Filed: 5/3/2024ACC: 0001085146-24-002193
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 126 equity positions with a total reported market value of $147.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
126
Positions
$147.45M
Total AUM (reported)
1.77M
Total Shares
Allocation by class
COM$49.01M33.2%
TR UNIT$12.66M8.6%
US LCAP GR ETF$11.46M7.8%
DIV APP ETF$7.95M5.4%
US AGGREGATE B$7.16M4.9%
UT SER 1$4.45M3.0%
5 10YR CORP BD$4.35M2.9%
Portfolio Concentration
Top 3$35.55M24.1%
4–10$37.57M25.5%
11–25$32.34M21.9%
Rest$42.00M28.5%
Top 3 weight
24.1%
Top 10 weight
49.6%
Voting Authority Distribution
Total shares with voting rights: 1.77M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.77M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole126
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings126
Rows:
SPDR S&P 500 ETF TR
SOLEShares44.16K
TypeSH
Market value$12.66M
8.59%
Sole
0.00
Shared
0.00
None
44.16K
SCHWAB STRATEGIC TR
SOLEShares123.64K
TypeSH
Market value$11.46M
7.77%
Sole
0.00
Shared
0.00
None
123.64K
APPLE INC
SOLEShares66.61K
TypeSH
Market value$11.42M
7.75%
Sole
0.00
Shared
0.00
None
66.61K
VANGUARD SPECIALIZED FUNDS
SOLEShares43.51K
TypeSH
Market value$7.95M
5.39%
Sole
0.00
Shared
0.00
None
43.51K
SCHWAB STRATEGIC TR
SOLEShares155.72K
TypeSH
Market value$7.16M
4.86%
Sole
0.00
Shared
0.00
None
155.72K
NVIDIA CORPORATION
SOLEShares5.96K
TypeSH
Market value$5.39M
3.66%
Sole
0.00
Shared
0.00
None
5.96K
SPDR DOW JONES INDL AVERAGE
SOLEShares11.19K
TypeSH
Market value$4.45M
3.02%
Sole
0.00
Shared
0.00
None
11.19K
SCHWAB STRATEGIC TR
SOLEShares97.75K
TypeSH
Market value$4.35M
2.95%
Sole
0.00
Shared
0.00
None
97.75K
BLACKSTONE INC
SOLEShares31.61K
TypeSH
Market value$4.15M
2.82%
Sole
0.00
Shared
0.00
None
31.61K
SCHWAB STRATEGIC TR
SOLEShares115.50K
TypeSH
Market value$4.11M
2.79%
Sole
0.00
Shared
0.00
None
115.50K
SCHWAB STRATEGIC TR
SOLEShares104.86K
TypeSH
Market value$3.54M
2.40%
Sole
0.00
Shared
0.00
None
104.86K
MICROSOFT CORP
SOLEShares7.55K
TypeSH
Market value$3.17M
2.15%
Sole
0.00
Shared
0.00
None
7.55K
AMAZON COM INC
SOLEShares17.05K
TypeSH
Market value$3.08M
2.09%
Sole
0.00
Shared
0.00
None
17.05K
ALPHABET INC
SOLEShares19K
TypeSH
Market value$2.89M
1.96%
Sole
0.00
Shared
0.00
None
19K
TESLA INC
SOLEShares15.75K
TypeSH
Market value$2.77M
1.88%
Sole
0.00
Shared
0.00
None
15.75K
ALPHABET INC
SOLEShares16.11K
TypeSH
Market value$2.43M
1.65%
Sole
0.00
Shared
0.00
None
16.11K
VANECK ETF TRUST
SOLEShares10.19K
TypeSH
Market value$2.29M
1.55%
Sole
0.00
Shared
0.00
None
10.19K
INVESCO QQQ TR
SOLEShares25.53K
TypeSH
Market value$2.03M
1.38%
Sole
0.00
Shared
0.00
None
25.53K
SALESFORCE INC
SOLEShares6.72K
TypeSH
Market value$2.02M
1.37%
Sole
0.00
Shared
0.00
None
6.72K
SCHWAB STRATEGIC TR
SOLEShares32.93K
TypeSH
Market value$1.62M
1.10%
Sole
0.00
Shared
0.00
None
32.93K
SCHWAB STRATEGIC TR
SOLEShares25.30K
TypeSH
