Filed: 5/11/2023ACC: 0001085146-23-002209
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 101 equity positions with a total reported market value of $101.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
101
Positions
$101.41M
Total AUM (reported)
1.38M
Total Shares
Allocation by class
COM$37.44M36.9%
TR UNIT$6.86M6.8%
US AGGREGATE B$5.51M5.4%
DIV APP ETF$5.43M5.3%
S&P500 EQL WGT$5.18M5.1%
INT-TRM U.S TRES$4.83M4.8%
US LCAP GR ETF$4.55M4.5%
Portfolio Concentration
Top 3$23.54M23.2%
4–10$28.55M28.2%
11–25$21.92M21.6%
Rest$27.39M27.0%
Top 3 weight
23.2%
Top 10 weight
51.4%
Voting Authority Distribution
Total shares with voting rights: 1.38M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.38M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole101
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings101
Rows:
APPLE INC
SOLEShares67.75K
TypeSH
Market value$11.17M
11.02%
Sole
0.00
Shared
0.00
None
67.75K
SPDR S&P 500 ETF TR
SOLEShares16.75K
TypeSH
Market value$6.86M
6.76%
Sole
0.00
Shared
0.00
None
16.75K
SCHWAB STRATEGIC TR
SOLEShares117.54K
TypeSH
Market value$5.51M
5.44%
Sole
0.00
Shared
0.00
None
117.54K
VANGUARD SPECIALIZED FUNDS
SOLEShares35.23K
TypeSH
Market value$5.43M
5.35%
Sole
0.00
Shared
0.00
None
35.23K
INVESCO EXCHANGE TRADED FD T
SOLEShares35.80K
TypeSH
Market value$5.18M
5.11%
Sole
0.00
Shared
0.00
None
35.80K
SCHWAB STRATEGIC TR
SOLEShares95.79K
TypeSH
Market value$4.83M
4.76%
Sole
0.00
Shared
0.00
None
95.79K
SCHWAB STRATEGIC TR
SOLEShares69.77K
TypeSH
Market value$4.55M
4.48%
Sole
0.00
Shared
0.00
None
69.77K
ALPHABET INC
SOLEShares29.38K
TypeSH
Market value$3.06M
3.01%
Sole
0.00
Shared
0.00
None
29.38K
SCHWAB STRATEGIC TR
SOLEShares95.84K
TypeSH
Market value$3.00M
2.96%
Sole
0.00
Shared
0.00
None
95.84K
BLACKSTONE INC
SOLEShares28.66K
TypeSH
Market value$2.52M
2.48%
Sole
0.00
Shared
0.00
None
28.66K
SCHWAB STRATEGIC TR
SOLEShares62.02K
TypeSH
Market value$2.32M
2.29%
Sole
0.00
Shared
0.00
None
62.02K
MICROSOFT CORP
SOLEShares8.02K
TypeSH
Market value$2.31M
2.28%
Sole
0.00
Shared
0.00
None
8.02K
NVIDIA CORPORATION
SOLEShares7.88K
TypeSH
Market value$2.19M
2.16%
Sole
0.00
Shared
0.00
None
7.88K
AMAZON COM INC
SOLEShares18.37K
TypeSH
Market value$1.90M
1.87%
Sole
0.00
Shared
0.00
None
18.37K
SALESFORCE INC
SOLEShares7.91K
TypeSH
Market value$1.58M
1.56%
Sole
0.00
Shared
0.00
None
7.91K
INVESCO QQQ TR
SOLEShares4.63K
TypeSH
Market value$1.49M
1.47%
Sole
0.00
Shared
0.00
None
4.63K
ALPHABET INC
SOLEShares13.73K
TypeSH
Market value$1.42M
1.40%
Sole
0.00
Shared
0.00
None
13.73K
APPLIED MATLS INC
SOLEShares10.36K
TypeSH
Market value$1.27M
1.25%
Sole
0.00
Shared
0.00
None
10.36K
NUVEEN MUN INCOME FD INC
SOLEShares134.66K
TypeSH
Market value$1.26M
1.24%
Sole
0.00
Shared
0.00
None
134.66K
VANECK ETF TRUST
SOLEShares4.64K
TypeSH
Market value$1.22M
1.20%
Sole
0.00
Shared
0.00
None
4.64K
TESLA INC
SOLEShares5.42K
