Filed: 8/8/2023ACC: 0001085146-23-003136
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 114 equity positions with a total reported market value of $116.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
114
Positions
$116.89M
Total AUM (reported)
1.51M
Total Shares
Allocation by class
COM$43.87M37.5%
TR UNIT$10.43M8.9%
DIV APP ETF$7.73M6.6%
US LCAP GR ETF$7.11M6.1%
US AGGREGATE B$5.70M4.9%
INT-TRM U.S TRES$4.99M4.3%
SCHWB FDT INT LG$3.26M2.8%
Portfolio Concentration
Top 3$31.00M26.5%
4–10$30.03M25.7%
11–25$23.59M20.2%
Rest$32.26M27.6%
Top 3 weight
26.5%
Top 10 weight
52.2%
Voting Authority Distribution
Total shares with voting rights: 1.51M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.51M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole114
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings114
Rows:
APPLE INC
SOLEShares67.71K
TypeSH
Market value$12.85M
10.99%
Sole
0.00
Shared
0.00
None
67.71K
SPDR S&P 500 ETF TR
SOLEShares23.39K
TypeSH
Market value$10.43M
8.92%
Sole
0.00
Shared
0.00
None
23.39K
VANGUARD SPECIALIZED FUNDS
SOLEShares47.63K
TypeSH
Market value$7.73M
6.61%
Sole
0.00
Shared
0.00
None
47.63K
SCHWAB STRATEGIC TR
SOLEShares94.26K
TypeSH
Market value$7.11M
6.08%
Sole
0.00
Shared
0.00
None
94.26K
SCHWAB STRATEGIC TR
SOLEShares123.78K
TypeSH
Market value$5.70M
4.88%
Sole
0.00
Shared
0.00
None
123.78K
SCHWAB STRATEGIC TR
SOLEShares101.34K
TypeSH
Market value$4.99M
4.27%
Sole
0.00
Shared
0.00
None
101.34K
SCHWAB STRATEGIC TR
SOLEShares99.56K
TypeSH
Market value$3.26M
2.79%
Sole
0.00
Shared
0.00
None
99.56K
NVIDIA CORPORATION
SOLEShares6.95K
TypeSH
Market value$3.05M
2.61%
Sole
0.00
Shared
0.00
None
6.95K
BLACKSTONE INC
SOLEShares30.25K
TypeSH
Market value$2.97M
2.54%
Sole
0.00
Shared
0.00
None
30.25K
ALPHABET INC
SOLEShares24.66K
TypeSH
Market value$2.95M
2.52%
Sole
0.00
Shared
0.00
None
24.66K
MICROSOFT CORP
SOLEShares8.07K
TypeSH
Market value$2.72M
2.33%
Sole
0.00
Shared
0.00
None
8.07K
AMAZON COM INC
SOLEShares18.25K
TypeSH
Market value$2.39M
2.04%
Sole
0.00
Shared
0.00
None
18.25K
SCHWAB STRATEGIC TR
SOLEShares65.95K
TypeSH
Market value$2.35M
2.01%
Sole
0.00
Shared
0.00
None
65.95K
ALPHABET INC
SOLEShares15.78K
TypeSH
Market value$1.88M
1.61%
Sole
0.00
Shared
0.00
None
15.78K
INVESCO QQQ TR
SOLEShares4.79K
TypeSH
Market value$1.79M
1.53%
Sole
0.00
Shared
0.00
None
4.79K
SALESFORCE INC
SOLEShares7.43K
TypeSH
Market value$1.69M
1.45%
Sole
0.00
Shared
0.00
None
7.43K
VANECK ETF TRUST
SOLEShares9.63K
TypeSH
Market value$1.49M
1.27%
Sole
0.00
Shared
0.00
None
9.63K
TESLA INC
SOLEShares5.17K
TypeSH
Market value$1.41M
1.20%
Sole
0.00
Shared
0.00
None
5.17K
SCHWAB STRATEGIC TR
SOLEShares29.01K
TypeSH
Market value$1.31M
1.12%
Sole
0.00
Shared
0.00
None
29.01K
NUVEEN MUN INCOME FD INC
SOLEShares130.81K
TypeSH
Market value$1.23M
1.05%
Sole
0.00
Shared
0.00
None
130.81K
SELECT SECTOR SPDR TR
