KAGAN COCOZZA ASSET MANAGEMENT

Filed: 1/23/2026ACC: 0002063364-26-000020

📋 What this filing means

KAGAN COCOZZA ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $140.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$140.60M

Total AUM (reported)

2.31M

Total Shares

Allocation by class

STATE STREET SPD$56.98M40.5%

COM$14.98M10.7%

PORTFOLIO DEVLPD$11.50M8.2%

DIV APP ETF$8.87M6.3%

MID CAP ETF$7.38M5.2%

CORE US AGGBD ET$4.62M3.3%

FTSE EMR MKT ETF$4.58M3.3%

Portfolio Concentration

Top 3$52.64M37.4%

4–10$42.66M30.3%

11–25$26.05M18.5%

Rest$19.25M13.7%

Top 3 weight

37.4%

Top 10 weight

67.8%

Voting Authority Distribution

Total shares with voting rights: 2.31M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.31M

% of voting shares100.0%

Investment Discretion (by position count)

Sole64

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings64

Rows:

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares274.56K

TypeSH

Market value$22.03M

15.67%

Sole

0.00

Shared

0.00

None

274.56K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares742.52K

TypeSH

Market value$19.12M

13.60%

Sole

0.00

Shared

0.00

None

742.52K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares258.90K

TypeSH

Market value$11.50M

8.18%

Sole

0.00

Shared

0.00

None

258.90K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares278.96K

TypeSH

Market value$9.43M

6.71%

Sole

0.00

Shared

0.00

None

278.96K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares40.37K

TypeSH

Market value$8.87M

6.31%

Sole

0.00

Shared

0.00

None

40.37K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares25.43K

TypeSH

Market value$7.38M

5.25%

Sole

0.00

Shared

0.00

None

25.43K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares46.23K

TypeSH

Market value$4.62M

3.28%

Sole

0.00

Shared

0.00

None

46.23K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares85.25K

TypeSH

Market value$4.58M

3.26%

Sole

0.00

Shared

0.00

None

85.25K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares47.61K

TypeSH

Market value$4.21M

3.00%

Sole

0.00

Shared

0.00

None

47.61K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares29.61K

TypeSH

Market value$3.56M

2.53%

Sole

0.00

Shared

0.00

None

29.61K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares59.06K

TypeSH

Market value$3.42M

2.43%

Sole

0.00

Shared

0.00

None

59.06K

SELECT SECTOR SPDR TR

SOLE

STATE STREET TEC

Shares23.44K

TypeSH

Market value$3.37M

2.40%

Sole

0.00

Shared

0.00

None

23.44K

ELI LILLY & CO

SOLE

COM

Shares2.59K

TypeSH

Market value$2.78M

1.98%

Sole

0.00

Shared

0.00

None

2.59K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares3.32K

TypeSH

Market value$2.27M

1.61%

Sole

0.00

Shared

0.00

None

3.32K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares3.12K

TypeSH

Market value$2.13M

1.52%

Sole

0.00

Shared

0.00

None

3.12K

APPLE INC

SOLE

COM

Shares5.96K

TypeSH

Market value$1.62M

1.15%

Sole

0.00

Shared

0.00

None

5.96K

META PLATFORMS INC

SOLE

CL A

Shares2.38K

TypeSH

Market value$1.57M

1.12%

Sole

0.00

Shared

0.00

None

2.38K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares34.68K

TypeSH

Market value$1.50M

1.07%

Sole

0.00

Shared

0.00

None

34.68K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares28.73K

TypeSH

Market value$1.35M

0.96%

Sole

0.00

Shared

0.00

None

28.73K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares26.32K

TypeSH

Market value$1.23M

0.88%

Sole

0.00

Shared

0.00

None

26.32K

ISHARES TR

SOLE

CRE U S REIT ETF

Shares17.39K

TypeSH

Market value$990.4K

0.70%

Sole

0.00

Shared

0.00

None

17.39K

ALPHABET INC

SOLE

CAP STK CL C

Shares3.10K

TypeSH

Market value$972.8K

0.69%

Sole

0.00

Shared

0.00

None

3.10K

SELECT SECTOR SPDR TR

SOLE

STATE STREET IND

Shares6.19K

TypeSH

Market value$960.7K

0.68%

Sole

0.00

Shared

0.00

None

6.19K

AFLAC INC

SOLE

COM

Shares8.67K

TypeSH

Market value$955.7K

0.68%

Sole

0.00

Shared

0.00

None

8.67K

CONSOLIDATED EDISON INC

SOLE

COM

Shares9.32K

TypeSH

Market value$925.6K

0.66%

Sole

0.00

Shared

0.00

None

9.32K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SERIES TRUSTSOLE	STATE STREET SPD	274.56K	SH	$22.03M 15.67%	274.56K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	742.52K	SH	$19.12M 13.60%	742.52K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	258.90K	SH	$11.50M 8.18%	258.90K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	278.96K	SH	$9.43M 6.71%	278.96K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	40.37K	SH	$8.87M 6.31%	40.37K
VANGUARD INDEX FDSSOLE	MID CAP ETF	25.43K	SH	$7.38M 5.25%	25.43K
ISHARES TRSOLE	CORE US AGGBD ET	46.23K	SH	$4.62M 3.28%	46.23K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	85.25K	SH	$4.58M 3.26%	85.25K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	47.61K	SH	$4.21M 3.00%	47.61K
ISHARES TRSOLE	CORE S&P SCP ETF	29.61K	SH	$3.56M 2.53%	29.61K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	59.06K	SH	$3.42M 2.43%	59.06K
SELECT SECTOR SPDR TRSOLE	STATE STREET TEC	23.44K	SH	$3.37M 2.40%	23.44K
ELI LILLY & COSOLE	COM	2.59K	SH	$2.78M 1.98%	2.59K
SPDR S&P 500 ETF TRSOLE	TR UNIT	3.32K	SH	$2.27M 1.61%	3.32K
ISHARES TRSOLE	CORE S&P500 ETF	3.12K	SH	$2.13M 1.52%	3.12K
APPLE INCSOLE	COM	5.96K	SH	$1.62M 1.15%	5.96K
META PLATFORMS INCSOLE	CL A	2.38K	SH	$1.57M 1.12%	2.38K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	34.68K	SH	$1.50M 1.07%	34.68K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	28.73K	SH	$1.35M 0.96%	28.73K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	26.32K	SH	$1.23M 0.88%	26.32K
ISHARES TRSOLE	CRE U S REIT ETF	17.39K	SH	$990.4K 0.70%	17.39K
ALPHABET INCSOLE	CAP STK CL C	3.10K	SH	$972.8K 0.69%	3.10K
SELECT SECTOR SPDR TRSOLE	STATE STREET IND	6.19K	SH	$960.7K 0.68%	6.19K
AFLAC INCSOLE	COM	8.67K	SH	$955.7K 0.68%	8.67K
CONSOLIDATED EDISON INCSOLE	COM	9.32K	SH	$925.6K 0.66%	9.32K

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