TypeSH
Market value$1.13M
1.11%
Sole
0.00
Shared
0.00
None
5.42K
SCHWAB STRATEGIC TR
SOLEShares25.02K
TypeSH
Market value$1.05M
1.03%
Sole
0.00
Shared
0.00
None
25.02K
VANGUARD INDEX FDS
SOLEShares4.56K
TypeSH
Market value$930.5K
0.92%
Sole
0.00
Shared
0.00
None
4.56K
SPDR DOW JONES INDL AVERAGE
SOLEShares2.79K
TypeSH
Market value$928.0K
0.92%
Sole
0.00
Shared
0.00
None
2.79K
SELECT SECTOR SPDR TR
SOLEShares6.14K
TypeSH
Market value$927.0K
0.91%
Sole
0.00
Shared
0.00
None
6.14K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 67.75K | SH | $11.17M 11.02% | 0.00 | 0.00 | 67.75K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 16.75K | SH | $6.86M 6.76% | 0.00 | 0.00 | 16.75K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 117.54K | SH | $5.51M 5.44% | 0.00 | 0.00 | 117.54K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 35.23K | SH | $5.43M 5.35% | 0.00 | 0.00 | 35.23K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 35.80K | SH | $5.18M 5.11% | 0.00 | 0.00 | 35.80K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 95.79K | SH | $4.83M 4.76% | 0.00 | 0.00 | 95.79K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 69.77K | SH | $4.55M 4.48% | 0.00 | 0.00 | 69.77K |
ALPHABET INCSOLE | CAP STK CL C | 29.38K | SH | $3.06M 3.01% | 0.00 | 0.00 | 29.38K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT INT LG | 95.84K | SH | $3.00M 2.96% | 0.00 | 0.00 | 95.84K |
BLACKSTONE INCSOLE | COM | 28.66K | SH | $2.52M 2.48% | 0.00 | 0.00 | 28.66K |
SCHWAB STRATEGIC TRSOLE | LONG TERM US | 62.02K | SH | $2.32M 2.29% | 0.00 | 0.00 | 62.02K |
MICROSOFT CORPSOLE | COM | 8.02K | SH | $2.31M 2.28% | 0.00 | 0.00 | 8.02K |
NVIDIA CORPORATIONSOLE | COM | 7.88K | SH | $2.19M 2.16% | 0.00 | 0.00 | 7.88K |
AMAZON COM INCSOLE | COM | 18.37K | SH | $1.90M 1.87% | 0.00 | 0.00 | 18.37K |
SALESFORCE INCSOLE | COM | 7.91K | SH | $1.58M 1.56% | 0.00 | 0.00 | 7.91K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.63K | SH | $1.49M 1.47% | 0.00 | 0.00 | 4.63K |
ALPHABET INCSOLE | CAP STK CL A | 13.73K | SH | $1.42M 1.40% | 0.00 | 0.00 | 13.73K |
APPLIED MATLS INCSOLE | COM | 10.36K | SH | $1.27M 1.25% | 0.00 | 0.00 | 10.36K |
NUVEEN MUN INCOME FD INCSOLE | COM | 134.66K | SH | $1.26M 1.24% | 0.00 | 0.00 | 134.66K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 4.64K | SH | $1.22M 1.20% | 0.00 | 0.00 | 4.64K |
TESLA INCSOLE | COM | 5.42K | SH | $1.13M 1.11% | 0.00 | 0.00 | 5.42K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 25.02K | SH | $1.05M 1.03% | 0.00 | 0.00 | 25.02K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 4.56K | SH | $930.5K 0.92% | 0.00 | 0.00 | 4.56K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 2.79K | SH | $928.0K 0.92% | 0.00 | 0.00 | 2.79K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 6.14K | SH | $927.0K 0.91% | 0.00 | 0.00 | 6.14K |
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