Filed: 10/31/2023ACC: 0001085146-23-003999
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 111 equity positions with a total reported market value of $118.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
111
Positions
$118.33M
Total AUM (reported)
1.65M
Total Shares
Allocation by class
COM$41.74M35.3%
TR UNIT$9.62M8.1%
US LCAP GR ETF$8.38M7.1%
DIV APP ETF$7.04M6.0%
US AGGREGATE B$6.46M5.5%
SCHWB FDT INT LG$3.61M3.0%
CAP STK CL C$2.84M2.4%
Portfolio Concentration
Top 3$29.29M24.8%
4–10$30.14M25.5%
11–25$27.98M23.6%
Rest$30.93M26.1%
Top 3 weight
24.8%
Top 10 weight
50.2%
Voting Authority Distribution
Total shares with voting rights: 1.65M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.65M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole111
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings111
Rows:
APPLE INC
SOLEShares65.96K
TypeSH
Market value$11.29M
9.54%
Sole
0.00
Shared
0.00
None
65.96K
SPDR S&P 500 ETF TR
SOLEShares22.50K
TypeSH
Market value$9.62M
8.13%
Sole
0.00
Shared
0.00
None
22.50K
SCHWAB STRATEGIC TR
SOLEShares115.19K
TypeSH
Market value$8.38M
7.08%
Sole
0.00
Shared
0.00
None
115.19K
VANGUARD SPECIALIZED FUNDS
SOLEShares45.32K
TypeSH
Market value$7.04M
5.95%
Sole
0.00
Shared
0.00
None
45.32K
SCHWAB STRATEGIC TR
SOLEShares146.11K
TypeSH
Market value$6.46M
5.46%
Sole
0.00
Shared
0.00
None
146.11K
TESLA INC
SOLEShares15.87K
TypeSH
Market value$3.97M
3.35%
Sole
0.00
Shared
0.00
None
15.87K
SCHWAB STRATEGIC TR
SOLEShares113.93K
TypeSH
Market value$3.61M
3.05%
Sole
0.00
Shared
0.00
None
113.93K
BLACKSTONE INC
SOLEShares30.53K
TypeSH
Market value$3.27M
2.76%
Sole
0.00
Shared
0.00
None
30.53K
NVIDIA CORPORATION
SOLEShares6.78K
TypeSH
Market value$2.95M
2.49%
Sole
0.00
Shared
0.00
None
6.78K
ALPHABET INC
SOLEShares21.52K
TypeSH
Market value$2.84M
2.40%
Sole
0.00
Shared
0.00
None
21.52K
SCHWAB STRATEGIC TR
SOLEShares58.60K
TypeSH
Market value$2.81M
2.37%
Sole
0.00
Shared
0.00
None
58.60K
SCHWAB STRATEGIC TR
SOLEShares85.57K
TypeSH
Market value$2.71M
2.29%
Sole
0.00
Shared
0.00
None
85.57K
SPDR DOW JONES INDL AVERAGE
SOLEShares7.86K
TypeSH
Market value$2.63M
2.22%
Sole
0.00
Shared
0.00
None
7.86K
SCHWAB STRATEGIC TR
SOLEShares59.43K
TypeSH
Market value$2.51M
2.12%
Sole
0.00
Shared
0.00
None
59.43K
MICROSOFT CORP
SOLEShares7.78K
TypeSH
Market value$2.46M
2.07%
Sole
0.00
Shared
0.00
None
7.78K
AMAZON COM INC
SOLEShares17.12K
TypeSH
Market value$2.18M
1.84%
Sole
0.00
Shared
0.00
None
17.12K
ALPHABET INC
SOLEShares15.11K
TypeSH
Market value$1.98M
1.67%
Sole
0.00
Shared
0.00
None
15.11K
VANECK ETF TRUST
SOLEShares12.79K
TypeSH
Market value$1.85M
1.57%
Sole
0.00
Shared
0.00
None
12.79K
INVESCO QQQ TR
SOLEShares4.94K
TypeSH
Market value$1.77M
1.50%
Sole
0.00
Shared
0.00
None
4.94K
SALESFORCE INC
SOLEShares7.17K
TypeSH
Market value$1.45M
1.23%
Sole
0.00
Shared
0.00
None
7.17K
SCHWAB STRATEGIC TR
SOLEShares25.39K
TypeSH
