JOHNSON SCHMIDT ANTHONY D

PrivateCIK: 1539931

Location

SIOUX FALLS, SD

JOHNSON SCHMIDT ANTHONY D (Division VP and GM) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

JOHNSON SCHMIDT ANTHONY D

Filed: 8/28/2018ACC: 0000082166-18-000088

InsiderJOHNSON SCHMIDT ANTHONY DCIK 1539931

→

IssuerRAVEN INDUSTRIES INCCIK 82166

Officer· Division VP and GM

Since Aug 2018

-12.45K

Net shares

Net seller

$605.8K

Total sold

0

Open market trades

0B · 0S

6

Total transactions

21.50K acquired · 33.95K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

Shares

+6.55K

Price / share

$20.10

Trade value

$131.66K

% of position

19.1%

8/27/2018

34.33K→40.88K

Common Stock

Direct

F · Tax Withholding

Shares

−4.07K

Price / share

$48.65

Trade value

$197.76K

% of position

9.9%

8/27/2018

40.88K→36.81K

Common Stock

Direct

M · Option Exercise

Shares

+14.95K

Price / share

$15.61

Trade value

$233.37K

% of position

40.6%

8/27/2018

36.81K→51.76K

Common Stock

Direct

F · Tax Withholding

Shares

−8.39K

Price / share

$48.65

Trade value

$408.03K

% of position

16.2%

8/27/2018

51.76K→43.37K

Total

Net shares

+9.05K

Net value

-$240.77K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/27/2018	M · Option Exercise	+6.55K	$20.10	$131.66K	19.1%	34.33K	40.88K
Common Stock Direct	8/27/2018	F · Tax Withholding	−4.07K	$48.65	$197.76K	9.9%	40.88K	36.81K
Common Stock Direct	8/27/2018	M · Option Exercise	+14.95K	$15.61	$233.37K	40.6%	36.81K	51.76K
Common Stock Direct	8/27/2018	F · Tax Withholding	−8.39K	$48.65	$408.03K	16.2%	51.76K	43.37K
Total			+9.05K		-$240.77K

Derivative Transactions2

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

6.55K shares

Shares

−6.55K

Strike price

20.1

Held after

6.55K

Exercisable

—

8/27/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

14.95K shares

Shares

−14.95K

Strike price

15.61

Held after

14.95K

Exercisable

—

8/27/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock6.55K shares	8/27/2018	M · Option Exercise	−6.55K	20.1	—	6.55K
Stock Option Direct	Common Stock14.95K shares	8/27/2018	M · Option Exercise	−14.95K	15.61	—	14.95K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

3.57K

Shares owned

3.57K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

9.80K

Shares owned

9.80K

Exercise price

29.2

Expiration

—

Exercise window

—

Restricted Stock Unit - 2016

Direct

Underlying security

Common Stock

Underlying shares

4.17K

Shares owned

4.17K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2017

Direct

Underlying security

Common Stock

Underlying shares

4.11K

Shares owned

4.11K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

6.36K

Shares owned

6.36K

Exercise price

35.05

Expiration

—

Exercise window

—

Total

Underlying

28.01K

Owned

28.01K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	3.57K	3.57K
Stock Option Direct	Common Stock	29.2	—	—	9.80K	9.80K
Restricted Stock Unit - 2016 Direct	Common Stock		—	—	4.17K	4.17K
Restricted Stock Unit - 2017 Direct	Common Stock		—	—	4.11K	4.11K
Stock Option Direct	Common Stock	35.05	—	—	6.36K	6.36K
Total					28.01K	28.01K

JOHNSON SCHMIDT ANTHONY D — Insider Transaction (Form 4) Filed Aug 28, 2018 | Finecho