Filed: 10/19/2022ACC: 0001085146-22-003486
📋 What this filing means
KAIZEN FINANCIAL STRATEGIES filed this quarterly 13F‑HR report disclosing 116 equity positions with a total reported market value of $98.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
116
Positions
$98.7K
Total AUM (reported)
1.67M
Total Shares
Allocation by class
COM$37.6K38.1%
TR UNIT$4.9K4.9%
US LCAP GR ETF$3.5K3.6%
1 5YR CORP BD$3.4K3.4%
TOTAL STK MKT$3.2K3.3%
CL A$2.7K2.8%
CAP STK CL C$2.5K2.6%
Portfolio Concentration
Top 3$17.9K18.2%
4–10$18.5K18.7%
11–25$25.0K25.3%
Rest$37.3K37.8%
Top 3 weight
18.2%
Top 10 weight
36.9%
Voting Authority Distribution
Total shares with voting rights: 1.67M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.67M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole116
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings116
Rows:
APPLE INC
SOLEShares68.88K
TypeSH
Market value$9.5K
9.65%
Sole
0.00
Shared
0.00
None
68.88K
SPDR S&P 500 ETF TR
SOLEShares13.65K
TypeSH
Market value$4.9K
4.94%
Sole
0.00
Shared
0.00
None
13.65K
SCHWAB STRATEGIC TR
SOLEShares63.33K
TypeSH
Market value$3.5K
3.58%
Sole
0.00
Shared
0.00
None
63.33K
SCHWAB STRATEGIC TR
SOLEShares72.75K
TypeSH
Market value$3.4K
3.41%
Sole
0.00
Shared
0.00
None
72.75K
VANGUARD INDEX FDS
SOLEShares17.90K
TypeSH
Market value$3.2K
3.26%
Sole
0.00
Shared
0.00
None
17.90K
ALPHABET INC
SOLEShares26.35K
TypeSH
Market value$2.5K
2.57%
Sole
0.00
Shared
0.00
None
26.35K
SPDR DOW JONES INDL AVERAGE
SOLEShares8.31K
TypeSH
Market value$2.4K
2.42%
Sole
0.00
Shared
0.00
None
8.31K
FLEXSHARES TR
SOLEShares101.88K
TypeSH
Market value$2.4K
2.42%
Sole
0.00
Shared
0.00
None
101.88K
BLACKSTONE INC
SOLEShares27.53K
TypeSH
Market value$2.3K
2.34%
Sole
0.00
Shared
0.00
None
27.53K
AMAZON COM INC
SOLEShares20.04K
TypeSH
Market value$2.3K
2.30%
Sole
0.00
Shared
0.00
None
20.04K
SCHWAB STRATEGIC TR
SOLEShares64.10K
TypeSH
Market value$2.2K
2.25%
Sole
0.00
Shared
0.00
None
64.10K
MICROSOFT CORP
SOLEShares9.04K
TypeSH
Market value$2.1K
2.13%
Sole
0.00
Shared
0.00
None
9.04K
SCHWAB STRATEGIC TR
SOLEShares40.34K
TypeSH
Market value$2.0K
2.01%
Sole
0.00
Shared
0.00
None
40.34K
SCHWAB STRATEGIC TR
SOLEShares39.17K
TypeSH
Market value$1.8K
1.80%
Sole
0.00
Shared
0.00
None
39.17K
NVIDIA CORPORATION
SOLEShares14.60K
TypeSH
Market value$1.8K
1.80%
Sole
0.00
Shared
0.00
None
14.60K
SALESFORCE INC
SOLEShares12K
TypeSH
Market value$1.7K
1.75%
Sole
0.00
Shared
0.00
None
12K
TESLA INC
SOLEShares6.40K
TypeSH
Market value$1.7K
1.72%
Sole
0.00
Shared
0.00
None
6.40K
META PLATFORMS INC
SOLEShares17.82K
TypeSH
Market value$1.7K
1.72%
Sole
0.00
Shared
0.00
None
17.82K
ALPHABET INC
SOLEShares17.55K
TypeSH
Market value$1.7K
1.70%
Sole
0.00
Shared
0.00
None
17.55K
INVESCO QQQ TR
SOLEShares6.07K
TypeSH
Market value$1.6K
1.64%
Sole
0.00
Shared
0.00
None
