K2 PRINCIPAL FUND, L.P.

PrivateCIK: 1461790
Location

TORONTO, A6

K2 PRINCIPAL FUND, L.P. sold 33.3% of their position (54.96K shares) of ROSEHILL RESOURCES INC. on the open market

Open‑market sale worth $67.9K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales
InsiderK2 PRINCIPAL FUND, L.P.CIK 1461790
IssuerROSEHILL RESOURCES INC.CIK 1659122
10% Owner
Since Jul 2018
-54.96K
Net shares
Net seller
$67.9K
Total sold
2
Open market trades
0B · 2S
2
Total transactions
54.96K disposed
Non-Derivative Transactions2

Class A Common Stock

Direct
S · Sale

Shares

18.76K

Price / share

$1.15

Trade value

$21.51K

% of position

11.4%
11/20/2019
165.16K146.41K

Class A Common Stock

Direct
S · Sale

Shares

36.20K

Price / share

$1.28

Trade value

$46.39K

% of position

24.7%
11/21/2019
146.41K110.20K
Total

Net shares

54.96K

Net value

-$67.90K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2

Warrants

Direct
Underlying security
Class A Common Stock

Underlying shares

864.55K

Shares owned

865.55K

Exercise price

11.5

Expiration

Exercise window

8% Series A Cumulative Preferred Stock

Direct
Underlying security
Class A Common Stock

Underlying shares

977.65K

Shares owned

11.24K

Exercise price

Expiration

Exercise window

Total

Underlying

1.84M

Owned

876.79K

K2 PRINCIPAL FUND, L.P. — Insider Transaction (Form 4) Filed Nov 21, 2019 | Finecho