Filed: 2/14/2024ACC: 0001461790-24-000005
📋 What this filing means
K2 PRINCIPAL FUND, L.P. filed this quarterly 13F‑HR report disclosing 201 equity positions with a total reported market value of $785.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
201
Positions
$785.21M
Total AUM (reported)
36.66M
Total Shares
Allocation by class
TR UNIT$166.36M21.2%
COM$138.02M17.6%
CL A$34.35M4.4%
ISHARES NEW$24.13M3.1%
NOTE 3/0$22.83M2.9%
NOTE 4.000 7/1$18.51M2.4%
NOTE 3/1$16.82M2.1%
Portfolio Concentration
Top 3$210.75M26.8%
4–10$112.61M14.3%
11–25$160.87M20.5%
Rest$300.97M38.3%
Top 3 weight
26.8%
Top 10 weight
41.2%
Voting Authority Distribution
Total shares with voting rights: 36.66M
Sole
Full voting authority
36.66M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole201
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings201
Rows:
SPDR SP 500 ETF TR
SOLEShares350K
TypeSH
Market value$166.36M
21.19%
Sole
350K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares618.20K
TypeSH
Market value$24.13M
3.07%
Sole
618.20K
Shared
0.00
None
0.00
ARS PHARMACEUTICALS INC
SOLEShares3.70M
TypeSH
Market value$20.26M
2.58%
Sole
3.70M
Shared
0.00
None
0.00
ATLANTICA SUSTAINABLE INFRA
SOLEShares19.30K
TypePRN
Market value$18.51M
2.36%
Sole
19.30K
Shared
0.00
None
0.00
MR COOPER GROUP INC
SOLEShares279.51K
TypeSH
Market value$18.20M
2.32%
Sole
279.51K
Shared
0.00
None
0.00
INTEL CORP
SOLEShares310K
TypeSH
Market value$15.58M
1.98%
Sole
310K
Shared
0.00
None
0.00
DROPBOX INC
SOLEShares15.86K
TypePRN
Market value$15.55M
1.98%
Sole
15.86K
Shared
0.00
None
0.00
MARATHON DIGITAL HOLDINGS IN
SOLEShares18.25K
TypePRN
Market value$15.51M
1.98%
Sole
18.25K
Shared
0.00
None
0.00
FRANCO NEV CORP
SOLEShares132.60K
TypeSH
Market value$14.69M
1.87%
Sole
132.60K
Shared
0.00
None
0.00
NUTANIX INC
SOLEShares14K
TypePRN
Market value$14.57M
1.86%
Sole
14K
Shared
0.00
None
0.00
SERITAGE GROWTH PPTYS
SOLEShares1.40M
TypeSH
Market value$13.06M
1.66%
Sole
1.40M
Shared
0.00
None
0.00
ZSCALER INC
SOLEShares8K
TypePRN
Market value$12.15M
1.55%
Sole
8K
Shared
0.00
None
0.00
ENVESTNET INC
SOLEShares12.50K
TypePRN
Market value$11.68M
1.49%
Sole
12.50K
Shared
0.00
None
0.00
MICROSTRATEGY INC
SOLEShares7K
TypePRN
Market value$11.57M
1.47%
Sole
7K
Shared
0.00
None
0.00
SPOTIFY USA INC
SOLEShares13K
TypePRN
Market value$11.48M
1.46%
Sole
13K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares25K
TypeSH
Market value$10.92M
1.39%
Sole
25K
Shared
0.00
None
0.00
FREEPORT-MCMORAN INC
SOLEShares256.40K
TypeSH
Market value$10.91M
1.39%
Sole
256.40K
Shared
0.00
None
0.00
ALTERYX INC
SOLEShares10.81K
TypePRN
Market value$10.52M
1.34%
Sole
10.81K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares102.55K
TypeSH
Market value$10.14M
1.29%
Sole
102.55K
Shared
0.00
None
0.00
PEBBLEBROOK HOTEL TR
SOLEShares11.30K
TypePRN
