JOHNSTON CHARLES D exercised options at PZENA INVESTMENT MANAGEMENT, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/5/2021ACC: 0001567619-21-000391
Director
Since Jan 2019
+13.70K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
24.77K acquired · 11.07K disposed
Non-Derivative Transactions1
Class A Common stock, par value $0.01
Direct
Shares
+11.07K
Price / share
—
Trade value
—
% of position
36.9%
1/1/2021
30K→41.07K
Total
Net shares
+11.07K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common stock, par value $0.01 Direct | 1/1/2021 | M · Option Exercise | +11.07K | — | — | 36.9% | 30K | 41.07K |
| Total | +11.07K | $0.00 | ||||||
Derivative Transactions2
Phantom Class A common stock
Direct
Converts to
Class A common stock, par value $0.01
13.70K shares
Shares
+13.70K
Strike price
Held after
89.62K
Exercisable
—
1/1/2021
Phantom Class A common stock
Direct
Converts to
Class A common stock, par value $0.01
11.07K shares
Shares
−11.07K
Strike price
Held after
78.55K
Exercisable
—
1/1/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Class A common stock Direct | Class A common stock, par value $0.0113.70K shares | 1/1/2021 | A · Award | +13.70K | — | 89.62K | |
| Phantom Class A common stock Direct | Class A common stock, par value $0.0111.07K shares | 1/1/2021 | M · Option Exercise | −11.07K | — | 78.55K |