KAGAN COCOZZA ASSET MANAGEMENT

Filed: 10/21/2025ACC: 0002063364-25-000250

📋 What this filing means

KAGAN COCOZZA ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 61 equity positions with a total reported market value of $132.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$132.08M

Total AUM (reported)

2.13M

Total Shares

Allocation by class

PORTFOLIO S&P500$20.72M15.7%

PORTFOLIO AGRGTE$16.56M12.5%

COM$14.22M10.8%

PORTFOLIO DEVLPD$10.81M8.2%

PORTFOLIO INTRMD$8.41M6.4%

DIV APP ETF$8.29M6.3%

MID CAP ETF$7.00M5.3%

Portfolio Concentration

Top 3$48.09M36.4%

4–10$40.21M30.4%

11–25$24.98M18.9%

Rest$18.80M14.2%

Top 3 weight

36.4%

Top 10 weight

66.9%

Voting Authority Distribution

Total shares with voting rights: 2.13M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.13M

% of voting shares100.0%

Investment Discretion (by position count)

Sole61

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings61

Rows:

SPDR SERIES TRUST

SOLE

PORTFOLIO S&P500

Shares264.42K

TypeSH

Market value$20.72M

15.68%

Sole

0.00

Shared

0.00

None

264.42K

SPDR SERIES TRUST

SOLE

PORTFOLIO AGRGTE

Shares640.61K

TypeSH

Market value$16.56M

12.54%

Sole

0.00

Shared

0.00

None

640.61K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares252.69K

TypeSH

Market value$10.81M

8.19%

Sole

0.00

Shared

0.00

None

252.69K

SPDR SERIES TRUST

SOLE

PORTFOLIO INTRMD

Shares248.16K

TypeSH

Market value$8.41M

6.37%

Sole

0.00

Shared

0.00

None

248.16K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares38.43K

TypeSH

Market value$8.29M

6.28%

Sole

0.00

Shared

0.00

None

38.43K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares23.84K

TypeSH

Market value$7.00M

5.30%

Sole

0.00

Shared

0.00

None

23.84K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares46.46K

TypeSH

Market value$4.66M

3.53%

Sole

0.00

Shared

0.00

None

46.46K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares82.51K

TypeSH

Market value$4.47M

3.38%

Sole

0.00

Shared

0.00

None

82.51K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares43.66K

TypeSH

Market value$3.99M

3.02%

Sole

0.00

Shared

0.00

None

43.66K

SPDR SERIES TRUST

SOLE

PORTFOLIO S&P400

Shares59.25K

TypeSH

Market value$3.39M

2.57%

Sole

0.00

Shared

0.00

None

59.25K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares28.40K

TypeSH

Market value$3.37M

2.56%

Sole

0.00

Shared

0.00

None

28.40K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares10.33K

TypeSH

Market value$2.91M

2.20%

Sole

0.00

Shared

0.00

None

10.33K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares3.34K

TypeSH

Market value$2.23M

1.68%

Sole

0.00

Shared

0.00

None

3.34K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares3.13K

TypeSH

Market value$2.10M

1.59%

Sole

0.00

Shared

0.00

None

3.13K

ELI LILLY & CO

SOLE

COM

Shares2.61K

TypeSH

Market value$1.99M

1.51%

Sole

0.00

Shared

0.00

None

2.61K

META PLATFORMS INC

SOLE

CL A

