Filed: 11/14/2022ACC: 0001461790-22-000025
📋 What this filing means
K2 PRINCIPAL FUND, L.P. filed this quarterly 13F‑HR report disclosing 250 equity positions with a total reported market value of $870.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
250
Positions
$870.9K
Total AUM (reported)
100.62M
Total Shares
Allocation by class
COM$254.0K29.2%
TR UNIT$92.9K10.7%
CL A$67.9K7.8%
COM CL A$61.3K7.0%
20 YR TR BD ETF$35.9K4.1%
CL B$27.8K3.2%
3 7 YR TREAS BD$25.7K3.0%
Portfolio Concentration
Top 3$178.4K20.5%
4–10$162.0K18.6%
11–25$192.1K22.1%
Rest$338.4K38.9%
Top 3 weight
20.5%
Top 10 weight
39.1%
Voting Authority Distribution
Total shares with voting rights: 100.62M
Sole
Full voting authority
100.62M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole250
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings250
Rows:
SPDR SP 500 ETF TR
SOLEShares260K
TypeSH
Market value$92.9K
10.66%
Sole
260K
Shared
0.00
None
0.00
CI FINL CORP
SOLEShares4.61M
TypeSH
Market value$49.7K
5.71%
Sole
4.61M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares350K
TypeSH
Market value$35.9K
4.12%
Sole
350K
Shared
0.00
None
0.00
FREEPORT-MCMORAN INC
SOLEShares1.02M
TypeSH
Market value$27.8K
3.19%
Sole
1.02M
Shared
0.00
None
0.00
MR COOPER GROUP INC
SOLEShares645.51K
TypeSH
Market value$26.1K
3.00%
Sole
645.51K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares225K
TypeSH
Market value$25.7K
2.95%
Sole
225K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares250K
TypeSH
Market value$25.6K
2.94%
Sole
250K
Shared
0.00
None
0.00
RIVIAN AUTOMOTIVE INC
SOLEShares653.89K
TypeSH
Market value$21.5K
2.47%
Sole
653.89K
Shared
0.00
None
0.00
SAN JUAN BASIN RTY TR
SOLEShares1.88M
TypeSH
Market value$17.7K
2.03%
Sole
1.88M
Shared
0.00
None
0.00
DOORDASH INC
SOLEShares355.80K
TypeSH
Market value$17.6K
2.02%
Sole
355.80K
Shared
0.00
None
0.00
SILVERBACK THERAPEUTICS INC
SOLEShares3.25M
TypeSH
Market value$16.9K
1.94%
Sole
3.25M
Shared
0.00
None
0.00
PENNYMAC MTG INVT TR
SOLEShares1.34M
TypeSH
Market value$15.7K
1.81%
Sole
1.34M
Shared
0.00
None
0.00
TWITTER INC
SOLEShares16K
TypePRN
Market value$14.7K
1.69%
Sole
16K
Shared
0.00
None
0.00
ATLAS AIR WORLDWIDE HLDGS IN
SOLEShares8.69K
TypePRN
Market value$13.9K
1.60%
Sole
8.69K
Shared
0.00
None
0.00
CLEVELAND-CLIFFS INC NEW
SOLEShares1.01M
TypeSH
Market value$13.7K
1.57%
Sole
1.01M
Shared
0.00
None
0.00
HERTZ GLOBAL HLDGS INC
SOLEShares1.49M
TypeSH
Market value$13.2K
1.52%
Sole
1.49M
Shared
0.00
None
0.00
NEWMARK GROUP INC
SOLEShares1.63M
TypeSH
Market value$13.1K
1.51%
Sole
1.63M
Shared
0.00
None
0.00
UNITED STATES STL CORP NEW
SOLEShares682.50K
TypeSH
Market value$12.4K
1.42%
Sole
682.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares74.22K
TypeSH
Market value$12.2K
1.41%
Sole
74.22K
Shared
0.00
None
0.00
DROPBOX INC
