K2 PRINCIPAL FUND, L.P. sold 6.0% of their position (6K shares) of SIMPLICITY ESPORTS & GAMING CO on the open market
Open‑market sale worth $15.0K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 1/23/2019ACC: 0001461790-19-000005
10% Owner
Since Nov 2018
-255.24K
Net shares
Net seller
$645.5K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
255.24K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
−44K
Price / share
$6.00
Trade value
$264K
% of position
19.6%
1/18/2019
224.44K→180.44K
Common Stock
Direct
Shares
−44K
Price / share
$5.00
Trade value
$220K
% of position
24.4%
1/18/2019
180.44K→136.44K
Common Stock
Direct
Shares
−36.62K
Price / share
$4.00
Trade value
$146.49K
% of position
26.8%
1/18/2019
136.44K→99.82K
Common Stock
Direct
Shares
−6K
Price / share
$2.50
Trade value
$15K
% of position
6.0%
1/23/2019
99.82K→93.82K
Total
Net shares
−130.62K
Net value
-$645.49K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/18/2019 | J · J | −44K | $6.00 | $264K | 19.6% | 224.44K | 180.44K |
| Common Stock Direct | 1/18/2019 | J · J | −44K | $5.00 | $220K | 24.4% | 180.44K | 136.44K |
| Common Stock Direct | 1/18/2019 | J · J | −36.62K | $4.00 | $146.49K | 26.8% | 136.44K | 99.82K |
| Common Stock Direct | 1/23/2019 | S · Sale | −6K | $2.50 | $15K | 6.0% | 99.82K | 93.82K |
| Total | −130.62K | -$645.49K | ||||||
Derivative Transactions1
Forward Sale Agreement (obligation to sell)
Direct
Converts to
Common Stock
124.62K shares
Shares
−124.62K
Strike price
Held after
0.00
Exercisable
—
1/18/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Forward Sale Agreement (obligation to sell) Direct | Common Stock124.62K shares | 1/18/2019 | J · J | −124.62K | — | 0.00 |