Market value$10.11M
1.29%
Sole
11.30K
Shared
0.00
None
0.00
SUMMIT HOTEL PPTYS
SOLEShares11.38K
TypePRN
Market value$10.10M
1.29%
Sole
11.38K
Shared
0.00
None
0.00
TRIPADVISOR INC
SOLEShares11.50K
TypePRN
Market value$10.08M
1.28%
Sole
11.50K
Shared
0.00
None
0.00
BOX INC
SOLEShares8.50K
TypePRN
Market value$9.53M
1.21%
Sole
8.50K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares150K
TypeSH
Market value$9.50M
1.21%
Sole
150K
Shared
0.00
None
0.00
SPLUNK INC
SOLEShares9.41K
TypePRN
Market value$9.13M
1.16%
Sole
9.41K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SP 500 ETF TRSOLE | TR UNIT | 350K | SH | $166.36M 21.19% | 350K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 618.20K | SH | $24.13M 3.07% | 618.20K | 0.00 | 0.00 |
ARS PHARMACEUTICALS INCSOLE | COM | 3.70M | SH | $20.26M 2.58% | 3.70M | 0.00 | 0.00 |
ATLANTICA SUSTAINABLE INFRASOLE | NOTE 4.000 7/1 | 19.30K | PRN | $18.51M 2.36% | 19.30K | 0.00 | 0.00 |
MR COOPER GROUP INCSOLE | COM | 279.51K | SH | $18.20M 2.32% | 279.51K | 0.00 | 0.00 |
INTEL CORPSOLE | COM | 310K | SH | $15.58M 1.98% | 310K | 0.00 | 0.00 |
DROPBOX INCSOLE | NOTE 3/0 | 15.86K | PRN | $15.55M 1.98% | 15.86K | 0.00 | 0.00 |
MARATHON DIGITAL HOLDINGS INSOLE | NOTE 1.00012/0 | 18.25K | PRN | $15.51M 1.98% | 18.25K | 0.00 | 0.00 |
FRANCO NEV CORPSOLE | COM | 132.60K | SH | $14.69M 1.87% | 132.60K | 0.00 | 0.00 |
NUTANIX INCSOLE | NOTE 0.25010/0 | 14K | PRN | $14.57M 1.86% | 14K | 0.00 | 0.00 |
SERITAGE GROWTH PPTYSSOLE | CL A | 1.40M | SH | $13.06M 1.66% | 1.40M | 0.00 | 0.00 |
ZSCALER INCSOLE | NOTE 0.125 7/0 | 8K | PRN | $12.15M 1.55% | 8K | 0.00 | 0.00 |
ENVESTNET INCSOLE | NOTE 0.750 8/1 | 12.50K | PRN | $11.68M 1.49% | 12.50K | 0.00 | 0.00 |
MICROSTRATEGY INCSOLE | NOTE 0.75012/1 | 7K | PRN | $11.57M 1.47% | 7K | 0.00 | 0.00 |
SPOTIFY USA INCSOLE | NOTE 3/1 | 13K | PRN | $11.48M 1.46% | 13K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SP 500 ETF SHS | 25K | SH | $10.92M 1.39% | 25K | 0.00 | 0.00 |
FREEPORT-MCMORAN INCSOLE | CL B | 256.40K | SH | $10.91M 1.39% | 256.40K | 0.00 | 0.00 |
ALTERYX INCSOLE | NOTE 0.500 8/0 | 10.81K | PRN | $10.52M 1.34% | 10.81K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 102.55K | SH | $10.14M 1.29% | 102.55K | 0.00 | 0.00 |
PEBBLEBROOK HOTEL TRSOLE | NOTE 1.75012/1 | 11.30K | PRN | $10.11M 1.29% | 11.30K | 0.00 | 0.00 |
SUMMIT HOTEL PPTYSSOLE | NOTE 1.500 2/1 | 11.38K | PRN | $10.10M 1.29% | 11.38K | 0.00 | 0.00 |
TRIPADVISOR INCSOLE | NOTE 0.250 4/0 | 11.50K | PRN | $10.08M 1.28% | 11.50K | 0.00 | 0.00 |
BOX INCSOLE | NOTE 1/1 | 8.50K | PRN | $9.53M 1.21% | 8.50K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 150K | SH | $9.50M 1.21% | 150K | 0.00 | 0.00 |
SPLUNK INCSOLE | NOTE 1.125 6/1 | 9.41K | PRN | $9.13M 1.16% | 9.41K | 0.00 | 0.00 |
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