JONES ANDREW R sold 12.46K shares of WHEELER REAL ESTATE INVESTMENT TRUST, INC. on the open market

Open‑market sale worth $43.1K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

JONES ANDREW R

Filed: 3/30/2021ACC: 0001213900-21-018679

InsiderJONES ANDREW RCIK 1392977

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IssuerWHEELER REAL ESTATE INVESTMENT TRUST, INC.CIK 1527541

Director

Since Jul 2018

-14.56K

Net shares

Net seller

$43.1K

Total sold

Open market trades

0B · 2S

Total transactions

14.56K disposed

Non-Derivative Transactions2

Common Stock

Indirect

S · Sale

−1.40K

Price / share

$3.50

Trade value

$4.90K

% of position

11.2%

3/26/2021

12.46K→11.06K

Common Stock

Indirect

S · Sale

−11.06K

Price / share

$3.45

Trade value

$38.17K

% of position

New position

3/29/2021

11.06K→0.00

Total

Net shares

−12.46K

Net value

-$43.07K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	3/26/2021	S · Sale	−1.40K	$3.50	$4.90K	11.2%	12.46K	11.06K
Common Stock Indirect	3/29/2021	S · Sale	−11.06K	$3.45	$38.17K	New position	11.06K	0.00
Total			−12.46K		-$43.07K

Derivative Transactions2

Series B Convertible Preferred Stock

Indirect

S · Sale

Converts to

Common Stock

625.00 shares

−1K

Strike price

Held after

0.00

Exercisable

—

3/29/2021

Series B Convertible Preferred Stock

Direct

S · Sale

Converts to

Common Stock

687.50 shares

−1.10K

Strike price

Held after

0.00

Exercisable

—

3/29/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series B Convertible Preferred Stock Indirect	Common Stock625.00 shares	3/29/2021	S · Sale	−1K	40	—	0.00
Series B Convertible Preferred Stock Direct	Common Stock687.50 shares	3/29/2021	S · Sale	−1.10K	40	—	0.00

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct

Shares owned36.11K

Total

36.11K direct36.11K

Security Title	Shares Owned	Ownership Type
Common Stock	36.11K	Direct
Total	36.11K	36.11K direct

Derivative Holdings (Post-Transaction)2

Series B Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

28.33K

Shares owned

45.34K

Exercise price

Expiration

—

Exercise window

—

Series D Cumulative Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

31.84K

Shares owned

21.60K

Exercise price

16.96

Expiration

—

Exercise window

—

Total

Underlying

60.17K

Owned

66.94K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series B Convertible Preferred Stock Indirect	Common Stock	40	—	—	28.33K	45.34K
Series D Cumulative Convertible Preferred Stock Indirect	Common Stock	16.96	—	—	31.84K	21.60K
Total					60.17K	66.94K