SOLEShares13.86K
TypePRN
Market value$12.2K
1.40%
Sole
13.86K
Shared
0.00
None
0.00
COINBASE GLOBAL INC
SOLEShares181.15K
TypeSH
Market value$11.7K
1.34%
Sole
181.15K
Shared
0.00
None
0.00
SPLUNK INC
SOLEShares12.06K
TypePRN
Market value$11.5K
1.32%
Sole
12.06K
Shared
0.00
None
0.00
FRESHPET INC
SOLEShares223.90K
TypeSH
Market value$11.2K
1.29%
Sole
223.90K
Shared
0.00
None
0.00
ZENDESK INC
SOLEShares10.50K
TypePRN
Market value$10.3K
1.19%
Sole
10.50K
Shared
0.00
None
0.00
AIRBNB INC
SOLEShares88.47K
TypeSH
Market value$9.3K
1.07%
Sole
88.47K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SP 500 ETF TRSOLE | TR UNIT | 260K | SH | $92.9K 10.66% | 260K | 0.00 | 0.00 |
CI FINL CORPSOLE | COM | 4.61M | SH | $49.7K 5.71% | 4.61M | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 350K | SH | $35.9K 4.12% | 350K | 0.00 | 0.00 |
FREEPORT-MCMORAN INCSOLE | CL B | 1.02M | SH | $27.8K 3.19% | 1.02M | 0.00 | 0.00 |
MR COOPER GROUP INCSOLE | COM | 645.51K | SH | $26.1K 3.00% | 645.51K | 0.00 | 0.00 |
ISHARES TRSOLE | 3 7 YR TREAS BD | 225K | SH | $25.7K 2.95% | 225K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 250K | SH | $25.6K 2.94% | 250K | 0.00 | 0.00 |
RIVIAN AUTOMOTIVE INCSOLE | COM CL A | 653.89K | SH | $21.5K 2.47% | 653.89K | 0.00 | 0.00 |
SAN JUAN BASIN RTY TRSOLE | UNIT BEN INT | 1.88M | SH | $17.7K 2.03% | 1.88M | 0.00 | 0.00 |
DOORDASH INCSOLE | CL A | 355.80K | SH | $17.6K 2.02% | 355.80K | 0.00 | 0.00 |
SILVERBACK THERAPEUTICS INCSOLE | COM | 3.25M | SH | $16.9K 1.94% | 3.25M | 0.00 | 0.00 |
PENNYMAC MTG INVT TRSOLE | COM | 1.34M | SH | $15.7K 1.81% | 1.34M | 0.00 | 0.00 |
TWITTER INCSOLE | NOTE 3/1 | 16K | PRN | $14.7K 1.69% | 16K | 0.00 | 0.00 |
ATLAS AIR WORLDWIDE HLDGS INSOLE | NOTE 1.875 6/0 | 8.69K | PRN | $13.9K 1.60% | 8.69K | 0.00 | 0.00 |
CLEVELAND-CLIFFS INC NEWSOLE | COM | 1.01M | SH | $13.7K 1.57% | 1.01M | 0.00 | 0.00 |
HERTZ GLOBAL HLDGS INCSOLE | W EXP 06/30/205 | 1.49M | SH | $13.2K 1.52% | 1.49M | 0.00 | 0.00 |
NEWMARK GROUP INCSOLE | CL A | 1.63M | SH | $13.1K 1.51% | 1.63M | 0.00 | 0.00 |
UNITED STATES STL CORP NEWSOLE | COM | 682.50K | SH | $12.4K 1.42% | 682.50K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 74.22K | SH | $12.2K 1.41% | 74.22K | 0.00 | 0.00 |
DROPBOX INCSOLE | NOTE 3/0 | 13.86K | PRN | $12.2K 1.40% | 13.86K | 0.00 | 0.00 |
COINBASE GLOBAL INCSOLE | COM CL A | 181.15K | SH | $11.7K 1.34% | 181.15K | 0.00 | 0.00 |
SPLUNK INCSOLE | NOTE 0.500 9/1 | 12.06K | PRN | $11.5K 1.32% | 12.06K | 0.00 | 0.00 |
FRESHPET INCSOLE | COM | 223.90K | SH | $11.2K 1.29% | 223.90K | 0.00 | 0.00 |
ZENDESK INCSOLE | NOTE 0.625 6/1 | 10.50K | PRN | $10.3K 1.19% | 10.50K | 0.00 | 0.00 |
AIRBNB INCSOLE | COM CL A | 88.47K | SH | $9.3K 1.07% | 88.47K | 0.00 | 0.00 |
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