Filed: 1/18/2024ACC: 0001085146-24-000271
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 117 equity positions with a total reported market value of $131.98M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
117
Positions
$131.98M
Total AUM (reported)
1.65M
Total Shares
Allocation by class
COM$46.78M35.4%
TR UNIT$10.83M8.2%
US LCAP GR ETF$9.49M7.2%
DIV APP ETF$7.55M5.7%
US AGGREGATE B$6.62M5.0%
SCHWB FDT INT LG$3.68M2.8%
LONG TERM US$3.30M2.5%
Portfolio Concentration
Top 3$33.09M25.1%
4–10$31.86M24.1%
11–25$31.41M23.8%
Rest$35.62M27.0%
Top 3 weight
25.1%
Top 10 weight
49.2%
Voting Authority Distribution
Total shares with voting rights: 1.65M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.65M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole117
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings117
Rows:
APPLE INC
SOLEShares66.31K
TypeSH
Market value$12.77M
9.67%
Sole
0.00
Shared
0.00
None
66.31K
SPDR S&P 500 ETF TR
SOLEShares22.79K
TypeSH
Market value$10.83M
8.21%
Sole
0.00
Shared
0.00
None
22.79K
SCHWAB STRATEGIC TR
SOLEShares114.43K
TypeSH
Market value$9.49M
7.19%
Sole
0.00
Shared
0.00
None
114.43K
VANGUARD SPECIALIZED FUNDS
SOLEShares44.30K
TypeSH
Market value$7.55M
5.72%
Sole
0.00
Shared
0.00
None
44.30K
SCHWAB STRATEGIC TR
SOLEShares141.95K
TypeSH
Market value$6.62M
5.01%
Sole
0.00
Shared
0.00
None
141.95K
BLACKSTONE INC
SOLEShares29.69K
TypeSH
Market value$3.89M
2.95%
Sole
0.00
Shared
0.00
None
29.69K
TESLA INC
SOLEShares14.86K
TypeSH
Market value$3.69M
2.80%
Sole
0.00
Shared
0.00
None
14.86K
SCHWAB STRATEGIC TR
SOLEShares109.12K
TypeSH
Market value$3.68M
2.79%
Sole
0.00
Shared
0.00
None
109.12K
SCHWAB STRATEGIC TR
SOLEShares93.94K
TypeSH
Market value$3.30M
2.50%
Sole
0.00
Shared
0.00
None
93.94K
NVIDIA CORPORATION
SOLEShares6.33K
TypeSH
Market value$3.14M
2.38%
Sole
0.00
Shared
0.00
None
6.33K
SPDR DOW JONES INDL AVERAGE
SOLEShares8.19K
TypeSH
Market value$3.08M
2.34%
Sole
0.00
Shared
0.00
None
8.19K
ALPHABET INC
SOLEShares21.79K
TypeSH
Market value$3.07M
2.33%
Sole
0.00
Shared
0.00
None
21.79K
MICROSOFT CORP
SOLEShares7.81K
TypeSH
Market value$2.94M
2.22%
Sole
0.00
Shared
0.00
None
7.81K
SCHWAB STRATEGIC TR
SOLEShares58.12K
TypeSH
Market value$2.89M
2.19%
Sole
0.00
Shared
0.00
None
58.12K
SCHWAB STRATEGIC TR
SOLEShares62.94K
TypeSH
Market value$2.83M
2.14%
Sole
0.00
Shared
0.00
None
62.94K
AMAZON COM INC
SOLEShares16.76K
TypeSH
Market value$2.55M
1.93%
Sole
0.00
Shared
0.00
None
16.76K
VANECK ETF TRUST
SOLEShares26.26K
TypeSH
Market value$2.38M
1.80%
Sole
0.00
Shared
0.00
None
26.26K
ALPHABET INC
SOLEShares15.09K
TypeSH
Market value$2.11M
1.60%
Sole
0.00
Shared
0.00
None
15.09K
INVESCO QQQ TR
SOLEShares4.47K
TypeSH
Market value$1.83M
1.39%
Sole
0.00
Shared
0.00
None
4.47K
SALESFORCE INC
SOLEShares6.73K
TypeSH
Market value$1.77M
1.34%
Sole
0.00
Shared
0.00
None
6.73K
SCHWAB STRATEGIC TR
SOLEShares24.65K
TypeSH
Market value$1.36M
