JOHNSON SCHMIDT ANTHONY D

PrivateCIK: 1539931

Location

SIOUX FALLS, SD

JOHNSON SCHMIDT ANTHONY D (Division VP and GM) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

JOHNSON SCHMIDT ANTHONY D

Filed: 1/16/2020ACC: 0000082166-20-000005

InsiderJOHNSON SCHMIDT ANTHONY DCIK 1539931

→

IssuerRAVEN INDUSTRIES INCCIK 82166

Officer· Division VP and GM

Since Aug 2018

-10.11K

Net shares

Net seller

$352.7K

Total sold

0

Open market trades

0B · 0S

6

Total transactions

14.03K acquired · 24.13K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

Shares

+6.55K

Price / share

$20.10

Trade value

$131.66K

% of position

13.2%

1/14/2020

49.65K→56.20K

Common Stock

Direct

F · Tax Withholding

Shares

−4.92K

Price / share

$34.89

Trade value

$171.59K

% of position

8.8%

1/14/2020

56.20K→51.28K

Common Stock

Direct

M · Option Exercise

Shares

+7.47K

Price / share

$15.61

Trade value

$116.68K

% of position

14.6%

1/14/2020

51.28K→58.75K

Common Stock

Direct

F · Tax Withholding

Shares

−5.19K

Price / share

$34.89

Trade value

$181.08K

% of position

8.8%

1/14/2020

58.75K→53.56K

Total

Net shares

+3.92K

Net value

-$104.33K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/14/2020	M · Option Exercise	+6.55K	$20.10	$131.66K	13.2%	49.65K	56.20K
Common Stock Direct	1/14/2020	F · Tax Withholding	−4.92K	$34.89	$171.59K	8.8%	56.20K	51.28K
Common Stock Direct	1/14/2020	M · Option Exercise	+7.47K	$15.61	$116.68K	14.6%	51.28K	58.75K
Common Stock Direct	1/14/2020	F · Tax Withholding	−5.19K	$34.89	$181.08K	8.8%	58.75K	53.56K
Total			+3.92K		-$104.33K

Derivative Transactions2

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

6.55K shares

Shares

−6.55K

Strike price

20.1

Held after

0.00

Exercisable

—

1/14/2020

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

7.47K shares

Shares

−7.47K

Strike price

15.61

Held after

7.47K

Exercisable

—

1/14/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock6.55K shares	1/14/2020	M · Option Exercise	−6.55K	20.1	—	0.00
Stock Option Direct	Common Stock7.47K shares	1/14/2020	M · Option Exercise	−7.47K	15.61	—	7.47K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

9.80K

Shares owned

9.80K

Exercise price

29.2

Expiration

—

Exercise window

—

Restricted Stock Unit - 2017

Direct

Underlying security

Common Stock

Underlying shares

4.11K

Shares owned

4.11K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

3.57K

Shares owned

3.57K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2019

Direct

Underlying security

Common Stock

Underlying shares

3.37K

Shares owned

3.37K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

6.36K

Shares owned

6.36K

Exercise price

35.05

Expiration

—

Exercise window

—

Total

Underlying

27.20K

Owned

27.20K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	29.2	—	—	9.80K	9.80K
Restricted Stock Unit - 2017 Direct	Common Stock		—	—	4.11K	4.11K
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	3.57K	3.57K
Restricted Stock Unit - 2019 Direct	Common Stock		—	—	3.37K	3.37K
Stock Option Direct	Common Stock	35.05	—	—	6.36K	6.36K
Total					27.20K	27.20K

JOHNSON SCHMIDT ANTHONY D — Insider Transaction (Form 4) Filed Jan 16, 2020 | Finecho