Market value$1.44M
0.98%
Sole
0.00
Shared
0.00
None
25.30K
SCHWAB STRATEGIC TR
SOLEShares21.44K
TypeSH
Market value$1.42M
0.96%
Sole
0.00
Shared
0.00
None
21.44K
SELECT SECTOR SPDR TR
SOLEShares6.20K
TypeSH
Market value$1.29M
0.88%
Sole
0.00
Shared
0.00
None
6.20K
SCHWAB STRATEGIC TR
SOLEShares44.13K
TypeSH
Market value$1.23M
0.83%
Sole
0.00
Shared
0.00
None
44.13K
ADVANCED MICRO DEVICES INC
SOLEShares6.19K
TypeSH
Market value$1.12M
0.76%
Sole
0.00
Shared
0.00
None
6.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 44.16K | SH | $12.66M 8.59% | 0.00 | 0.00 | 44.16K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 123.64K | SH | $11.46M 7.77% | 0.00 | 0.00 | 123.64K |
APPLE INCSOLE | COM | 66.61K | SH | $11.42M 7.75% | 0.00 | 0.00 | 66.61K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 43.51K | SH | $7.95M 5.39% | 0.00 | 0.00 | 43.51K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 155.72K | SH | $7.16M 4.86% | 0.00 | 0.00 | 155.72K |
NVIDIA CORPORATIONSOLE | COM | 5.96K | SH | $5.39M 3.66% | 0.00 | 0.00 | 5.96K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 11.19K | SH | $4.45M 3.02% | 0.00 | 0.00 | 11.19K |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 97.75K | SH | $4.35M 2.95% | 0.00 | 0.00 | 97.75K |
BLACKSTONE INCSOLE | COM | 31.61K | SH | $4.15M 2.82% | 0.00 | 0.00 | 31.61K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT INT LG | 115.50K | SH | $4.11M 2.79% | 0.00 | 0.00 | 115.50K |
SCHWAB STRATEGIC TRSOLE | LONG TERM US | 104.86K | SH | $3.54M 2.40% | 0.00 | 0.00 | 104.86K |
MICROSOFT CORPSOLE | COM | 7.55K | SH | $3.17M 2.15% | 0.00 | 0.00 | 7.55K |
AMAZON COM INCSOLE | COM | 17.05K | SH | $3.08M 2.09% | 0.00 | 0.00 | 17.05K |
ALPHABET INCSOLE | CAP STK CL C | 19K | SH | $2.89M 1.96% | 0.00 | 0.00 | 19K |
TESLA INCSOLE | COM | 15.75K | SH | $2.77M 1.88% | 0.00 | 0.00 | 15.75K |
ALPHABET INCSOLE | CAP STK CL A | 16.11K | SH | $2.43M 1.65% | 0.00 | 0.00 | 16.11K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 10.19K | SH | $2.29M 1.55% | 0.00 | 0.00 | 10.19K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 25.53K | SH | $2.03M 1.38% | 0.00 | 0.00 | 25.53K |
SALESFORCE INCSOLE | COM | 6.72K | SH | $2.02M 1.37% | 0.00 | 0.00 | 6.72K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 32.93K | SH | $1.62M 1.10% | 0.00 | 0.00 | 32.93K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US SC | 25.30K | SH | $1.44M 0.98% | 0.00 | 0.00 | 25.30K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US BM | 21.44K | SH | $1.42M 0.96% | 0.00 | 0.00 | 21.44K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 6.20K | SH | $1.29M 0.88% | 0.00 | 0.00 | 6.20K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT EMK LG | 44.13K | SH | $1.23M 0.83% | 0.00 | 0.00 | 44.13K |
ADVANCED MICRO DEVICES INCSOLE | COM | 6.19K | SH | $1.12M 0.76% | 0.00 | 0.00 | 6.19K |
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