K2 PRINCIPAL FUND, L.P.

PrivateCIK: 1461790
Location

TORONTO, A6

K2 PRINCIPAL FUND, L.P. sold 13.1% of their position (25K shares) of ROSEHILL RESOURCES INC. on the open market

Open‑market sale worth $32.5K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderK2 PRINCIPAL FUND, L.P.CIK 1461790
IssuerROSEHILL RESOURCES INC.CIK 1659122
10% Owner
Since Jul 2018
-25K
Net shares
Net seller
$32.5K
Total sold
1
Open market trades
0B · 1S
1
Total transactions
25K disposed
Non-Derivative Transactions1

Class A Common Stock

Direct
S · Sale

Shares

25K

Price / share

$1.30

Trade value

$32.50K

% of position

13.1%
11/18/2019
190.16K165.16K
Total

Net shares

25K

Net value

-$32.50K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2

Warrants

Direct
Underlying security
Class A Common Stock

Underlying shares

864.55K

Shares owned

864.55K

Exercise price

11.5

Expiration

Exercise window

8% Series A Cumulative Preferred Stock

Direct
Underlying security
Class A Common Stock

Underlying shares

977.65K

Shares owned

11.24K

Exercise price

Expiration

Exercise window

Total

Underlying

1.84M

Owned

875.79K

K2 PRINCIPAL FUND, L.P. — Insider Transaction (Form 4) Filed Nov 19, 2019 | Finecho