JOHNSTON KRISTINA L (Chief Financial Officer) received a stock award from VINTAGE WINE ESTATES, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 2 awards
Filed: 7/21/2023ACC: 0001062993-23-015162
Officer· Chief Financial Officer
Since Mar 2022
+1M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
1M acquired
Non-Derivative Transactions2
Common Stock
Direct
Shares
+250K
Price / share
—
Trade value
—
% of position
76.0%
7/20/2023
329.04K→579.04K
Common Stock
Direct
Shares
+500K
Price / share
—
Trade value
—
% of position
86.4%
7/20/2023
579.04K→1.08M
Total
Net shares
+750K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/20/2023 | A · Award | +250K | — | — | 76.0% | 329.04K | 579.04K |
| Common Stock Direct | 7/20/2023 | A · Award | +500K | — | — | 86.4% | 579.04K | 1.08M |
| Total | +750K | $0.00 | ||||||
Derivative Transactions2
Stock Option (right to buy)
Direct
Converts to
Common Stock
62.50K shares
Shares
+62.50K
Strike price
1.5
Held after
62.50K
Exercisable
—
7/20/2023
Stock Option (right to buy)
Direct
Converts to
Common Stock
187.50K shares
Shares
+187.50K
Strike price
1.5
Held after
187.50K
Exercisable
—
7/20/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock62.50K shares | 7/20/2023 | A · Award | +62.50K | 1.5 | — | 62.50K |
| Stock Option (right to buy) Direct | Common Stock187.50K shares | 7/20/2023 | A · Award | +187.50K | 1.5 | — | 187.50K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
658.08K
Shares owned
658.08K
Exercise price
10.5
Expiration
—
Exercise window
—
Total
Underlying
658.08K
Owned
658.08K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 10.5 | — | — | 658.08K | 658.08K |
| Total | 658.08K | 658.08K | ||||