1.03%
Sole
0.00
Shared
0.00
None
24.65K
SELECT SECTOR SPDR TR
SOLEShares6.46K
TypeSH
Market value$1.24M
0.94%
Sole
0.00
Shared
0.00
None
6.46K
SCHWAB STRATEGIC TR
SOLEShares20.17K
TypeSH
Market value$1.23M
0.93%
Sole
0.00
Shared
0.00
None
20.17K
SCHWAB STRATEGIC TR
SOLEShares43.14K
TypeSH
Market value$1.17M
0.89%
Sole
0.00
Shared
0.00
None
43.14K
VANGUARD INDEX FDS
SOLEShares4.05K
TypeSH
Market value$960.5K
0.73%
Sole
0.00
Shared
0.00
None
4.05K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 66.31K | SH | $12.77M 9.67% | 0.00 | 0.00 | 66.31K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 22.79K | SH | $10.83M 8.21% | 0.00 | 0.00 | 22.79K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 114.43K | SH | $9.49M 7.19% | 0.00 | 0.00 | 114.43K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 44.30K | SH | $7.55M 5.72% | 0.00 | 0.00 | 44.30K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 141.95K | SH | $6.62M 5.01% | 0.00 | 0.00 | 141.95K |
BLACKSTONE INCSOLE | COM | 29.69K | SH | $3.89M 2.95% | 0.00 | 0.00 | 29.69K |
TESLA INCSOLE | COM | 14.86K | SH | $3.69M 2.80% | 0.00 | 0.00 | 14.86K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT INT LG | 109.12K | SH | $3.68M 2.79% | 0.00 | 0.00 | 109.12K |
SCHWAB STRATEGIC TRSOLE | LONG TERM US | 93.94K | SH | $3.30M 2.50% | 0.00 | 0.00 | 93.94K |
NVIDIA CORPORATIONSOLE | COM | 6.33K | SH | $3.14M 2.38% | 0.00 | 0.00 | 6.33K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 8.19K | SH | $3.08M 2.34% | 0.00 | 0.00 | 8.19K |
ALPHABET INCSOLE | CAP STK CL C | 21.79K | SH | $3.07M 2.33% | 0.00 | 0.00 | 21.79K |
MICROSOFT CORPSOLE | COM | 7.81K | SH | $2.94M 2.22% | 0.00 | 0.00 | 7.81K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 58.12K | SH | $2.89M 2.19% | 0.00 | 0.00 | 58.12K |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 62.94K | SH | $2.83M 2.14% | 0.00 | 0.00 | 62.94K |
AMAZON COM INCSOLE | COM | 16.76K | SH | $2.55M 1.93% | 0.00 | 0.00 | 16.76K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 26.26K | SH | $2.38M 1.80% | 0.00 | 0.00 | 26.26K |
ALPHABET INCSOLE | CAP STK CL A | 15.09K | SH | $2.11M 1.60% | 0.00 | 0.00 | 15.09K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.47K | SH | $1.83M 1.39% | 0.00 | 0.00 | 4.47K |
SALESFORCE INCSOLE | COM | 6.73K | SH | $1.77M 1.34% | 0.00 | 0.00 | 6.73K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US SC | 24.65K | SH | $1.36M 1.03% | 0.00 | 0.00 | 24.65K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 6.46K | SH | $1.24M 0.94% | 0.00 | 0.00 | 6.46K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US BM | 20.17K | SH | $1.23M 0.93% | 0.00 | 0.00 | 20.17K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT EMK LG | 43.14K | SH | $1.17M 0.89% | 0.00 | 0.00 | 43.14K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 4.05K | SH | $960.5K 0.73% | 0.00 | 0.00 | 4.05K |
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