K2 PRINCIPAL FUND, L.P. sold 20.0% of their position (20K shares) of SIMPLICITY ESPORTS & GAMING CO on the open market
Open‑market sale worth $17.6K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 3/22/2019ACC: 0001461790-19-000018
10% Owner
Since Nov 2018
-20K
Net shares
Net seller
$17.6K
Total sold
2
Open market trades
0B · 2S
2
Total transactions
20K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−10K
Price / share
$0.88
Trade value
$8.81K
% of position
11.1%
3/21/2019
89.90K→79.90K
Common Stock
Direct
Shares
−10K
Price / share
$0.88
Trade value
$8.81K
% of position
11.1%
3/21/2019
89.90K→79.90K
Total
Net shares
−20K
Net value
-$17.62K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/21/2019 | S · Sale | −10K | $0.88 | $8.81K | 11.1% | 89.90K | 79.90K |
| Common Stock Direct | 3/21/2019 | S · Sale | −10K | $0.88 | $8.81K | 11.1% | 89.90K | 79.90K |
| Total | −20K | -$17.62K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Warrants
DirectUnderlying security
Common Stock
Underlying shares
781.65K
Shares owned
781.65K
Exercise price
4
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock
Underlying shares
781.65K
Shares owned
781.65K
Exercise price
4
Expiration
—
Exercise window
—
Total
Underlying
1.56M
Owned
1.56M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Direct | Common Stock | 4 | — | — | 781.65K | 781.65K |
| Warrants Direct | Common Stock | 4 | — | — | 781.65K | 781.65K |
| Total | 1.56M | 1.56M | ||||