Filed: 8/14/2024ACC: 0001461790-24-000016
📋 What this filing means
K2 PRINCIPAL FUND, L.P. filed this quarterly 13F‑HR report disclosing 218 equity positions with a total reported market value of $537.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
218
Positions
$537.72M
Total AUM (reported)
35.32M
Total Shares
Allocation by class
COM$127.43M23.7%
NOTE 2/1$26.40M4.9%
NOTE 3/0$22.24M4.1%
20 YR TR BD ETF$20.38M3.8%
NOTE 1.00012/0$15.79M2.9%
NOTE 4.000 7/1$15.00M2.8%
NOTE 0.25010/0$13.98M2.6%
Portfolio Concentration
Top 3$58.34M10.8%
4–10$92.43M17.2%
11–25$128.63M23.9%
Rest$258.32M48.0%
Top 3 weight
10.8%
Top 10 weight
28.0%
Voting Authority Distribution
Total shares with voting rights: 35.32M
Sole
Full voting authority
35.32M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole218
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings218
Rows:
ARS PHARMACEUTICALS INC
SOLEShares2.61M
TypeSH
Market value$22.17M
4.12%
Sole
2.61M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares222K
TypeSH
Market value$20.38M
3.79%
Sole
222K
Shared
0.00
None
0.00
MARATHON DIGITAL HOLDINGS IN
SOLEShares18.25K
TypePRN
Market value$15.79M
2.94%
Sole
18.25K
Shared
0.00
None
0.00
ATLANTICA SUSTAINABLE INFRA
SOLEShares15.30K
TypePRN
Market value$15.00M
2.79%
Sole
15.30K
Shared
0.00
None
0.00
DROPBOX INC
SOLEShares15.86K
TypePRN
Market value$14.81M
2.75%
Sole
15.86K
Shared
0.00
None
0.00
PELOTON INTERACTIVE INC
SOLEShares16.08K
TypePRN
Market value$14.14M
2.63%
Sole
16.08K
Shared
0.00
None
0.00
NUTANIX INC
SOLEShares12K
TypePRN
Market value$13.98M
2.60%
Sole
12K
Shared
0.00
None
0.00
MICROSTRATEGY INC
SOLEShares10.20K
TypePRN
Market value$12.26M
2.28%
Sole
10.20K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares22.50K
TypeSH
Market value$11.25M
2.09%
Sole
22.50K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares250K
TypeSH
Market value$10.98M
2.04%
Sole
250K
Shared
0.00
None
0.00
ITEOS THERAPEUTICS INC
SOLEShares707.08K
TypeSH
Market value$10.49M
1.95%
Sole
707.08K
Shared
0.00
None
0.00
TRIPADVISOR INC
SOLEShares11.50K
TypePRN
Market value$10.46M
1.95%
Sole
11.50K
Shared
0.00
None
0.00
BOX INC
SOLEShares8.50K
TypePRN
Market value$9.78M
1.82%
Sole
8.50K
Shared
0.00
None
0.00
ENVESTNET INC
SOLEShares10K
TypePRN
Market value$9.69M
1.80%
Sole
10K
Shared
0.00
None
0.00
LENDINGTREE INC
SOLEShares10.22K
TypePRN
Market value$9.55M
1.78%
Sole
10.22K
Shared
0.00
None
0.00
SPIRIT AIRLS INC
SOLEShares18.39K
TypePRN
Market value$9.10M
1.69%
Sole
18.39K
Shared
0.00
None
0.00
RAPID7 INC
SOLEShares10K
TypePRN
Market value$9.07M
1.69%
Sole
10K
Shared
0.00
None
0.00
FIRST MAJESTIC SILVER CORP
SOLEShares9.50K
TypePRN
Market value$7.98M
1.48%
Sole
9.50K
Shared
0.00
None
0.00
VISTRA CORP
SOLEShares92.45K
TypeSH
Market value$7.95M
1.48%
Sole
92.45K
Shared
0.00
None
0.00
WISDOMTREE INC
SOLEShares7.34K
TypePRN
Market value$7.93M
