J.R. SIMPLOT CO reported 2 transactions at SEMILEDS CORP
Review the transaction codes below to understand the nature of each event.
Filed: 5/28/2020ACC: 0000899243-20-014372
0.00
Net shares
Net seller
$300.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
100K acquired · 100K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+100K
Price / share
$3.00
Trade value
$300K
% of position
10.1%
5/26/2020
989.93K→1.09M
Common Stock
Indirect
Shares
−100K
Price / share
$3.00
Trade value
$300K
% of position
20.0%
5/26/2020
500K→400K
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 5/26/2020 | C · Conversion | +100K | $3.00 | $300K | 10.1% | 989.93K | 1.09M |
| Common Stock Indirect | 5/26/2020 | C · Conversion | −100K | $3.00 | $300K | 20.0% | 500K | 400K |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions1
Convertible Unsecured Promissory Note
Indirect
Converts to
Common Stock
500K shares
Shares
+N/A
Strike price
3.00
Held after
400K
Exercisable
—
5/26/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Unsecured Promissory Note Indirect | Common Stock500K shares | 5/26/2020 | C · Conversion | +N/A | 3.00 | — | 400K |