K2 PRINCIPAL FUND, L.P.

PrivateCIK: 1461790
Location

TORONTO, A6

K2 PRINCIPAL FUND, L.P. sold 79.37K shares of ROSEHILL RESOURCES INC. on the open market

Open‑market sale worth $85.7K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderK2 PRINCIPAL FUND, L.P.CIK 1461790
IssuerROSEHILL RESOURCES INC.CIK 1659122
10% Owner
Since Jul 2018
-79.37K
Net shares
Net seller
$85.7K
Total sold
1
Open market trades
0B · 1S
1
Total transactions
79.37K disposed
Non-Derivative Transactions1

Class A Common Stock

Direct
S · Sale

Shares

79.37K

Price / share

$1.08

Trade value

$85.72K

% of position

New position
12/10/2019
79.37K0.00
Total

Net shares

79.37K

Net value

-$85.72K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2

8% Series A Cumulative Preferred Stock

Direct
Underlying security
Class A Common Stock

Underlying shares

977.65K

Shares owned

11.24K

Exercise price

Expiration

Exercise window

Warrants

Direct
Underlying security
Class A Common Stock

Underlying shares

864.55K

Shares owned

864.25K

Exercise price

11.5

Expiration

Exercise window

Total

Underlying

1.84M

Owned

875.49K

K2 PRINCIPAL FUND, L.P. — Insider Transaction (Form 4) Filed Dec 10, 2019 | Finecho