSOLE | COM | 16.28K | SH | $3.63M 2.26% | 0.00 | 0.00 | 16.28K |
MICROSOFT CORPSOLE | COM | 7.24K | SH | $3.06M 1.91% | 0.00 | 0.00 | 7.24K |
ALPHABET INCSOLE | CAP STK CL C | 17.65K | SH | $3.03M 1.89% | 0.00 | 0.00 | 17.65K |
AMAZON COM INCSOLE | COM | 16.23K | SH | $2.95M 1.84% | 0.00 | 0.00 | 16.23K |
ALPHABET INCSOLE | CAP STK CL A | 15.19K | SH | $2.59M 1.61% | 0.00 | 0.00 | 15.19K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 73.18K | SH | $2.55M 1.59% | 0.00 | 0.00 | 73.18K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 10.75K | SH | $2.47M 1.54% | 0.00 | 0.00 | 10.75K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US B | 33.72K | SH | $2.29M 1.43% | 0.00 | 0.00 | 33.72K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.48K | SH | $2.05M 1.28% | 0.00 | 0.00 | 4.48K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 4.74K | SH | $1.93M 1.20% | 0.00 | 0.00 | 4.74K |
SALESFORCE INCSOLE | COM | 7.36K | SH | $1.90M 1.18% | 0.00 | 0.00 | 7.36K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US S | 25.78K | SH | $1.54M 0.96% | 0.00 | 0.00 | 25.78K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL EMER | 44.74K | SH | $1.30M 0.81% | 0.00 | 0.00 | 44.74K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 6.20K | SH | $1.30M 0.81% | 0.00 | 0.00 | 6.20K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 24.34K | SH | $1.20M 0.75% | 0.00 | 0.00 | 24.34K |
Page 1 of 6
…