K2 PRINCIPAL FUND, L.P.

PrivateCIK: 1461790
Location

TORONTO, A6

K2 PRINCIPAL FUND, L.P. sold 2.6% of their position (2.39K shares) of SIMPLICITY ESPORTS & GAMING CO on the open market

Open‑market sale worth $2.4K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderK2 PRINCIPAL FUND, L.P.CIK 1461790
10% Owner
Since Nov 2018
-2.39K
Net shares
Net seller
$2.4K
Total sold
1
Open market trades
0B · 1S
1
Total transactions
2.39K disposed
Non-Derivative Transactions1

Common Stock

Direct
S · Sale

Shares

2.39K

Price / share

$1.01

Trade value

$2.41K

% of position

2.6%
3/14/2019
92.29K89.90K
Total

Net shares

2.39K

Net value

-$2.41K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1

Warrants

Direct
Underlying security
Common Stock

Underlying shares

781.65K

Shares owned

781.65K

Exercise price

4

Expiration

Exercise window

Total

Underlying

781.65K

Owned

781.65K

K2 PRINCIPAL FUND, L.P. — Insider Transaction (Form 4) Filed Mar 15, 2019 | Finecho