JOHNSON SCHMIDT ANTHONY D (Division VP and GM) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

JOHNSON SCHMIDT ANTHONY D

Filed: 12/2/2020ACC: 0000082166-20-000158

InsiderJOHNSON SCHMIDT ANTHONY DCIK 1539931

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IssuerRAVEN INDUSTRIES INCCIK 82166

Officer· Division VP and GM

Since Aug 2018

-5.70K

Net shares

Net seller

$149.7K

Total sold

Open market trades

0B · 0S

Total transactions

7.47K acquired · 13.17K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+7.47K

Price / share

$15.61

Trade value

$116.68K

% of position

13.0%

11/30/2020

57.59K→65.06K

Common Stock

Direct

F · Tax Withholding

−5.70K

Price / share

$26.29

Trade value

$149.72K

% of position

8.8%

11/30/2020

65.06K→59.37K

Total

Net shares

+1.78K

Net value

-$33.04K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/30/2020	M · Option Exercise	+7.47K	$15.61	$116.68K	13.0%	57.59K	65.06K
Common Stock Direct	11/30/2020	F · Tax Withholding	−5.70K	$26.29	$149.72K	8.8%	65.06K	59.37K
Total			+1.78K		-$33.04K

Derivative Transactions1

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

7.47K shares

−7.47K

Strike price

15.61

Held after

0.00

Exercisable

—

11/30/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock7.47K shares	11/30/2020	M · Option Exercise	−7.47K	15.61	—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

6.36K

Shares owned

6.36K

Exercise price

35.05

Expiration

—

Exercise window

—

Restricted Stock Unit - 2020

Direct

Underlying security

Common Stock

Underlying shares

7.30K

Shares owned

7.30K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

9.80K

Shares owned

9.80K

Exercise price

29.2

Expiration

—

Exercise window

—

Restricted Stock Unit - 2019

Direct

Underlying security

Common Stock

Underlying shares

3.37K

Shares owned

3.37K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

3.57K

Shares owned

3.57K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

30.39K

Owned

30.39K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	35.05	—	—	6.36K	6.36K
Restricted Stock Unit - 2020 Direct	Common Stock		—	—	7.30K	7.30K
Stock Option Direct	Common Stock	29.2	—	—	9.80K	9.80K
Restricted Stock Unit - 2019 Direct	Common Stock		—	—	3.37K	3.37K
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	3.57K	3.57K
Total					30.39K	30.39K