K2 PRINCIPAL FUND, L.P.

PrivateCIK: 1461790
Location

TORONTO, A6

K2 PRINCIPAL FUND, L.P. sold 1.4% of their position (2.72K shares) of ROSEHILL RESOURCES INC. on the open market

Open‑market sale worth $5.3K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales
InsiderK2 PRINCIPAL FUND, L.P.CIK 1461790
IssuerROSEHILL RESOURCES INC.CIK 1659122
10% Owner
Since Jul 2018
-2.72K
Net shares
Net seller
$5.3K
Total sold
2
Open market trades
0B · 2S
2
Total transactions
2.72K disposed
Non-Derivative Transactions2

Class A Common Stock

Direct
S · Sale

Shares

2.05K

Price / share

$1.95

Trade value

$4K

% of position

1.1%
9/19/2019
194.15K192.10K

Class A Common Stock

Direct
S · Sale

Shares

668.00

Price / share

$1.95

Trade value

$1.30K

% of position

0.3%
9/20/2019
192.10K191.43K
Total

Net shares

2.72K

Net value

-$5.30K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2

8% Series A Cumulative Preferred Stock

Direct
Underlying security
Class A Common Stock

Underlying shares

958.35K

Shares owned

11.02K

Exercise price

Expiration

Exercise window

Warrants

Direct
Underlying security
Class A Common Stock

Underlying shares

864.55K

Shares owned

864.55K

Exercise price

11.5

Expiration

Exercise window

Total

Underlying

1.82M

Owned

875.57K

K2 PRINCIPAL FUND, L.P. — Insider Transaction (Form 4) Filed Sep 20, 2019 | Finecho