K2 PRINCIPAL FUND, L.P.

PrivateCIK: 1461790
Location

TORONTO, A6

K2 PRINCIPAL FUND, L.P. sold 8.6% of their position (9.45K shares) of ROSEHILL RESOURCES INC. on the open market

Open‑market sale worth $11.0K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales
InsiderK2 PRINCIPAL FUND, L.P.CIK 1461790
IssuerROSEHILL RESOURCES INC.CIK 1659122
10% Owner
Since Jul 2018
-9.45K
Net shares
Net seller
$11.0K
Total sold
2
Open market trades
0B · 2S
2
Total transactions
9.45K disposed
Non-Derivative Transactions2

Class A Common Stock

Direct
S · Sale

Shares

5.16K

Price / share

$1.22

Trade value

$6.32K

% of position

4.7%
11/22/2019
110.20K105.04K

Class A Common Stock

Direct
S · Sale

Shares

4.29K

Price / share

$1.09

Trade value

$4.69K

% of position

4.1%
11/25/2019
105.04K100.75K
Total

Net shares

9.45K

Net value

-$11.02K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2

8% Series A Cumulative Preferred Stock

Direct
Underlying security
Class A Common Stock

Underlying shares

977.65K

Shares owned

11.24K

Exercise price

Expiration

Exercise window

Warrants

Direct
Underlying security
Class A Common Stock

Underlying shares

864.55K

Shares owned

864.55K

Exercise price

11.5

Expiration

Exercise window

Total

Underlying

1.84M

Owned

875.79K

K2 PRINCIPAL FUND, L.P. — Insider Transaction (Form 4) Filed Nov 25, 2019 | Finecho