SOLEShares7.04K
TypeSH
Market value$1.23M
1.05%
Sole
0.00
Shared
0.00
None
7.04K
ADOBE SYSTEMS INCORPORATED
SOLEShares2.22K
TypeSH
Market value$1.13M
0.97%
Sole
0.00
Shared
0.00
None
2.22K
VANGUARD INDEX FDS
SOLEShares4.59K
TypeSH
Market value$1.02M
0.87%
Sole
0.00
Shared
0.00
None
4.59K
SPDR DOW JONES INDL AVERAGE
SOLEShares2.93K
TypeSH
Market value$1.01M
0.86%
Sole
0.00
Shared
0.00
None
2.93K
PIMCO DYNAMIC INCOME FD
SOLEShares51.22K
TypeSH
Market value$969.5K
0.83%
Sole
0.00
Shared
0.00
None
51.22K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 67.71K | SH | $12.85M 10.99% | 0.00 | 0.00 | 67.71K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 23.39K | SH | $10.43M 8.92% | 0.00 | 0.00 | 23.39K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 47.63K | SH | $7.73M 6.61% | 0.00 | 0.00 | 47.63K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 94.26K | SH | $7.11M 6.08% | 0.00 | 0.00 | 94.26K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 123.78K | SH | $5.70M 4.88% | 0.00 | 0.00 | 123.78K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 101.34K | SH | $4.99M 4.27% | 0.00 | 0.00 | 101.34K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT INT LG | 99.56K | SH | $3.26M 2.79% | 0.00 | 0.00 | 99.56K |
NVIDIA CORPORATIONSOLE | COM | 6.95K | SH | $3.05M 2.61% | 0.00 | 0.00 | 6.95K |
BLACKSTONE INCSOLE | COM | 30.25K | SH | $2.97M 2.54% | 0.00 | 0.00 | 30.25K |
ALPHABET INCSOLE | CAP STK CL C | 24.66K | SH | $2.95M 2.52% | 0.00 | 0.00 | 24.66K |
MICROSOFT CORPSOLE | COM | 8.07K | SH | $2.72M 2.33% | 0.00 | 0.00 | 8.07K |
AMAZON COM INCSOLE | COM | 18.25K | SH | $2.39M 2.04% | 0.00 | 0.00 | 18.25K |
SCHWAB STRATEGIC TRSOLE | LONG TERM US | 65.95K | SH | $2.35M 2.01% | 0.00 | 0.00 | 65.95K |
ALPHABET INCSOLE | CAP STK CL A | 15.78K | SH | $1.88M 1.61% | 0.00 | 0.00 | 15.78K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.79K | SH | $1.79M 1.53% | 0.00 | 0.00 | 4.79K |
SALESFORCE INCSOLE | COM | 7.43K | SH | $1.69M 1.45% | 0.00 | 0.00 | 7.43K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 9.63K | SH | $1.49M 1.27% | 0.00 | 0.00 | 9.63K |
TESLA INCSOLE | COM | 5.17K | SH | $1.41M 1.20% | 0.00 | 0.00 | 5.17K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 29.01K | SH | $1.31M 1.12% | 0.00 | 0.00 | 29.01K |
NUVEEN MUN INCOME FD INCSOLE | COM | 130.81K | SH | $1.23M 1.05% | 0.00 | 0.00 | 130.81K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 7.04K | SH | $1.23M 1.05% | 0.00 | 0.00 | 7.04K |
ADOBE SYSTEMS INCORPORATEDSOLE | COM | 2.22K | SH | $1.13M 0.97% | 0.00 | 0.00 | 2.22K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 4.59K | SH | $1.02M 0.87% | 0.00 | 0.00 | 4.59K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 2.93K | SH | $1.01M 0.86% | 0.00 | 0.00 | 2.93K |
PIMCO DYNAMIC INCOME FDSOLE | SHS | 51.22K | SH | $969.5K 0.83% | 0.00 | 0.00 | 51.22K |
Page 1 of 5
…