Market value$1.23M
1.04%
Sole
0.00
Shared
0.00
None
25.39K
SELECT SECTOR SPDR TR
SOLEShares6.96K
TypeSH
Market value$1.14M
0.96%
Sole
0.00
Shared
0.00
None
6.96K
SCHWAB STRATEGIC TR
SOLEShares42.40K
TypeSH
Market value$1.11M
0.94%
Sole
0.00
Shared
0.00
None
42.40K
SCHWAB STRATEGIC TR
SOLEShares20K
TypeSH
Market value$1.10M
0.93%
Sole
0.00
Shared
0.00
None
20K
ADOBE INC
SOLEShares2.04K
TypeSH
Market value$1.04M
0.88%
Sole
0.00
Shared
0.00
None
2.04K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 65.96K | SH | $11.29M 9.54% | 0.00 | 0.00 | 65.96K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 22.50K | SH | $9.62M 8.13% | 0.00 | 0.00 | 22.50K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 115.19K | SH | $8.38M 7.08% | 0.00 | 0.00 | 115.19K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 45.32K | SH | $7.04M 5.95% | 0.00 | 0.00 | 45.32K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 146.11K | SH | $6.46M 5.46% | 0.00 | 0.00 | 146.11K |
TESLA INCSOLE | COM | 15.87K | SH | $3.97M 3.35% | 0.00 | 0.00 | 15.87K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT INT LG | 113.93K | SH | $3.61M 3.05% | 0.00 | 0.00 | 113.93K |
BLACKSTONE INCSOLE | COM | 30.53K | SH | $3.27M 2.76% | 0.00 | 0.00 | 30.53K |
NVIDIA CORPORATIONSOLE | COM | 6.78K | SH | $2.95M 2.49% | 0.00 | 0.00 | 6.78K |
ALPHABET INCSOLE | CAP STK CL C | 21.52K | SH | $2.84M 2.40% | 0.00 | 0.00 | 21.52K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 58.60K | SH | $2.81M 2.37% | 0.00 | 0.00 | 58.60K |
SCHWAB STRATEGIC TRSOLE | LONG TERM US | 85.57K | SH | $2.71M 2.29% | 0.00 | 0.00 | 85.57K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 7.86K | SH | $2.63M 2.22% | 0.00 | 0.00 | 7.86K |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 59.43K | SH | $2.51M 2.12% | 0.00 | 0.00 | 59.43K |
MICROSOFT CORPSOLE | COM | 7.78K | SH | $2.46M 2.07% | 0.00 | 0.00 | 7.78K |
AMAZON COM INCSOLE | COM | 17.12K | SH | $2.18M 1.84% | 0.00 | 0.00 | 17.12K |
ALPHABET INCSOLE | CAP STK CL A | 15.11K | SH | $1.98M 1.67% | 0.00 | 0.00 | 15.11K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 12.79K | SH | $1.85M 1.57% | 0.00 | 0.00 | 12.79K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.94K | SH | $1.77M 1.50% | 0.00 | 0.00 | 4.94K |
SALESFORCE INCSOLE | COM | 7.17K | SH | $1.45M 1.23% | 0.00 | 0.00 | 7.17K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US SC | 25.39K | SH | $1.23M 1.04% | 0.00 | 0.00 | 25.39K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 6.96K | SH | $1.14M 0.96% | 0.00 | 0.00 | 6.96K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT EMK LG | 42.40K | SH | $1.11M 0.94% | 0.00 | 0.00 | 42.40K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US BM | 20K | SH | $1.10M 0.93% | 0.00 | 0.00 | 20K |
ADOBE INCSOLE | COM | 2.04K | SH | $1.04M 0.88% | 0.00 | 0.00 | 2.04K |
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