K2 PRINCIPAL FUND, L.P.

PrivateCIK: 1461790
Location

TORONTO, A6

K2 PRINCIPAL FUND, L.P. sold 21.2% of their position (21.39K shares) of ROSEHILL RESOURCES INC. on the open market

Open‑market sale worth $23.3K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales
InsiderK2 PRINCIPAL FUND, L.P.CIK 1461790
IssuerROSEHILL RESOURCES INC.CIK 1659122
10% Owner
Since Jul 2018
-21.39K
Net shares
Net seller
$23.3K
Total sold
2
Open market trades
0B · 2S
2
Total transactions
21.39K disposed
Non-Derivative Transactions2

Class A Common Stock

Direct
S · Sale

Shares

8.85K

Price / share

$1.11

Trade value

$9.83K

% of position

8.8%
12/6/2019
100.75K91.90K

Class A Common Stock

Direct
S · Sale

Shares

12.54K

Price / share

$1.07

Trade value

$13.45K

% of position

13.6%
12/9/2019
91.90K79.37K
Total

Net shares

21.39K

Net value

-$23.28K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2

Warrants

Direct
Underlying security
Class A Common Stock

Underlying shares

864.55K

Shares owned

864.55K

Exercise price

11.5

Expiration

Exercise window

8% Series A Cumulative Preferred Stock

Direct
Underlying security
Class A Common Stock

Underlying shares

977.65K

Shares owned

11.24K

Exercise price

Expiration

Exercise window

Total

Underlying

1.84M

Owned

875.79K

K2 PRINCIPAL FUND, L.P. — Insider Transaction (Form 4) Filed Dec 9, 2019 | Finecho