1.47%
Sole
7.34K
Shared
0.00
None
0.00
EVERBRIDGE INC
SOLEShares7.70K
TypePRN
Market value$7.54M
1.40%
Sole
7.70K
Shared
0.00
None
0.00
SNAP INC
SOLEShares7.10K
TypePRN
Market value$7.46M
1.39%
Sole
7.10K
Shared
0.00
None
0.00
RINGCENTRAL INC
SOLEShares7.80K
TypePRN
Market value$7.43M
1.38%
Sole
7.80K
Shared
0.00
None
0.00
SERITAGE GROWTH PPTYS
SOLEShares1.56M
TypeSH
Market value$7.29M
1.36%
Sole
1.56M
Shared
0.00
None
0.00
VIRGIN GALACTIC HOLDINGS INC
SOLEShares23.50K
TypePRN
Market value$6.90M
1.28%
Sole
23.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ARS PHARMACEUTICALS INCSOLE | COM | 2.61M | SH | $22.17M 4.12% | 2.61M | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 222K | SH | $20.38M 3.79% | 222K | 0.00 | 0.00 |
MARATHON DIGITAL HOLDINGS INSOLE | NOTE 1.00012/0 | 18.25K | PRN | $15.79M 2.94% | 18.25K | 0.00 | 0.00 |
ATLANTICA SUSTAINABLE INFRASOLE | NOTE 4.000 7/1 | 15.30K | PRN | $15.00M 2.79% | 15.30K | 0.00 | 0.00 |
DROPBOX INCSOLE | NOTE 3/0 | 15.86K | PRN | $14.81M 2.75% | 15.86K | 0.00 | 0.00 |
PELOTON INTERACTIVE INCSOLE | NOTE 2/1 | 16.08K | PRN | $14.14M 2.63% | 16.08K | 0.00 | 0.00 |
NUTANIX INCSOLE | NOTE 0.25010/0 | 12K | PRN | $13.98M 2.60% | 12K | 0.00 | 0.00 |
MICROSTRATEGY INCSOLE | NOTE 2/1 | 10.20K | PRN | $12.26M 2.28% | 10.20K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SP 500 ETF SHS | 22.50K | SH | $11.25M 2.09% | 22.50K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 250K | SH | $10.98M 2.04% | 250K | 0.00 | 0.00 |
ITEOS THERAPEUTICS INCSOLE | COM | 707.08K | SH | $10.49M 1.95% | 707.08K | 0.00 | 0.00 |
TRIPADVISOR INCSOLE | NOTE 0.250 4/0 | 11.50K | PRN | $10.46M 1.95% | 11.50K | 0.00 | 0.00 |
BOX INCSOLE | NOTE 1/1 | 8.50K | PRN | $9.78M 1.82% | 8.50K | 0.00 | 0.00 |
ENVESTNET INCSOLE | NOTE 0.750 8/1 | 10K | PRN | $9.69M 1.80% | 10K | 0.00 | 0.00 |
LENDINGTREE INCSOLE | NOTE 0.500 7/1 | 10.22K | PRN | $9.55M 1.78% | 10.22K | 0.00 | 0.00 |
SPIRIT AIRLS INCSOLE | NOTE 1.000 5/1 | 18.39K | PRN | $9.10M 1.69% | 18.39K | 0.00 | 0.00 |
RAPID7 INCSOLE | NOTE 0.250 3/1 | 10K | PRN | $9.07M 1.69% | 10K | 0.00 | 0.00 |
FIRST MAJESTIC SILVER CORPSOLE | NOTE 0.375 1/1 | 9.50K | PRN | $7.98M 1.48% | 9.50K | 0.00 | 0.00 |
VISTRA CORPSOLE | COM | 92.45K | SH | $7.95M 1.48% | 92.45K | 0.00 | 0.00 |
WISDOMTREE INCSOLE | NOTE 3.250 6/1 | 7.34K | PRN | $7.93M 1.47% | 7.34K | 0.00 | 0.00 |
EVERBRIDGE INCSOLE | NOTE 0.12512/1 | 7.70K | PRN | $7.54M 1.40% | 7.70K | 0.00 | 0.00 |
SNAP INCSOLE | NOTE 0.250 5/0 | 7.10K | PRN | $7.46M 1.39% | 7.10K | 0.00 | 0.00 |
RINGCENTRAL INCSOLE | NOTE 3/0 | 7.80K | PRN | $7.43M 1.38% | 7.80K | 0.00 | 0.00 |
SERITAGE GROWTH PPTYSSOLE | CL A | 1.56M | SH | $7.29M 1.36% | 1.56M | 0.00 | 0.00 |
VIRGIN GALACTIC HOLDINGS INCSOLE | CONV BOND | 23.50K | PRN | $6.90M 1.28% | 23.50K | 0.00 | 0.00 |
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