JONES ROBERTSON CLAY JR

PrivateCIK: 1788938

Location

SAN JOSE, CA

JONES ROBERTSON CLAY JR (EVP) received a stock award from HERITAGE COMMERCE CORP

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

JONES ROBERTSON CLAY JR

Filed: 3/11/2026ACC: 0001593968-26-000097

InsiderJONES ROBERTSON CLAY JRCIK 1788938

→

IssuerHERITAGE COMMERCE CORPCIK 1053352

Officer· EVP

Since Oct 2019

+501.00

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

3

Total transactions

10.40K acquired · 9.90K disposed

Non-Derivative Transactions2

Common Stock, No Par Value

Direct

M · Option Exercise

Shares

+9.90K

Price / share

—

Trade value

—

% of position

3.5%

3/10/2026

286.56K→296.46K

Common Stock, No Par Value

Direct

A · Award

Shares

+501.00

Price / share

—

Trade value

—

% of position

0.2%

3/10/2026

296.46K→296.96K

Total

Net shares

+10.40K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, No Par Value Direct	3/10/2026	M · Option Exercise	+9.90K	—	—	3.5%	286.56K	296.46K
Common Stock, No Par Value Direct	3/10/2026	A · Award	+501.00	—	—	0.2%	296.46K	296.96K
Total			+10.40K		$0.00

Derivative Transactions1

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock, No Par Value

9.90K shares

Shares

−9.90K

Strike price

0

Held after

19.79K

Exercisable

—

3/10/2026

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock, No Par Value9.90K shares	3/10/2026	M · Option Exercise	−9.90K	0	—	19.79K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Performance-Based Restricted Stock Unit

Direct

Underlying security

Common Stock, No Par Value

Underlying shares

39.63K

Shares owned

39.63K

Exercise price

0

Expiration

—

Exercise window

—

Performance-Based Restricted Stock Unit

Direct

Underlying security

Common Stock, No Par Value

Underlying shares

29.69K

Shares owned

29.69K

Exercise price

0

Expiration

—

Exercise window

—

Restricted Stock Unit

Direct

Underlying security

Common Stock, No Par Value

Underlying shares

13.21K

Shares owned

13.21K

Exercise price

0

Expiration

—

Exercise window

—

Performance-Based Restricted Stock Unit

Direct

Underlying security

Common Stock, No Par Value

Underlying shares

31.48K

Shares owned

31.48K

Exercise price

0

Expiration

—

Exercise window

—

Restricted Stock Unit

Direct

Underlying security

Common Stock, No Par Value

Underlying shares

10.49K

Shares owned

10.49K

Exercise price

0

Expiration

—

Exercise window

—

Restricted Stock Unit

Direct

Underlying security

Common Stock, No Par Value

Underlying shares

49.54K

Shares owned

49.54K

Exercise price

0

Expiration

—

Exercise window

—

Total

Underlying

174.05K

Owned

174.05K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Performance-Based Restricted Stock Unit Direct	Common Stock, No Par Value	0	—	—	39.63K	39.63K
Performance-Based Restricted Stock Unit Direct	Common Stock, No Par Value	0	—	—	29.69K	29.69K
Restricted Stock Unit Direct	Common Stock, No Par Value	0	—	—	13.21K	13.21K
Performance-Based Restricted Stock Unit Direct	Common Stock, No Par Value	0	—	—	31.48K	31.48K
Restricted Stock Unit Direct	Common Stock, No Par Value	0	—	—	10.49K	10.49K
Restricted Stock Unit Direct	Common Stock, No Par Value	0	—	—	49.54K	49.54K
Total					174.05K	174.05K

JONES ROBERTSON CLAY JR — Insider Transaction (Form 4) Filed Mar 11, 2026 | Finecho