KAISER JASON (Group President) sold 37.0% of their position (5.64K shares) of CATERPILLAR INC on the open market
Open‑market sale worth $4.98M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 5/5/2026ACC: 0001104659-26-055795
Officer· Group President
Since Mar 2026
-7.92K
Net shares
Net seller
$6.99M
Total sold
1
Open market trades
0B · 1S
4
Total transactions
7.92K acquired · 15.83K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+7.92K
Price / share
$253.98
Trade value
$2.01M
% of position
82.5%
5/4/2026
9.59K→17.51K
Common Stock
Direct
Shares
−2.27K
Price / share
$883.50
Trade value
$2.01M
% of position
13.0%
5/4/2026
17.51K→15.24K
Common Stock
Direct
Shares
−5.64K
Price / share
$883.03
Trade value
$4.98M
% of position
37.0%
5/4/2026
15.24K→9.59K
Total
Net shares
+0.00
Net value
-$4.98M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/4/2026 | M · Option Exercise | +7.92K | $253.98 | $2.01M | 82.5% | 9.59K | 17.51K |
| Common Stock Direct | 5/4/2026 | F · Tax Withholding | −2.27K | $883.50 | $2.01M | 13.0% | 17.51K | 15.24K |
| Common Stock Direct | 5/4/2026 | S · Sale | −5.64K | $883.03 | $4.98M | 37.0% | 15.24K | 9.59K |
| Total | +0.00 | -$4.98M | ||||||
Derivative Transactions1
Employee Stock Options
Direct
Converts to
Common Stock
7.92K shares
Shares
−7.92K
Strike price
253.98
Held after
0.00
Exercisable
—
5/4/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Options Direct | Common Stock7.92K shares | 5/4/2026 | M · Option Exercise | −7.92K | 253.98 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned368.00
Total
368.00 indirect368.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 368.00 | Indirect |
| Total | 368.00 | 368.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported