K2 PRINCIPAL FUND, L.P. sold 13.90K shares of SIMPLICITY ESPORTS & GAMING CO on the open market
Open‑market sale worth $12.9K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 3/29/2019ACC: 0001461790-19-000019
10% Owner
Since Nov 2018
-13.90K
Net shares
Net seller
$12.9K
Total sold
1
Open market trades
0B · 1S
1
Total transactions
13.90K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−13.90K
Price / share
$0.93
Trade value
$12.92K
% of position
New position
3/28/2019
13.90K→0.00
Total
Net shares
−13.90K
Net value
-$12.92K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/28/2019 | S · Sale | −13.90K | $0.93 | $12.92K | New position | 13.90K | 0.00 |
| Total | −13.90K | -$12.92K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Warrants
DirectUnderlying security
Common Stock
Underlying shares
781.65K
Shares owned
781.65K
Exercise price
4
Expiration
—
Exercise window
—
Total
Underlying
781.65K
Owned
781.65K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Direct | Common Stock | 4 | — | — | 781.65K | 781.65K |
| Total | 781.65K | 781.65K | ||||