JOHNSON SCHMIDT ANTHONY D (Division VP and GM) sold 4.5% of their position (2.37K shares) of RAVEN INDUSTRIES INC on the open market

Open‑market sale worth $91.1K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

JOHNSON SCHMIDT ANTHONY D

Filed: 4/9/2019ACC: 0000082166-19-000029

InsiderJOHNSON SCHMIDT ANTHONY DCIK 1539931

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IssuerRAVEN INDUSTRIES INCCIK 82166

Officer· Division VP and GM

Since Aug 2018

+5.47K

Net shares

Net buyer

$91.1K

Total sold

Open market trades

0B · 1S

Total transactions

18.33K acquired · 12.86K disposed

Non-Derivative Transactions5

Common Stock

Direct

A · Award

+4.41K

Price / share

—

Trade value

—

% of position

10.2%

4/5/2019

43.37K→47.78K

Common Stock

Direct

F · Tax Withholding

−1.85K

Price / share

—

Trade value

—

% of position

3.9%

4/5/2019

47.78K→45.93K

Common Stock

Direct

A · Award

+10.56K

Price / share

—

Trade value

—

% of position

23.0%

4/5/2019

45.93K→56.48K

Common Stock

Direct

F · Tax Withholding

−4.47K

Price / share

—

Trade value

—

% of position

7.9%

4/5/2019

56.48K→52.01K

Common Stock

Direct

S · Sale

−2.37K

Price / share

$38.51

Trade value

$91.06K

% of position

4.5%

4/9/2019

52.01K→49.65K

Total

Net shares

+6.27K

Net value

-$91.06K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/5/2019	A · Award	+4.41K	—	—	10.2%	43.37K	47.78K
Common Stock Direct	4/5/2019	F · Tax Withholding	−1.85K	—	—	3.9%	47.78K	45.93K
Common Stock Direct	4/5/2019	A · Award	+10.56K	—	—	23.0%	45.93K	56.48K
Common Stock Direct	4/5/2019	F · Tax Withholding	−4.47K	—	—	7.9%	56.48K	52.01K
Common Stock Direct	4/9/2019	S · Sale	−2.37K	$38.51	$91.06K	4.5%	52.01K	49.65K
Total			+6.27K		-$91.06K

Derivative Transactions2

Restricted Stock Unit - 2016

Direct

A · Award

Converts to

Common Stock

4.17K shares

−4.17K

Strike price

Held after

0.00

Exercisable

—

4/5/2019

Restricted Stock Unit - 2019

Direct

A · Award

Converts to

Common Stock

3.37K shares

+3.37K

Strike price

Held after

3.37K

Exercisable

—

4/5/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit - 2016 Direct	Common Stock4.17K shares	4/5/2019	A · Award	−4.17K		—	0.00
Restricted Stock Unit - 2019 Direct	Common Stock3.37K shares	4/5/2019	A · Award	+3.37K		—	3.37K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

3.57K

Shares owned

3.57K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

9.80K

Shares owned

9.80K

Exercise price

29.2

Expiration

—

Exercise window

—

Restricted Stock Unit - 2017

Direct

Underlying security

Common Stock

Underlying shares

4.11K

Shares owned

4.11K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

6.36K

Shares owned

6.36K

Exercise price

35.05

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

6.55K

Shares owned

6.55K

Exercise price

20.1

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

14.95K

Shares owned

14.95K

Exercise price

15.61

Expiration

—

Exercise window

—

Total

Underlying

45.34K

Owned

45.34K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	3.57K	3.57K
Stock Option Direct	Common Stock	29.2	—	—	9.80K	9.80K
Restricted Stock Unit - 2017 Direct	Common Stock		—	—	4.11K	4.11K
Stock Option Direct	Common Stock	35.05	—	—	6.36K	6.36K
Stock Option Direct	Common Stock	20.1	—	—	6.55K	6.55K
Stock Option Direct	Common Stock	15.61	—	—	14.95K	14.95K
Total					45.34K	45.34K