Filed: 1/10/2019ACC: 0001461790-19-000003
10% Owner
Since Nov 2018
-76.68K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
76.68K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions3
Forward Sale Agreement (obligation to sell)
Direct
Converts to
Common Stock
700.00 shares
Shares
−700.00
Strike price
Held after
192.72K
Exercisable
—
1/9/2019
Warrant
Direct
Converts to
Common Stock
13.49K shares
Shares
−13.49K
Strike price
11.5
Held after
781.65K
Exercisable
—
1/9/2019
Forward Sale Agreement (obligation to sell)
Direct
Converts to
Common Stock
62.49K shares
Shares
−62.49K
Strike price
Held after
130.22K
Exercisable
—
1/10/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Forward Sale Agreement (obligation to sell) Direct | Common Stock700.00 shares | 1/9/2019 | S · Sale | −700.00 | — | 192.72K | |
| Warrant Direct | Common Stock13.49K shares | 1/9/2019 | S · Sale | −13.49K | 11.5 | — | 781.65K |
| Forward Sale Agreement (obligation to sell) Direct | Common Stock62.49K shares | 1/10/2019 | S · Sale | −62.49K | — | 130.22K |