6.07K
SPDR SER TR
SOLEShares41.82K
TypeSH
Market value$1.4K
1.46%
Sole
0.00
Shared
0.00
None
41.82K
NUVEEN MUN INCOME FD INC
SOLEShares155.53K
TypeSH
Market value$1.4K
1.37%
Sole
0.00
Shared
0.00
None
155.53K
SPDR GOLD TR
SOLEShares8.56K
TypeSH
Market value$1.3K
1.34%
Sole
0.00
Shared
0.00
None
8.56K
VANECK ETF TRUST
SOLEShares7.10K
TypeSH
Market value$1.3K
1.33%
Sole
0.00
Shared
0.00
None
7.10K
SCHWAB STRATEGIC TR
SOLEShares35.66K
TypeSH
Market value$1.3K
1.30%
Sole
0.00
Shared
0.00
None
35.66K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 68.88K | SH | $9.5K 9.65% | 0.00 | 0.00 | 68.88K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 13.65K | SH | $4.9K 4.94% | 0.00 | 0.00 | 13.65K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 63.33K | SH | $3.5K 3.58% | 0.00 | 0.00 | 63.33K |
SCHWAB STRATEGIC TRSOLE | 1 5YR CORP BD | 72.75K | SH | $3.4K 3.41% | 0.00 | 0.00 | 72.75K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 17.90K | SH | $3.2K 3.26% | 0.00 | 0.00 | 17.90K |
ALPHABET INCSOLE | CAP STK CL C | 26.35K | SH | $2.5K 2.57% | 0.00 | 0.00 | 26.35K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 8.31K | SH | $2.4K 2.42% | 0.00 | 0.00 | 8.31K |
FLEXSHARES TRSOLE | IBOXX 5YR TRGT | 101.88K | SH | $2.4K 2.42% | 0.00 | 0.00 | 101.88K |
BLACKSTONE INCSOLE | COM | 27.53K | SH | $2.3K 2.34% | 0.00 | 0.00 | 27.53K |
AMAZON COM INCSOLE | COM | 20.04K | SH | $2.3K 2.30% | 0.00 | 0.00 | 20.04K |
SCHWAB STRATEGIC TRSOLE | 1000 INDEX ETF | 64.10K | SH | $2.2K 2.25% | 0.00 | 0.00 | 64.10K |
MICROSOFT CORPSOLE | COM | 9.04K | SH | $2.1K 2.13% | 0.00 | 0.00 | 9.04K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 40.34K | SH | $2.0K 2.01% | 0.00 | 0.00 | 40.34K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 39.17K | SH | $1.8K 1.80% | 0.00 | 0.00 | 39.17K |
NVIDIA CORPORATIONSOLE | COM | 14.60K | SH | $1.8K 1.80% | 0.00 | 0.00 | 14.60K |
SALESFORCE INCSOLE | COM | 12K | SH | $1.7K 1.75% | 0.00 | 0.00 | 12K |
TESLA INCSOLE | COM | 6.40K | SH | $1.7K 1.72% | 0.00 | 0.00 | 6.40K |
META PLATFORMS INCSOLE | CL A | 17.82K | SH | $1.7K 1.72% | 0.00 | 0.00 | 17.82K |
ALPHABET INCSOLE | CAP STK CL A | 17.55K | SH | $1.7K 1.70% | 0.00 | 0.00 | 17.55K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 6.07K | SH | $1.6K 1.64% | 0.00 | 0.00 | 6.07K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 41.82K | SH | $1.4K 1.46% | 0.00 | 0.00 | 41.82K |
NUVEEN MUN INCOME FD INCSOLE | COM | 155.53K | SH | $1.4K 1.37% | 0.00 | 0.00 | 155.53K |
SPDR GOLD TRSOLE | GOLD SHS | 8.56K | SH | $1.3K 1.34% | 0.00 | 0.00 | 8.56K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 7.10K | SH | $1.3K 1.33% | 0.00 | 0.00 | 7.10K |
SCHWAB STRATEGIC TRSOLE | LONG TERM US | 35.66K | SH | $1.3K 1.30% | 0.00 | 0.00 | 35.66K |
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