Shares2.38K

TypeSH

Market value$1.75M

1.32%

Sole

0.00

Shared

0.00

None

2.38K

SPDR SERIES TRUST

SOLE

PRTFLO S&P500 HI

Shares34.90K

TypeSH

Market value$1.54M

1.16%

Sole

0.00

Shared

0.00

None

34.90K

APPLE INC

SOLE

COM

Shares5.93K

TypeSH

Market value$1.51M

1.14%

Sole

0.00

Shared

0.00

None

5.93K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares30.73K

TypeSH

Market value$1.44M

1.09%

Sole

0.00

Shared

0.00

None

30.73K

SPDR SERIES TRUST

SOLE

PORTFOLIO S&P600

Shares26.66K

TypeSH

Market value$1.23M

0.93%

Sole

0.00

Shared

0.00

None

26.66K

ISHARES TR

SOLE

CRE U S REIT ETF

Shares17.40K

TypeSH

Market value$1.02M

0.77%

Sole

0.00

Shared

0.00

None

17.40K

SELECT SECTOR SPDR TR

SOLE

SBI CONS DISCR

Shares4.22K

TypeSH

Market value$1.01M

0.77%

Sole

0.00

Shared

0.00

None

4.22K

AFLAC INC

SOLE

COM

Shares8.73K

TypeSH

Market value$975.6K

0.74%

Sole

0.00

Shared

0.00

None

8.73K

SELECT SECTOR SPDR TR

SOLE

INDL

Shares6.22K

TypeSH

Market value$959.9K

0.73%

Sole

0.00

Shared

0.00

None

6.22K

ISHARES BITCOIN TRUST ETF

SOLE

SHS BEN INT

Shares14.64K

TypeSH

Market value$951.6K

0.72%

Sole

0.00

Shared

0.00

None

14.64K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SERIES TRUSTSOLE	PORTFOLIO S&P500	264.42K	SH	$20.72M 15.68%	264.42K
SPDR SERIES TRUSTSOLE	PORTFOLIO AGRGTE	640.61K	SH	$16.56M 12.54%	640.61K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	252.69K	SH	$10.81M 8.19%	252.69K
SPDR SERIES TRUSTSOLE	PORTFOLIO INTRMD	248.16K	SH	$8.41M 6.37%	248.16K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	38.43K	SH	$8.29M 6.28%	38.43K
VANGUARD INDEX FDSSOLE	MID CAP ETF	23.84K	SH	$7.00M 5.30%	23.84K
ISHARES TRSOLE	CORE US AGGBD ET	46.46K	SH	$4.66M 3.53%	46.46K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	82.51K	SH	$4.47M 3.38%	82.51K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	43.66K	SH	$3.99M 3.02%	43.66K
SPDR SERIES TRUSTSOLE	PORTFOLIO S&P400	59.25K	SH	$3.39M 2.57%	59.25K
ISHARES TRSOLE	CORE S&P SCP ETF	28.40K	SH	$3.37M 2.56%	28.40K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	10.33K	SH	$2.91M 2.20%	10.33K
SPDR S&P 500 ETF TRSOLE	TR UNIT	3.34K	SH	$2.23M 1.68%	3.34K
ISHARES TRSOLE	CORE S&P500 ETF	3.13K	SH	$2.10M 1.59%	3.13K
ELI LILLY & COSOLE	COM	2.61K	SH	$1.99M 1.51%	2.61K
META PLATFORMS INCSOLE	CL A	2.38K	SH	$1.75M 1.32%	2.38K
SPDR SERIES TRUSTSOLE	PRTFLO S&P500 HI	34.90K	SH	$1.54M 1.16%	34.90K
APPLE INCSOLE	COM	5.93K	SH	$1.51M 1.14%	5.93K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	30.73K	SH	$1.44M 1.09%	30.73K
SPDR SERIES TRUSTSOLE	PORTFOLIO S&P600	26.66K	SH	$1.23M 0.93%	26.66K
ISHARES TRSOLE	CRE U S REIT ETF	17.40K	SH	$1.02M 0.77%	17.40K
SELECT SECTOR SPDR TRSOLE	SBI CONS DISCR	4.22K	SH	$1.01M 0.77%	4.22K
AFLAC INCSOLE	COM	8.73K	SH	$975.6K 0.74%	8.73K
SELECT SECTOR SPDR TRSOLE	INDL	6.22K	SH	$959.9K 0.73%	6.22K
ISHARES BITCOIN TRUST ETFSOLE	SHS BEN INT	14.64K	SH	$951.6K 0.72%	14.64K

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