J.W. COLE ADVISORS, INC.

Filed: 5/3/2023ACC: 0001172661-23-001800

📋 What this filing means

J.W. COLE ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 774 equity positions with a total reported market value of $1.40B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

774

Positions

$1.40B

Total AUM (reported)

20.39M

Total Shares

Allocation by class

COM$451.24M32.1%

TR UNIT$41.45M3.0%

UNIT SER 1$29.73M2.1%

CORE S&P500 ETF$29.17M2.1%

CORE DIV GRWTH$20.08M1.4%

CL B$17.15M1.2%

CL A$15.28M1.1%

Portfolio Concentration

Top 3$161.43M11.5%

4–10$133.03M9.5%

11–25$153.35M10.9%

Rest$957.03M68.1%

Top 3 weight

11.5%

Top 10 weight

21.0%

Voting Authority Distribution

Total shares with voting rights: 20.39M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

20.39M

% of voting shares100.0%

Investment Discretion (by position count)

Sole774

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings774

Rows:

APPLE INC

SOLE

COM

Shares549.22K

TypeSH

Market value$90.57M

6.45%

Sole

0.00

Shared

0.00

None

549.22K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares100.47K

TypeSH

Market value$41.13M

2.93%

Sole

0.00

Shared

0.00

None

100.47K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares92.63K

TypeSH

Market value$29.73M

2.12%

Sole

0.00

Shared

0.00

None

92.63K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares70.96K

TypeSH

Market value$29.17M

2.08%

Sole

0.00

Shared

0.00

None

70.96K

MICROSOFT CORP

SOLE

COM

Shares91.74K

TypeSH

Market value$26.45M

1.88%

Sole

0.00

Shared

0.00

None

91.74K

ISHARES TR

SOLE

CORE DIV GRWTH

Shares401.67K

TypeSH

Market value$20.08M

1.43%

Sole

0.00

Shared

0.00

None

401.67K

AMAZON COM INC

SOLE

COM

Shares162.82K

TypeSH

Market value$16.82M

1.20%

Sole

0.00

Shared

0.00

None

162.82K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares218.50K

TypeSH

Market value$13.96M

0.99%

Sole

0.00

Shared

0.00

None

218.50K

UNITED PARCEL SERVICE INC

SOLE

CL B

Shares69.34K

TypeSH

Market value$13.45M

0.96%

Sole

0.00

Shared

0.00

None

69.34K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares85.06K

TypeSH

Market value$13.10M

0.93%

Sole

0.00

Shared

0.00

None

85.06K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares40.31K

TypeSH

Market value$12.45M

0.89%

Sole

0.00

Shared

0.00

None

40.31K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares262.50K

TypeSH

Market value$11.86M

0.84%

Sole

0.00

Shared

0.00

None

262.50K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares78.52K

TypeSH

Market value$11.86M

0.84%

Sole

0.00

Shared

0.00

None

78.52K

VANGUARD WORLD FDS

SOLE

INDUSTRIAL ETF

Shares61.53K

TypeSH

Market value$11.72M

0.83%

Sole

0.00

Shared

0.00

None

61.53K

EXXON MOBIL CORP

SOLE

COM

Shares102.85K

TypeSH

Market value$11.28M

0.80%

Sole

0.00

Shared

0.00

None

102.85K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares56.54K

TypeSH

Market value$10.09M

0.72%

Sole

0.00

Shared

0.00

None

56.54K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares64.55K

TypeSH

Market value$9.80M

0.70%

Sole

0.00

Shared

0.00

None

64.55K

JOHNSON & JOHNSON

SOLE

COM

Shares62.16K

TypeSH

Market value$9.63M

0.69%

Sole

0.00

Shared

0.00

None

62.16K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares174.34K

TypeSH

Market value$9.52M

0.68%

Sole

0.00

Shared

0.00

None

174.34K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares72K

TypeSH

Market value$9.32M

0.66%

Sole

0.00

Shared

0.00

None

72K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares194.70K

TypeSH

Market value$9.31M

0.66%

Sole

0.00

Shared

0.00

None

194.70K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares36.85K

TypeSH

Market value$9.19M

0.65%

Sole

0.00

Shared

0.00

None

36.85K

TESLA INC

SOLE

COM

Shares44.28K

TypeSH

Market value$9.19M

0.65%

Sole

0.00

Shared

0.00

None

44.28K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares65.26K

TypeSH

Market value$9.15M

0.65%

Sole

0.00

Shared

0.00

None

65.26K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares65.11K

TypeSH

Market value$8.99M

0.64%

Sole

0.00

Shared

0.00

None

65.11K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	549.22K	SH	$90.57M 6.45%	549.22K
SPDR S&P 500 ETF TRSOLE	TR UNIT	100.47K	SH	$41.13M 2.93%	100.47K
INVESCO QQQ TRSOLE	UNIT SER 1	92.63K	SH	$29.73M 2.12%	92.63K
ISHARES TRSOLE	CORE S&P500 ETF	70.96K	SH	$29.17M 2.08%	70.96K
MICROSOFT CORPSOLE	COM	91.74K	SH	$26.45M 1.88%	91.74K
ISHARES TRSOLE	CORE DIV GRWTH	401.67K	SH	$20.08M 1.43%	401.67K
AMAZON COM INCSOLE	COM	162.82K	SH	$16.82M 1.20%	162.82K
ISHARES TRSOLE	S&P 500 GRWT ETF	218.50K	SH	$13.96M 0.99%	218.50K
UNITED PARCEL SERVICE INCSOLE	CL B	69.34K	SH	$13.45M 0.96%	69.34K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	85.06K	SH	$13.10M 0.93%	85.06K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	40.31K	SH	$12.45M 0.89%	40.31K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	262.50K	SH	$11.86M 0.84%	262.50K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	78.52K	SH	$11.86M 0.84%	78.52K
VANGUARD WORLD FDSSOLE	INDUSTRIAL ETF	61.53K	SH	$11.72M 0.83%	61.53K
EXXON MOBIL CORPSOLE	COM	102.85K	SH	$11.28M 0.80%	102.85K
ISHARES TRSOLE	RUSSELL 2000 ETF	56.54K	SH	$10.09M 0.72%	56.54K
ISHARES TRSOLE	S&P 500 VAL ETF	64.55K	SH	$9.80M 0.70%	64.55K
JOHNSON & JOHNSONSOLE	COM	62.16K	SH	$9.63M 0.69%	62.16K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	174.34K	SH	$9.52M 0.68%	174.34K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	72K	SH	$9.32M 0.66%	72K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	194.70K	SH	$9.31M 0.66%	194.70K
VANGUARD INDEX FDSSOLE	GROWTH ETF	36.85K	SH	$9.19M 0.65%	36.85K
TESLA INCSOLE	COM	44.28K	SH	$9.19M 0.65%	44.28K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	65.26K	SH	$9.15M 0.65%	65.26K
VANGUARD INDEX FDSSOLE	VALUE ETF	65.11K	SH	$8.99M 0.64%	65.11K

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